Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JONES LANG LASALLE INCJLL · Entity 3326 | Director | June 01, 2026 | June 01, 2026 |
| NRG ENERGY, INC.NRG · Entity 3216 | Director | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JONES LANG LASALLE INC
Report date June 01, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,381 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 635 · Balance 9,381 F1: On June 1, 2026, the reporting person was granted 635 shares of common stock. The receipt of these shares has been deferred in accordance with prior election pursuant to the Jones Lang LaSalle Inc. deferred compensation plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 1, 2026, the reporting person was granted 635 shares of common stock. The receipt of these shares has been deferred in accordance with prior election pursuant to the Jones Lang LaSalle Inc. deferred compensation plan.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 43,693 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 149 · Balance 43,693 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 5,532 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 5,532 dividend equivalent rights.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
APOLLO EDUCATION GROUP INC
Report date February 01, 2017 · Filed February 02, 2017
Section 16 reporting ended · disclosed 2017-02-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-01 transaction · row 1
1 source rowRow 1 · 2017-02-01 · Disposition to issuer · Disposed 36,699 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.40 · Expires 2018-12-12 | Direct | 0 |
Reported balance
After 2017-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-01 · Disposition to issuer · Disposed 2,847 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.
Inteliquent, Inc.
Report date February 10, 2017 · Filed February 14, 2017
Section 16 reporting ended · disclosed 2017-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-10 transaction · row 1
1 source rowRow 1 · 2017-02-10 · Disposition to issuer · Disposed 41,574 · Balance 0 F1: On November 2, 2016, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Onvoy, LLC ("Onvoy") and Onvoy Igloo Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub merged (the "Merger") with and into the Issuer, with the Issuer surviving the Merger as a direct wholly-owned subsidiary of Onvoy. The Merger became effective on February 10, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the Issuer's common stock, par value $0.001 ("Common Stock"), issued and outstanding prior to the Effective Time was automatically cancelled and converted into the right to receive a cash payment equal to $23.00, without interest, less any applicable tax withholding. F2: This amount includes 16,511 shares of restricted stock that became fully vested at the Effective Time pursuant to the Merger Agreement. |
| Employee Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.52 · Expires 2025-06-22 | Direct | 0 |
Reported balance
After 2017-02-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-10 · Disposition to issuer · Disposed 34,851 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Common Stock that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, was automatically converted into the right to receive a cash payment equal to the product of (A) the total number of shares of Common Stock issuable upon exercise of such option and (B) the excess, if any, of $23.00 over the exercise price per share of such option, less any applicable tax withholding. |
| Employee Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $16.78 · Expires 2026-02-22 | Direct | 0 |
Reported balance
After 2017-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-10 · Disposition to issuer · Disposed 27,360 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Common Stock that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, was automatically converted into the right to receive a cash payment equal to the product of (A) the total number of shares of Common Stock issuable upon exercise of such option and (B) the excess, if any, of $23.00 over the exercise price per share of such option, less any applicable tax withholding. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-03-15 | Direct | 0 |
Reported balance
After 2017-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-10 · Disposition to issuer · Disposed 16,874 · Balance 0 F4: Represents previously unvested performance stock units ("PSUs"). Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 140% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon total shareholder return ("TSR") of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. F5: (Continued from footnote 4) Such shares were prorated for the number of days from January 1, 2015 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 1,099 shares of common stock, representing dividends paid during the measuring period. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-03-15 | Direct | 0 |
Reported balance
After 2017-02-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-10 · Disposition to issuer · Disposed 17,878 · Balance 0 F6: Represents previously unvested PSUs. Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 150% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon TSR of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. Such shares were prorated for the number of days from January 1, 2016 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 548 shares of common stock, representing dividends paid during the measuring period. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 2, 2016, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Onvoy, LLC ("Onvoy") and Onvoy Igloo Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub merged (the "Merger") with and into the Issuer, with the Issuer surviving the Merger as a direct wholly-owned subsidiary of Onvoy. The Merger became effective on February 10, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the Issuer's common stock, par value $0.001 ("Common Stock"), issued and outstanding prior to the Effective Time was automatically cancelled and converted into the right to receive a cash payment equal to $23.00, without interest, less any applicable tax withholding.
F2: This amount includes 16,511 shares of restricted stock that became fully vested at the Effective Time pursuant to the Merger Agreement.
