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LORBERBAUM JEFFREY S

Disclosed activity across 1 company

Tapewire entity
26407
SEC CIK
0000925177

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOHAWK INDUSTRIES INCMHK · Entity 3614Director · CHIEF EXECUTIVE OFFICER · 10% ownerSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOHAWK INDUSTRIES INC

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectMCL Family Funds Tr72,844 Reported balance After 2026-09-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-15 · Sale · Disposed 5,581 · Balance 72,844

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.10 to $129.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectMCL Family Funds Tr68,825 Reported balance After 2026-09-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-15 · Sale · Disposed 4,019 · Balance 68,825

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.10 to $129.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectMCL Family Funds Tr66,653 Reported balance After 2026-09-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-09-16 · Sale · Disposed 2,172 · Balance 66,653

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.57 to $127.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectMCL Family Funds Tr62,983 Reported balance After 2026-09-16 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-09-16 · Sale · Disposed 3,670 · Balance 62,983

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.59 to $128.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectMCL Family Funds Tr59,679 Reported balance After 2026-09-16 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-09-16 · Sale · Disposed 3,304 · Balance 59,679

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.68 to $129.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectMCL Family Funds Tr59,299 Reported balance After 2026-09-16 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2026-09-16 · Sale · Disposed 380 · Balance 59,299

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.73 to $129.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectDalton Fund384,063 Reported balance After 2026-09-15 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2026-09-15 · Sale · Disposed 1,090 · Balance 384,063

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.10 to $129.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectDalton Fund383,278 Reported balance After 2026-09-15 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2026-09-15 · Sale · Disposed 785 · Balance 383,278

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.10 to $129.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectDalton Fund382,851 Reported balance After 2026-09-16 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2026-09-16 · Sale · Disposed 427 · Balance 382,851

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.57 to $127.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectDalton Fund382,129 Reported balance After 2026-09-16 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2026-09-16 · Sale · Disposed 722 · Balance 382,129

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.59 to $128.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectDalton Fund381,479 Reported balance After 2026-09-16 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2026-09-16 · Sale · Disposed 650 · Balance 381,479

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.68 to $129.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectDalton Fund381,404 Reported balance After 2026-09-16 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 12 · 2026-09-16 · Sale · Disposed 75 · Balance 381,404

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.73 to $129.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectJSL Legacy Fund LP434,025 Reported balance Holding disclosure · report date 2026-09-15 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 434,025

Common StockSEC Table I · non-derivativeIndirectAladdin Partners, LP8,006,885 Reported balance Holding disclosure · report date 2026-09-15 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 8,006,885

Common StockSEC Table I · non-derivativeDirect79,625 Reported balance Holding disclosure · report date 2026-09-15 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 79,625

Common StockSEC Table I · non-derivativeIndirectPAS Trust315,002 Reported balance Holding disclosure · report date 2026-09-15 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 315,002

Common StockSEC Table I · non-derivativeIndirectDalton Partners19,140 Reported balance Holding disclosure · report date 2026-09-15 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 19,140

Common StockSEC Table I · non-derivativeIndirectBy Managed Account194 Reported balance Holding disclosure · report date 2026-09-15 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 194

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.10 to $129.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.10 to $129.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.57 to $127.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.59 to $128.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.68 to $129.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.73 to $129.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2018 Filed Mar 7, 2018 20:15 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 GrantCommon Stock 11,564 $0.00 $0.00
Disclosure

SEC source: 0000851968-18-000049 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,959

Read SEC document
March 01, 2018 Filed Mar 2, 2018 19:32 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 Tax withholdingCommon Stock 2,701 $241.10 $651,211.10
Disclosure

SEC source: 0000851968-18-000041 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,395

F1 · kind: Disposition related to meeting tax obligations upon vesting of restricted stock units.

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September 05, 2017 Filed Sep 6, 2017 19:07 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 SaleCommon Stock 19,700 $254.95 $5,022,457.87
Disclosure

SEC source: 0000851968-17-000080 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,396

Read SEC document
September 05, 2017 Filed Oct 18, 2017 17:57 UTC Amendment MOHAWK INDUSTRIES INC MHK · Entity 3614 SaleCommon Stock 19,700 $254.95 $5,022,457.87
Disclosure

SEC source: 0000851968-17-000085 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · PAS Trust

Disclosed balance after: 315,002

F1 · shares: On September 6, 2017, the reporting person timely reported the sale of 19,700 shares, but inadvertently reported such sale as a sale by the reporting person directly, instead of indirectly through the reporting person's PAS Trust. Accordingly, the correct balance of shares held directly should be 41,096 and the correct balance of shares held indirectly through the PAS Trust should be 315,002.

