Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Natera, Inc.NTRA · Entity 2635 | Director · CEO AND PRESIDENT | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Natera, Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,926 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 1,273 · Balance 96,926 F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2023, as amended on December 2, 2024, and as further amended on March 5, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 14 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Underlying: Common Stock · 3,125 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 6,105 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 13 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,156 Underlying: Common Stock · 6,105 shares Expires 2028-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 2,083 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 12 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,417 Underlying: Common Stock · 2,083 shares Expires 2027-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 4,468 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 11 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,461 Underlying: Common Stock · 4,468 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 2,188 | $0.00 Strike: $9.59 | $0.00 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 10 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,188 shares Expires 2026-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 25,236 | $75.00 | $1,892,700.00 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 9 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,371 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F3 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 20,312 | $13.01 | $264,259.12 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 8 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 36,115 | $75.00 | $2,708,625.00 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 7 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,295 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019 as amended on February 28, 2020. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 13,541 | $20.27 | $274,476.07 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 6 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,125 | $13.01 | $40,656.25 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 5 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 6,105 | $9.29 | $56,715.45 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 4 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,083 | $10.73 | $22,350.59 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 4,468 | $10.41 | $46,511.88 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:28 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,188 | $9.59 | $20,982.92 |
DisclosureSEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 22:44 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 210 | $75.00 | $15,750.00 |
DisclosureSEC source: 0001179110-20-010452 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,900 F1 · shares: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019 as amended on February 28, 2020. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F2 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 11,185 | $71.24 | $796,819.40 |
DisclosureSEC source: 0001179110-20-010259 · edgar.xml · nonDerivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,110 F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F5 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010259 · edgar.xml · derivative · entry 5 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-010259 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the partial vesting and settlement of RSUs, starting January 2, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010259 · edgar.xml · derivative · entry 4 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F6 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted a RSU, which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On October 1, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU. F6 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted a RSU, which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On October 1, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-010259 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting October 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 23, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,660 | $63.31 | $105,095.26 |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 5 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,420 F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.31 to $63.3899 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · derivative · entry 8 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · derivative · entry 7 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821 Underlying: Common Stock · 181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 558 | $62.69 | $34,981.02 |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 4 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,080 F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 1,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · derivative · entry 6 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,235 Underlying: Common Stock · 1,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 23:59 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 10, 2020 Filed Sep 12, 2020 00:36 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,184 | $60.77 | $71,955.00 |
DisclosureSEC source: 0001179110-20-009705 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,215 F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.76 to $61.15 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020. Read SEC document |
| September 09, 2020 Filed Sep 12, 2020 00:36 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRerstricted Stock Unit · Derivative | 2,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009705 · edgar.xml · derivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,778 Underlying: Common Stock · 2,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 09, 2020 Filed Sep 12, 2020 00:36 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009705 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 04, 2020 Filed Sep 4, 2020 23:36 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 9,720 | $61.56 | $598,373.89 |
DisclosureSEC source: 0001179110-20-009607 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,103 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.56 to $61.5925 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 23:36 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009607 · edgar.xml · derivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F5 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted a restricted stock unit (the "RSU"), which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On September 2, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU. F5 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted a restricted stock unit (the "RSU"), which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On September 2, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 23:36 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009607 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting September 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 20,312 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · derivative · entry 16 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,562 Underlying: Common Stock · 20,312 shares Expires 2020-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). As of June 8, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 62,500 additional shares. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 13,542 | $0.00 Strike: $20.27 | $0.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · derivative · entry 15 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,416 Underlying: Common Stock · 13,542 shares Expires 2029-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · derivative · entry 14 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,791 Underlying: Common Stock · 3,125 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 6,105 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · derivative · entry 13 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,261 Underlying: Common Stock · 6,105 shares Expires 2028-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 2,083 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · derivative · entry 12 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 2,083 shares Expires 2027-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 4,469 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · derivative · entry 11 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,929 Underlying: Common Stock · 4,469 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 2,188 | $0.00 Strike: $9.59 | $0.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · derivative · entry 10 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Underlying: Common Stock · 2,188 shares Expires 2026-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 25,236 | $55.00 | $1,387,980.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 9 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,073 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2020. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 20,312 | $13.01 | $264,259.12 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 8 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 36,329 | $55.00 | $1,998,095.00 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 7 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,997 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019 as amended on February 28, 2020. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 13,542 | $20.27 | $274,496.34 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 6 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,125 | $13.01 | $40,656.25 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 5 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 6,105 | $9.29 | $56,715.45 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 4 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,083 | $10.73 | $22,350.59 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 4,469 | $10.41 | $46,522.29 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 23:49 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,188 | $9.59 | $20,982.92 |
DisclosureSEC source: 0001179110-20-008845 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.