F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Common Stock that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, was automatically converted into the right to receive a cash payment equal to the product of (A) the total number of shares of Common Stock issuable upon exercise of such option and (B) the excess, if any, of $23.00 over the exercise price per share of such option, less any applicable tax withholding.
F4: Represents previously unvested performance stock units ("PSUs"). Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 140% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon total shareholder return ("TSR") of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index.
F5: (Continued from footnote 4) Such shares were prorated for the number of days from January 1, 2015 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 1,099 shares of common stock, representing dividends paid during the measuring period.
F6: Represents previously unvested PSUs. Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 150% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon TSR of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. Such shares were prorated for the number of days from January 1, 2016 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 548 shares of common stock, representing dividends paid during the measuring period.
USG CORP
Report date April 24, 2019 · Filed April 24, 2019
Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-04-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-24 · Disposition to issuer · Disposed 23,027.4613 · Balance 0 F1: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Agreement and Plan of Merger, dated as of June 10, 2018, by and among USG Corporation, Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Agreement and Plan of Merger, dated as of June 10, 2018, by and among USG Corporation, Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2021 Filed May 5, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007633 · doc4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,569 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 970 dividend equivalent rights. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001576 · doc4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,392 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 793 dividend equivalent rights. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:56 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | GrantCommon Stock | 126 | $148.37 | $18,694.62 |
DisclosureSEC source: 0001127602-21-000656 · form4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966 F1 · kind: Represents shares elected to be received in lieu of annual cash retainer, payable quarterly in advance, and annual cash committee retainers payable in advance for the first quarter of fiscal year 2021, in accordance with prior election under the Non-Executive Director Compensation Plan and the U.S. Deferred Compensation Plan. The receipt of these shares has been deferred pursuant to the Non-Executive Director Compensation Plan. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:33 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | Exercise / conversionRestricted Stock Units · Derivative | 571 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030213 · form4.xml · derivative · entry 2 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571 Underlying: Common Stock · 571 shares Expires 2022-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock. F2 · derivative.exercise_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022. F2 · derivative.expiration_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:33 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | Exercise / conversionCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030213 · form4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:17 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013053 · doc4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,244 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 645 dividend equivalent rights. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010313 · doc4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,067 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 468 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:13 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 4,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006920 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,898 F1 · shares: Represents 4,628 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 297 dividend equivalent rights. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 19:18 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | GrantRestricted Stock Units · Derivative | 1,469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018412 · form4.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469 Underlying: Common Stock · 1,469 shares Expires 2023-05-29 F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock. F2 · derivative.exercise_date: On May 29, 2020, the Reporting Person was granted 1469.00 restricted stock units vesting with respect to one-half of the shares on November 29, 2021 and one-half of the shares on May 29, 2023. F2 · derivative.expiration_date: On May 29, 2020, the Reporting Person was granted 1469.00 restricted stock units vesting with respect to one-half of the shares on November 29, 2021 and one-half of the shares on May 29, 2023. Read SEC document |
| May 23, 2020 Filed May 27, 2020 16:13 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | Exercise / conversionRestricted Stock Units · Derivative | 269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017979 · form4.xml · derivative · entry 2 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268 Underlying: Common Stock · 269 shares Expires 2021-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock. F2 · derivative.exercise_date: On November 23, 2018, the Reporting Person was granted 537.00 restricted share units vesting with respect to one-half of the shares on each of May 23, 2020 and November 23, 2021. F2 · derivative.expiration_date: On November 23, 2018, the Reporting Person was granted 537.00 restricted share units vesting with respect to one-half of the shares on each of May 23, 2020 and November 23, 2021. Read SEC document |