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March 09, 2017 Filed Mar 13, 2017 19:33 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 Tax withholdingCommon Stock 2,901 $228.13 $661,805.13
Disclosure

SEC source: 0000851968-17-000043 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,096

F1 · kind: Disposition related to meeting tax obligations upon vesting of restricted stock units.

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March 07, 2017 Filed Mar 9, 2017 21:21 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 GrantCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0000851968-17-000035 · edgardoc.xml · nonDerivative · entry 3

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,997

Read SEC document
March 07, 2017 Filed Mar 9, 2017 21:21 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 GrantCommon Stock 9,106 $0.00 $0.00
Disclosure

SEC source: 0000851968-17-000035 · edgardoc.xml · nonDerivative · entry 2

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,697

Read SEC document
March 07, 2017 Filed Mar 9, 2017 21:21 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 Tax withholdingCommon Stock 3,212 $227.30 $730,087.60
Disclosure

SEC source: 0000851968-17-000035 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,591

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:36 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 Tax withholdingCommon Stock 2,856 $231.53 $661,249.68
Disclosure

SEC source: 0000851968-17-000024 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,803

Read SEC document
February 15, 2017 Filed Feb 16, 2017 18:43 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 SaleCommon Stock 20,000 $222.91 $4,458,100.00
Disclosure

SEC source: 0000851968-17-000013 · edgardoc.xml · nonDerivative · entry 3

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · MCL Family Funds Tr

Disclosed balance after: 0

Read SEC document
February 14, 2017 Filed Feb 16, 2017 18:43 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 OtherCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000851968-17-000013 · edgardoc.xml · nonDerivative · entry 2

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · MCL Family Funds Tr

Disclosed balance after: 20,000

F1 · kind: The limited partnership interest in Aladdin Partners, LP formerly held by MCL Life Trust but distributed to The MCL Family Funds Trust, was redeemed on a pro rata basis for 20,000 shares of common stock to be held by The MCL Family Funds Trust. The Reporting Person is the trustee of the MCL Family Funds Trust and a family member of the Reporting Person is the trust's sole beneficiary.

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February 14, 2017 Filed Feb 16, 2017 18:43 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 OtherCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000851968-17-000013 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Aladdin Partners, LP

Disclosed balance after: 8,293,785

F1 · kind: The limited partnership interest in Aladdin Partners, LP formerly held by MCL Life Trust but distributed to The MCL Family Funds Trust, was redeemed on a pro rata basis for 20,000 shares of common stock to be held by The MCL Family Funds Trust. The Reporting Person is the trustee of the MCL Family Funds Trust and a family member of the Reporting Person is the trust's sole beneficiary.

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December 16, 2016 Filed Dec 16, 2016 22:18 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 GiftCommon Stock 420,668 $0.00 $0.00
Disclosure

SEC source: 0000851968-16-000210 · edgardoc.xml · nonDerivative · entry 2

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Dalton Fund

Disclosed balance after: 420,668

F1 · kind: The reporting person received 302,000 shares from the Dynasty Trust and 52,000 shares from the PAS Trust, which transactions were exempt under Rule 16a-13 as a change in form of beneficial ownership. The reporting person previously reported his indirect beneficial ownership of all of these shares as held by Dalton Partners and the PAS Trust, respectively. Following these transactions, the reporting person beneficially owned, directly, 457,327 issuer shares. On December 15, 2016, the reporting person transferred by gift 420,668 of such shares to Dalton Fund, L.P. ("Dalton Fund"), which the reporting person controls as manager of Dalton Management Company LLC, the general partner of Dalton Fund. Following this transaction, the reporting person beneficially owns, directly, 36,659 issuer shares.

