Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APi Group CorpAPG · Entity 3311 | Director | August 03, 2026 | August 05, 2026 |
| Element Solutions IncESI · Entity 3625 | Director | May 04, 2026 | May 05, 2026 |
| NEWELL BRANDS INC.NWL · Entity 4339 | Director | October 02, 2017 | December 19, 2017 |
| Nomad Foods LtdNOMD · Entity 4642 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APi Group Corp
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Nancy and Ian Ashken Investment Trust LLLP | 9,177,284 |
Last balance in matching sequence
After 2026-08-04 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-08-03 · Sale · Disposed 214,928 · Balance 9,262,356 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Nancy and Ian Ashken Investment Trust LLLP (the "Ashken Investment Trust") on March 18, 2026. F2: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.75 to $40.13 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. F3: The shares of Common Stock reported herein are held directly by the Ashken Investment Trust, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Row 2 · 2026-08-04 · Sale · Disposed 80,071 · Balance 9,182,285 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Nancy and Ian Ashken Investment Trust LLLP (the "Ashken Investment Trust") on March 18, 2026. F4: Represents the weighted average price of the shares sold on August 4, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.75 to $40.745 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. F3: The shares of Common Stock reported herein are held directly by the Ashken Investment Trust, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Row 3 · 2026-08-04 · Sale · Disposed 5,001 · Balance 9,177,284 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Nancy and Ian Ashken Investment Trust LLLP (the "Ashken Investment Trust") on March 18, 2026. F5: Represents the weighted average price of the shares sold on August 4, 2026. The prices of the shares sold pursuant to the transactions ranged from $40.75 to $40.765 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. F3: The shares of Common Stock reported herein are held directly by the Ashken Investment Trust, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 300,000 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 300,000 F6: Held jointly in an account by the Ashken Trust and the Nancy K. Ashken Living Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Ian G.H. Ashken Living Trust | 58,470 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 58,470 F7: The shares of Common Stock reported herein are held directly by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Mariposa Acquisition IV, LLC | 15,552 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 15,552 F8: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. The Ashken Investment Trust, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Mariposa Acquisition IV, LLC | 1,152,000 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,152,000 F9: The Series A Preferred Stock will convert into Common Stock at the option of the holder or automatically as of December 31, 2026. F8: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. The Ashken Investment Trust, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,047 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,047 F10: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F11: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Nancy and Ian Ashken Investment Trust LLLP (the "Ashken Investment Trust") on March 18, 2026.
F2: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.75 to $40.13 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
F3: The shares of Common Stock reported herein are held directly by the Ashken Investment Trust, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F4: Represents the weighted average price of the shares sold on August 4, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.75 to $40.745 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average price of the shares sold on August 4, 2026. The prices of the shares sold pursuant to the transactions ranged from $40.75 to $40.765 per share. The Ashken Investment Trust, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
F6: Held jointly in an account by the Ashken Trust and the Nancy K. Ashken Living Trust.
F7: The shares of Common Stock reported herein are held directly by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F8: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. The Ashken Investment Trust, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F9: The Series A Preferred Stock will convert into Common Stock at the option of the holder or automatically as of December 31, 2026.
F10: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
F11: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.
Element Solutions Inc
Report date May 04, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-05-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-04 · Exercise / conversion · Acquired 6,539 · Balance 6,539 F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Row 2 · 2026-05-04 · Other · Disposed 6,539 · Balance 0 F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Trust | 19,949 |
Reported balance
After 2026-05-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-05-04 · Other · Acquired 6,539 · Balance 19,949 F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F2: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-04 · Exercise / conversion · Disposed 6,539 · Balance 0 F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,272 |
Reported balance
After 2026-05-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-04 · Grant · Acquired 3,272 · Balance 3,272 F3: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.
F2: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
F3: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.
NEWELL BRANDS INC.
Report date October 02, 2017 · Filed December 19, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy IGHA Holdings, LLLP | 511,374 |
Reported balance
After 2017-10-02 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-10-02 · Sale · Disposed 511,322 · Balance 511,374 F4: The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F3: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below. F1: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests").
F2: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.
F3: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below.
F4: The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.
Nomad Foods Ltd
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Ian G.H. Ashken Living Trust | 116,916 |
Reported balance
After 2026-05-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-13 · Purchase · Acquired 100,000 · Balance 116,916 F1: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged form $9.1167 to $9.1878, inclusive. The Reporting Person undertakes to provide the Issuer and will provide any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares purchased at each separate price within the specified range. F2: These shares are held directly by the Ian G.H. Ashken Living Trust, of which the Reporting Person is the sole settlor and trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 8,182 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,182 F3: Includes 8,182 Restricted Stock Units which shall vest on the earlier of (i) the date of the Issuer's 2026 annual meeting of the shareholders or (ii) August 10, 2026. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Tasburgh LLC | 485,443 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 485,443 F4: These shares are held directly by Tasburgh LLC. The Reporting Person is the managing member of Tasburgh LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged form $9.1167 to $9.1878, inclusive. The Reporting Person undertakes to provide the Issuer and will provide any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares purchased at each separate price within the specified range.