| May 23, 2020 Filed May 27, 2020 16:13 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | Exercise / conversionCommon Stock | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017979 · form4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005473 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,270 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 297 dividend equivalent rights. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:50 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001164 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,142 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 169 dividend equivalent rights. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:43 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 10 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011415 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,028 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 55 dividend equivalent rights. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:47 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 12 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009114 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,018 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 45 dividend equivalent rights. F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:06 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 4,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-007135 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,006 F1 · shares: Represents 4,906 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 31 dividend equivalent rights. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:06 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | GrantRestricted Stock Units · Derivative | 1,142 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020449 · form4.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142 Underlying: Common Stock · 1,142 shares Expires 2022-05-30 F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock. F2 · derivative.exercise_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022. F2 · derivative.expiration_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 6 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005538 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 31 Dividend Equivalent Rights. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 14:43 UTC | USG CORP USG · Entity 12609 | Disposition to issuerDeferred Stock Units · Derivative | 23,027.4613 | $43.50 | $1,001,694.57 |
DisclosureSEC source: 0000757011-19-000051 · primary_doc.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,027.4613 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Agreement and Plan of Merger, dated as of June 10, 2018, by and among USG Corporation, Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest. F1 · price: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Agreement and Plan of Merger, dated as of June 10, 2018, by and among USG Corporation, Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest. F1 · derivative.exercise_date: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Agreement and Plan of Merger, dated as of June 10, 2018, by and among USG Corporation, Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest. F1 · derivative.expiration_date: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Agreement and Plan of Merger, dated as of June 10, 2018, by and among USG Corporation, Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive $43.50 in cash, without interest. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 6 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001371 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,094 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 25 Dividend Equivalent Rights. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 11:29 UTC | USG CORP USG · Entity 12609 | GrantDeferred Stock Units · Derivative | 2,807.3459 | $42.75 | $120,000.00 |
DisclosureSEC source: 0000757011-19-000003 · primary_doc.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,027.4613 Underlying: Common Stock · 2,807.3459 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F2 · price: Mean of the high and low sales prices of a share of common stock on December 31, 2018. F1 · derivative.exercise_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F1 · derivative.expiration_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 21:13 UTC | JONES LANG LASALLE INC JLL · Entity 3326 | GrantRestricted Stock Units · Derivative | 537 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034478 · form4.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074 Underlying: Common Stock · 537 shares Expires 2021-11-23 F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock. F2 · derivative.exercise_date: On November 23, 2018, the Reporting Person was granted 537.00 restricted share units vesting with respect to one-half of the shares on each of May 23, 2020 and November 23, 2021. F2 · derivative.expiration_date: On November 23, 2018, the Reporting Person was granted 537.00 restricted share units vesting with respect to one-half of the shares on each of May 23, 2020 and November 23, 2021. Read SEC document |
| November 23, 2018 Filed Nov 29, 2018 17:41 UTC Amendment | JONES LANG LASALLE INC JLL · Entity 3326 | GrantRestricted Stock Units · Derivative | 537 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034654 · form4a.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537 Underlying: Common Stock · 537 shares Expires 2021-11-23 F1 · balance_after: This amendment corrects the number of derivative securities beneficially owned following the reported transaction from 1074.00 to 537.00. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 7 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012564 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,088 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 19 Dividend Equivalent Rights. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 15:27 UTC | USG CORP USG · Entity 12609 | GrantDeferred Stock Units · Derivative | 230.4287 | $43.38 | $9,994.84 |