F1 · balance_after: The reporting person received 302,000 shares from the Dynasty Trust and 52,000 shares from the PAS Trust, which transactions were exempt under Rule 16a-13 as a change in form of beneficial ownership. The reporting person previously reported his indirect beneficial ownership of all of these shares as held by Dalton Partners and the PAS Trust, respectively. Following these transactions, the reporting person beneficially owned, directly, 457,327 issuer shares. On December 15, 2016, the reporting person transferred by gift 420,668 of such shares to Dalton Fund, L.P. ("Dalton Fund"), which the reporting person controls as manager of Dalton Management Company LLC, the general partner of Dalton Fund. Following this transaction, the reporting person beneficially owns, directly, 36,659 issuer shares.

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December 16, 2016 Filed Dec 16, 2016 22:18 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 GiftCommon Stock 420,668 $0.00 $0.00
Disclosure

SEC source: 0000851968-16-000210 · edgardoc.xml · nonDerivative · entry 1

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,659

F1 · kind: The reporting person received 302,000 shares from the Dynasty Trust and 52,000 shares from the PAS Trust, which transactions were exempt under Rule 16a-13 as a change in form of beneficial ownership. The reporting person previously reported his indirect beneficial ownership of all of these shares as held by Dalton Partners and the PAS Trust, respectively. Following these transactions, the reporting person beneficially owned, directly, 457,327 issuer shares. On December 15, 2016, the reporting person transferred by gift 420,668 of such shares to Dalton Fund, L.P. ("Dalton Fund"), which the reporting person controls as manager of Dalton Management Company LLC, the general partner of Dalton Fund. Following this transaction, the reporting person beneficially owns, directly, 36,659 issuer shares.

F2 · balance_after: The reporting person previously reported as indirectly beneficially owned 741,140 issuer shares held by Dalton Partners, L.P. ("Dalton Partners"). On December 14, 2016, Dalton Partners distributed 302,000 issuer shares to The Lorberbaum Dynasty Trust (the "Dynasty Trust"), which the reporting person controls as distribution trustee. On December 14, 2016, the Dynasty Trust distributed the 302,000 issuer shares it received from Dalton Partners to the reporting person directly. The Dynasty Trust no longer holds any issuer shares. The reporting person and the family affiliates retained investment control of the respective amount of shares they controlled prior to the distribution by Dalton Partners and there was no sale or disposition of issuer shares to third parties.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:18 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 OtherCommon Stock 52,000 $0.00 $0.00
Disclosure

SEC source: 0000851968-16-000210 · edgardoc.xml · nonDerivative · entry 4

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · PAS Trust

Disclosed balance after: 334,702

F3 · ownership.nature: Reflects ownership following the transfer by PAS Trust of 52,000 issuer shares to the reporting person directly, which transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. Following this transaction, the reporting person beneficially owned, directly, 155,327 issuer shares.

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December 14, 2016 Filed Dec 16, 2016 22:18 UTC MOHAWK INDUSTRIES INC MHK · Entity 3614 OtherCommon Stock 302,000 $0.00 $0.00
Disclosure

SEC source: 0000851968-16-000210 · edgardoc.xml · nonDerivative · entry 3

LORBERBAUM JEFFREY S · CIK 0000925177 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Dalton Partners

Disclosed balance after: 439,140

F2 · kind: The reporting person previously reported as indirectly beneficially owned 741,140 issuer shares held by Dalton Partners, L.P. ("Dalton Partners"). On December 14, 2016, Dalton Partners distributed 302,000 issuer shares to The Lorberbaum Dynasty Trust (the "Dynasty Trust"), which the reporting person controls as distribution trustee. On December 14, 2016, the Dynasty Trust distributed the 302,000 issuer shares it received from Dalton Partners to the reporting person directly. The Dynasty Trust no longer holds any issuer shares. The reporting person and the family affiliates retained investment control of the respective amount of shares they controlled prior to the distribution by Dalton Partners and there was no sale or disposition of issuer shares to third parties.

F2 · balance_after: The reporting person previously reported as indirectly beneficially owned 741,140 issuer shares held by Dalton Partners, L.P. ("Dalton Partners"). On December 14, 2016, Dalton Partners distributed 302,000 issuer shares to The Lorberbaum Dynasty Trust (the "Dynasty Trust"), which the reporting person controls as distribution trustee. On December 14, 2016, the Dynasty Trust distributed the 302,000 issuer shares it received from Dalton Partners to the reporting person directly. The Dynasty Trust no longer holds any issuer shares. The reporting person and the family affiliates retained investment control of the respective amount of shares they controlled prior to the distribution by Dalton Partners and there was no sale or disposition of issuer shares to third parties.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.