F2: These shares are held directly by the Ian G.H. Ashken Living Trust, of which the Reporting Person is the sole settlor and trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: Includes 8,182 Restricted Stock Units which shall vest on the earlier of (i) the date of the Issuer's 2026 annual meeting of the shareholders or (ii) August 10, 2026.
F4: These shares are held directly by Tasburgh LLC. The Reporting Person is the managing member of Tasburgh LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 9, 2021 20:20 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 9,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-21-000061 · wf-form4_162327000844418.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 20:20 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-21-000061 · wf-form4_162327000844418.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 23:24 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 4,245,999 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000471 · doc4.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 4,245,999 F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F4 · ownership.nature: The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 23:24 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 4,245,999 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000471 · doc4.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 0 F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:24 UTC | APi Group Corp APG · Entity 3311 | OtherCommon Stock | 2,389,999 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000471 · doc4.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition IV, LLC Disclosed balance after: 4,245,999 F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:15 UTC | APi Group Corp APG · Entity 3311 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027321 · doc4.xml · derivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F1 · price: On October 1, 2020, 10,000 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. F5 · derivative.exercise_date: These restricted stock units vested on October 1, 2020, which was the one-year anniversary of the grant date. F5 · derivative.expiration_date: These restricted stock units vested on October 1, 2020, which was the one-year anniversary of the grant date. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:15 UTC | APi Group Corp APG · Entity 3311 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027321 · doc4.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 1, 2020, 10,000 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:33 UTC | APi Group Corp APG · Entity 3311 | GrantRestricted Stock Units · Derivative | 6,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-022586 · doc4.xml · derivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,920 Underlying: Common Stock · 6,920 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders. F5 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 20:23 UTC | Element Solutions Inc ESI · Entity 3625 | GrantRestricted Stock Units · Derivative | 9,141 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000083 · wf-form4_159251179027895.xml · derivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,141 Underlying: Common Stock · 9,141 shares Expires not disclosed F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 20:15 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 9,681 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · derivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 20:15 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 9,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,283 F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F2 · ownership.nature: The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interest in the Issuer. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 20:15 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 9,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 20:15 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:25 UTC | Element Solutions Inc ESI · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 50,000 | $8.92 | $446,000.00 |
DisclosureSEC source: 0001590714-20-000029 · wf-form4_158395829940999.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 598,880 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.79 to $8.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 22:36 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 1,302,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tasburgh, LLC Disclosed balance after: 1,302,929 F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER. Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 22:36 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 1,302,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 0 F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER. F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:36 UTC | Element Solutions Inc ESI · Entity 3625 | ConversionSeries A Preferred Stock, par value $0.01 per share · Derivative | 119,992 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · derivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 0 Underlying: Common Stock · 119,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · derivative.exercise_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · derivative.expiration_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:36 UTC | Element Solutions Inc ESI · Entity 3625 | ConversionCommon Stock, par value $0.01 per share | 119,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mariposa Acquisition, LLC Disclosed balance after: 1,302,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b). Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:17 UTC | Element Solutions Inc ESI · Entity 3625 | GrantRestricted Stock Units · Derivative | 9,681 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · derivative · entry 7 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,681 Underlying: Common Stock · 9,681 shares Expires not disclosed F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:17 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 8,741 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · derivative · entry 6 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:17 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 8,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,602 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F2 · ownership.nature: The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:17 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 8,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:17 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 8,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:54 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 13,500 | $11.00 | $148,500.00 |
DisclosureSEC source: 0001590714-18-000137 · wf-form4_154457243031888.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 548,880 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 22:50 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 28,000 | $10.98 | $307,440.00 |
DisclosureSEC source: 0001590714-18-000133 · wf-form4_154327261473454.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 535,380 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.95 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 01:29 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 8,000 | $10.76 | $86,080.00 |
DisclosureSEC source: 0001590714-18-000129 · wf-form4_154276374687949.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 507,380 F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.60 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2018 Filed Nov 21, 2018 01:29 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 4,000 | $10.72 | $42,880.00 |
DisclosureSEC source: 0001590714-18-000129 · wf-form4_154276374687949.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 499,380 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.50 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 21:52 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $10.60 | $106,000.00 |
DisclosureSEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 495,380 F4 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.49 to $10.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:52 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $10.76 | $107,600.00 |
DisclosureSEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 485,380 F3 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.65 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:52 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 18,000 | $10.75 | $193,500.00 |
DisclosureSEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 475,380 F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.63 to $10.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 21:52 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 7,500 | $10.99 | $82,425.00 |
DisclosureSEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 457,380 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 22:58 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 107,000 | $10.98 | $1,174,860.00 |
DisclosureSEC source: 0001590714-18-000114 · wf-form4_154163150463066.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 449,880 F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.84 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:58 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 15,000 | $10.92 | $163,800.00 |
DisclosureSEC source: 0001590714-18-000114 · wf-form4_154163150463066.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 342,880 F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.78 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 21:49 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 40,000 | $11.99 | $479,600.00 |
DisclosureSEC source: 0001590714-18-000097 · wf-form4_153436977758237.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 327,880 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $11.94 to $12.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:49 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $12.08 | $120,800.00 |
DisclosureSEC source: 0001590714-18-000097 · wf-form4_153436977758237.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 287,880 Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:26 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 50,000 | $12.25 | $612,500.00 |
DisclosureSEC source: 0001590714-18-000090 · wf-form4_153384639891905.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 277,880 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.20 to $12.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 20:19 UTC | Element Solutions Inc PAH · Entity 3625 | GrantRestricted Stock Units · Derivative | 8,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-18-000071 · wf-form4_153013075811661.xml · derivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,741 Underlying: Common Stock · 8,741 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F2 · derivative.expiration_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:04 UTC | Element Solutions Inc PAH · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 7,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · derivative · entry 6 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:04 UTC | Element Solutions Inc PAH · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 7,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,861 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F2 · ownership.nature: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:04 UTC | Element Solutions Inc PAH · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 7,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 21:04 UTC | Element Solutions Inc PAH · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 7,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-18-000062 · wf-form4_152823260465565.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:57 UTC | Element Solutions Inc PAH · Entity 3625 | SaleCommon Stock, par value $0.01 per share | 227,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000144 · wf-form4_150698863871298.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 227,880 F2 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 12:22 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | SaleCommon Stock | 511,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-023239 · doc4.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 511,374 F4 · price: The purchase price for the sale of the LP Interest is the fair market value of the LP Interest for Federal gift tax purposes to be evidenced by an installment note for such amount as determined pursuant to a third-party appraisal. F3 · acquired: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below. F1 · balance_after: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F1 · ownership.direct: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F1 · ownership.nature: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Dec 1, 2017 21:16 UTC Amendment | Element Solutions Inc PAH · Entity 3625 | SaleCommon Stock, par value $0.01 per share | 227,857 | $7.63 | $1,738,548.91 |
DisclosureSEC source: 0001590714-17-000171 · wf-form4a_151216295855513.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 227,880 F2 · price: The reported per share price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F1 · acquired: On October 2, 2017, the reporting person sold the LP Interest (as defined in footnote 3 below) to a trust for an installment note as further described in footnote 2 below. F3 · balance_after: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.direct: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F3 · ownership.nature: Prior to the sale transaction reported herein, through a series of indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust and Tasburgh LLC, in each case, which were then held by the revocable trust to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interest"). F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2017 Filed Dec 19, 2017 22:00 UTC Amendment | NEWELL BRANDS INC. NWL · Entity 4339 | SaleCommon Stock | 511,322 | $29.60 | $15,135,131.20 |
DisclosureSEC source: 0000899243-17-029187 · doc4a.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IGHA Holdings, LLLP Disclosed balance after: 511,374 F4 · price: The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal. F3 · acquired: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below. F1 · balance_after: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F1 · ownership.direct: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. F1 · ownership.nature: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, IGHA Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests"). F2 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:16 UTC | Element Solutions Inc PAH · Entity 3625 | PurchaseCommon Stock, par value $0.01 per share | 45,000 | $10.98 | $494,100.00 |
DisclosureSEC source: 0001590714-17-000135 · wf-form4_150421058295415.xml · nonDerivative · entry 1 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 56,325 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.79 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 22:41 UTC | Element Solutions Inc PAH · Entity 3625 | GrantRestricted Stock Units · Derivative | 7,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000098 · wf-form4_149687525308291.xml · derivative · entry 4 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 Underlying: Common Stock · 7,861 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Ashken continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Ashken continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:33 UTC | Element Solutions Inc PAH · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · derivative · entry 6 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:33 UTC | Element Solutions Inc PAH · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 11,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 3 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,325 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F2 · ownership.nature: The shares are held by a revocable trust. Mr. Ashken is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:33 UTC | Element Solutions Inc PAH · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 11,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-17-000066 · wf-form4_149133800556990.xml · nonDerivative · entry 2 ASHKEN IAN G H · CIK 0001093725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 04/04/2017. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.