DisclosureSEC source: 0000757011-18-000096 · primary_doc.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,220.1154 Underlying: Common Stock · 230.4287 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F2 · kind: Reflects the reinvestment of dividend equivalents in additional deferred stock units pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. F3 · price: Mean of the high and low sales prices of a share of common stock on October 2, 2018. F1 · derivative.exercise_date: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F1 · derivative.expiration_date: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010227 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,081 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 12 Dividend Equivalent Rights. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 4,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008102 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 F1 · shares: Represents 4,925 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 4 dividend equivalent rights. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006144 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,148 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 4 dividend equivalent rights. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 4,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-004725 · edgar.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,144 F1 · shares: Represents 4,144 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 11:41 UTC | USG CORP USG · Entity 12609 | GrantDeferred Stock Units · Derivative | 3,101.5766 | $38.69 | $120,000.00 |
DisclosureSEC source: 0000757011-18-000003 · primary_doc.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,989.6867 Underlying: Common Stock · 3,101.5766 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F2 · price: Mean of the high and low sales prices of a share of common stock on December 29, 2017. F1 · derivative.exercise_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F1 · derivative.expiration_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F3 · balance_after: All deferred stock units held by the reporting person under the Program become payable in shares of common stock following termination of service as a director. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:03 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Disposition to issuerPerformance Stock Units · Derivative | 17,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-003989 · doc4.xml · derivative · entry 5 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,491 shares Expires 2019-03-15 F6 · derivative.exercise_price: Represents previously unvested PSUs. Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 150% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon TSR of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. Such shares were prorated for the number of days from January 1, 2016 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 548 shares of common stock, representing dividends paid during the measuring period. F6 · price: Represents previously unvested PSUs. Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 150% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon TSR of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. Such shares were prorated for the number of days from January 1, 2016 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 548 shares of common stock, representing dividends paid during the measuring period. F6 · derivative.exercise_date: Represents previously unvested PSUs. Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 150% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon TSR of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. Such shares were prorated for the number of days from January 1, 2016 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 548 shares of common stock, representing dividends paid during the measuring period. F6 · derivative.underlying_shares: Represents previously unvested PSUs. Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 150% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon TSR of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. Such shares were prorated for the number of days from January 1, 2016 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 548 shares of common stock, representing dividends paid during the measuring period. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:03 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Disposition to issuerPerformance Stock Units · Derivative | 16,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-003989 · doc4.xml · derivative · entry 4 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,733 shares Expires 2018-03-15 F4 · derivative.exercise_price: Represents previously unvested performance stock units ("PSUs"). Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 140% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon total shareholder return ("TSR") of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. F5 · derivative.exercise_price: (Continued from footnote 4) Such shares were prorated for the number of days from January 1, 2015 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 1,099 shares of common stock, representing dividends paid during the measuring period. F4 · price: Represents previously unvested performance stock units ("PSUs"). Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 140% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon total shareholder return ("TSR") of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. F5 · price: (Continued from footnote 4) Such shares were prorated for the number of days from January 1, 2015 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 1,099 shares of common stock, representing dividends paid during the measuring period. F4 · derivative.exercise_date: Represents previously unvested performance stock units ("PSUs"). Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 140% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon total shareholder return ("TSR") of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. F5 · derivative.exercise_date: (Continued from footnote 4) Such shares were prorated for the number of days from January 1, 2015 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 1,099 shares of common stock, representing dividends paid during the measuring period. F4 · derivative.underlying_shares: Represents previously unvested performance stock units ("PSUs"). Pursuant to the Merger Agreement, at the Effective Time, unvested PSUs became fully vested and automatically converted into the right to receive a cash payment equal to the product of (A) the number of shares of Common Stock subject to such PSU at 140% of target and (B) $23.00, less any applicable tax withholding. The shares of Common Stock were calculated based upon total shareholder return ("TSR") of the issuer over a three-year measuring period weighted (i) two-thirds against the TSR of all companies in the S&P 500 Index and (ii) one-third against the TSR of all companies in the S&P Small Cap 600 Telecommunications Services Index. F5 · derivative.underlying_shares: (Continued from footnote 4) Such shares were prorated for the number of days from January 1, 2015 through and including the closing date of the Merger compared to the total number of days in the measuring period. The number in clause (A) also includes 1,099 shares of common stock, representing dividends paid during the measuring period. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:03 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Disposition to issuerEmployee Stock Option (right to purchase) · Derivative | 27,360 | $6.22 Strike: $16.78 | $170,179.20 |
DisclosureSEC source: 0000899243-17-003989 · doc4.xml · derivative · entry 3 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,360 shares Expires 2026-02-22 F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Common Stock that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, was automatically converted into the right to receive a cash payment equal to the product of (A) the total number of shares of Common Stock issuable upon exercise of such option and (B) the excess, if any, of $23.00 over the exercise price per share of such option, less any applicable tax withholding. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:03 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Disposition to issuerEmployee Stock Option (right to purchase) · Derivative | 34,851 | $4.48 Strike: $18.52 | $156,132.48 |
DisclosureSEC source: 0000899243-17-003989 · doc4.xml · derivative · entry 2 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,851 shares Expires 2025-06-22 F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Common Stock that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, was automatically converted into the right to receive a cash payment equal to the product of (A) the total number of shares of Common Stock issuable upon exercise of such option and (B) the excess, if any, of $23.00 over the exercise price per share of such option, less any applicable tax withholding. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:03 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Disposition to issuerCommon Stock, par value $0.001 per share | 41,574 | $23.00 | $956,202.00 |
DisclosureSEC source: 0000899243-17-003989 · doc4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On November 2, 2016, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Onvoy, LLC ("Onvoy") and Onvoy Igloo Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub merged (the "Merger") with and into the Issuer, with the Issuer surviving the Merger as a direct wholly-owned subsidiary of Onvoy. The Merger became effective on February 10, 2017 (the "Effective Time"). Pursuant to the Merger Agreement, each share of the Issuer's common stock, par value $0.001 ("Common Stock"), issued and outstanding prior to the Effective Time was automatically cancelled and converted into the right to receive a cash payment equal to $23.00, without interest, less any applicable tax withholding. F2 · shares: This amount includes 16,511 shares of restricted stock that became fully vested at the Effective Time pursuant to the Merger Agreement. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 16:43 UTC | APOLLO EDUCATION GROUP INC APOL · Entity 179251 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 2,847 | Not disclosed Strike: $21.40 | Not disclosed |
DisclosureSEC source: 0000929887-17-000030 · wf-form4_148607180489218.xml · derivative · entry 2 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,847 shares Expires 2018-12-12 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 16:43 UTC | APOLLO EDUCATION GROUP INC APOL · Entity 179251 | Disposition to issuerClass A Common Stock | 36,699 | $10.00 | $366,990.00 |
DisclosureSEC source: 0000929887-17-000030 · wf-form4_148607180489218.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. F1 · acquired: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 22:22 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Exercise / conversionPerformance Stock Units · Derivative | 11,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-005138 · doc4.xml · derivative · entry 3 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,662 shares Expires 2017-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit was granted in 2015 and represented a contingent right to receive between 0 and 2 shares of Inteliquent, Inc. common stock. The actual number of shares delivered was based on the total shareholder return of Inteliquent, Inc. over a 24-month measuring period weighted (i) two-thirds against the total shareholder return of all companies in the S&P 500 Index and (ii) one-third against the total shareholder return of all companies in the S&P Small Cap 600 Telecommunications Services Index (together, the "TSR Metric"). 11,249 shares of common stock represented the target amount of the award. These target shares converted to 16,874 shares of common stock, using a TSR metric of 150%. Additionally, 788 shares of common stock, representing accumulated dividends paid during the performance period were granted, for a total of 17,662 shares of common stock granted. F1 · price: Each performance stock unit was granted in 2015 and represented a contingent right to receive between 0 and 2 shares of Inteliquent, Inc. common stock. The actual number of shares delivered was based on the total shareholder return of Inteliquent, Inc. over a 24-month measuring period weighted (i) two-thirds against the total shareholder return of all companies in the S&P 500 Index and (ii) one-third against the total shareholder return of all companies in the S&P Small Cap 600 Telecommunications Services Index (together, the "TSR Metric"). 11,249 shares of common stock represented the target amount of the award. These target shares converted to 16,874 shares of common stock, using a TSR metric of 150%. Additionally, 788 shares of common stock, representing accumulated dividends paid during the performance period were granted, for a total of 17,662 shares of common stock granted. F1 · derivative.exercise_date: Each performance stock unit was granted in 2015 and represented a contingent right to receive between 0 and 2 shares of Inteliquent, Inc. common stock. The actual number of shares delivered was based on the total shareholder return of Inteliquent, Inc. over a 24-month measuring period weighted (i) two-thirds against the total shareholder return of all companies in the S&P 500 Index and (ii) one-third against the total shareholder return of all companies in the S&P Small Cap 600 Telecommunications Services Index (together, the "TSR Metric"). 11,249 shares of common stock represented the target amount of the award. These target shares converted to 16,874 shares of common stock, using a TSR metric of 150%. Additionally, 788 shares of common stock, representing accumulated dividends paid during the performance period were granted, for a total of 17,662 shares of common stock granted. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 22:22 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Tax withholdingCommon Stock, par value $0.001 per share | 5,759 | $22.92 | $131,996.28 |
DisclosureSEC source: 0001209191-17-005138 · doc4.xml · nonDerivative · entry 2 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,574 F2 · shares: The reported disposition represents the withholding of shares to cover tax obligations arising from the vesting of the performance stock units. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 22:22 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Exercise / conversionCommon Stock, par value $0.001 per share | 17,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-005138 · doc4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit was granted in 2015 and represented a contingent right to receive between 0 and 2 shares of Inteliquent, Inc. common stock. The actual number of shares delivered was based on the total shareholder return of Inteliquent, Inc. over a 24-month measuring period weighted (i) two-thirds against the total shareholder return of all companies in the S&P 500 Index and (ii) one-third against the total shareholder return of all companies in the S&P Small Cap 600 Telecommunications Services Index (together, the "TSR Metric"). 11,249 shares of common stock represented the target amount of the award. These target shares converted to 16,874 shares of common stock, using a TSR metric of 150%. Additionally, 788 shares of common stock, representing accumulated dividends paid during the performance period were granted, for a total of 17,662 shares of common stock granted. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 12:27 UTC | USG CORP [USG] · Entity 12609 | GrantDeferred Stock Units · Derivative | 4,114.5208 | $29.17 | $120,000.00 |
DisclosureSEC source: 0000757011-17-000003 · primary_doc.xml · derivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,888.1101 Underlying: Common Stock · 4,114.5208 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director. F2 · price: Mean of the high and low sales prices of a share of common stock on December 30, 2016. F1 · derivative.exercise_date: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director. F1 · derivative.expiration_date: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:17 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Exercise / conversionEmployee Stock Options (right to purchase) · Derivative | 11,616 | $0.00 Strike: $18.52 | $0.00 |
DisclosureSEC source: 0001209191-16-155211 · doc4.xml · derivative · entry 4 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,851 Underlying: common stock · 11,616 shares Expires 2025-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-quarter of the securities to which this note relates vested on June 22, 2016; the remaining three-quarters of the securities vest in equal annual installments on the second, third and fourth anniversary following June 22, 2016. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:17 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Tax withholdingCommon Stock, par value $0.001 per share | 1,582 | $23.10 | $36,544.20 |
DisclosureSEC source: 0001209191-16-155211 · doc4.xml · nonDerivative · entry 3 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,671 F3 · shares: On December 12, 2016, the Compensation Committee (the "Committee") of the Board of Directors of the Company approved the acceleration of vesting of all or a portion of two separate restricted stock awards previously granted to Mr. Carter. The Committee approved the accelerated vesting in order to preserve certain compensation related corporate income tax deductions for the Company that may otherwise be disallowed through the operation of Section 280G of the Code in connection with Merger with Onvoy, LLC. The reported disposition represents the withholding of shares to cover tax obligations arising from the accelerated vesting of the restricted stock. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:17 UTC | Inteliquent, Inc. IQNT · Entity 178834 | SaleCommon Stock, par value $0.001 per share | 10,200 | $23.09 | $235,518.00 |
DisclosureSEC source: 0001209191-16-155211 · doc4.xml · nonDerivative · entry 2 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,253 F1 · kind: Mr. Carter exercised options to purchase 11,616 shares of Inteliquent, Inc. (the "Company") common stock. All of these stock options had already vested. Mr. Carter then immediately sold 10,200 of those shares into the market to pay for the exercise price and estimated withholding taxes. In combination with the transaction described in footnote 3, Mr. Carter engaged in this transaction in order to preserve certain compensation related corporate income tax deductions for the Company that may otherwise be disallowed through the operation of Section 280G of the Internal Revenue Code, as amended (the "Code"), in connection with the Company's merger (the "Merger") with Onvoy, LLC ("Onvoy"). F2 · price: The price reported in Column 4 is the weighted average trading price of the shares sold. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.15, inclusive. Upon request, the reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:17 UTC | Inteliquent, Inc. IQNT · Entity 178834 | Exercise / conversionCommon Stock, par value $0.001 per share | 11,616 | $18.52 | $215,128.32 |
DisclosureSEC source: 0001209191-16-155211 · doc4.xml · nonDerivative · entry 1 Carter Matthew Jr · CIK 0001481169 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Mr. Carter exercised options to purchase 11,616 shares of Inteliquent, Inc. (the "Company") common stock. All of these stock options had already vested. Mr. Carter then immediately sold 10,200 of those shares into the market to pay for the exercise price and estimated withholding taxes. In combination with the transaction described in footnote 3, Mr. Carter engaged in this transaction in order to preserve certain compensation related corporate income tax deductions for the Company that may otherwise be disallowed through the operation of Section 280G of the Internal Revenue Code, as amended (the "Code"), in connection with the Company's merger (the "Merger") with Onvoy, LLC ("Onvoy"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.