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person · Reporting owner

LILLIE JAMES E

Disclosed activity across 4 companies

Tapewire entity
26323
SEC CIK
0001164470

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APi Group CorpAPG · Entity 3311DirectorAugust 03, 2026August 05, 2026
Nomad Foods LtdNOMD · Entity 4642DirectorJuly 02, 2026July 06, 2026
TIC Solutions, Inc.TIC · Entity 4496DirectorJuly 31, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APi Group Corp

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,204,759 Ending reported balance After 2026-08-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-03 · Sale · Disposed 74,420 · Balance 1,205,339

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC and the Reporting Person on May 9, 2025.

F2: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.085 to $40.08 per share. The Reporting Person or JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

Row 2 · 2026-08-03 · Sale · Disposed 580 · Balance 1,204,759

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC and the Reporting Person on May 9, 2025.

F3: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $40.09 to $40.13 per share. The Reporting Person or JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy JTOO LLC8,952,350 Last balance in matching sequence After 2026-08-03 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2026-08-03 · Sale · Disposed 282,796 · Balance 8,954,554

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC and the Reporting Person on May 9, 2025.

F2: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.085 to $40.08 per share. The Reporting Person or JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F4: The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.

Row 4 · 2026-08-03 · Sale · Disposed 2,204 · Balance 8,952,350

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC and the Reporting Person on May 9, 2025.

F3: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $40.09 to $40.13 per share. The Reporting Person or JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F4: The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.

Common StockSEC Table I · non-derivativeIndirectBy Mariposa Acquisition IV, LLC15,552 Reported balance Holding disclosure · report date 2026-08-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 15,552

F5: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Mariposa Acquisition IV, LLC1,152,000 Reported balance Holding disclosure · report date 2026-08-03 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,152,000

F6: The Series A Preferred Stock will convert into Common Stock at the option of the holder or automatically as of December 31, 2026.

F5: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,047 Reported balance Holding disclosure · report date 2026-08-03 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,047

F7: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F8: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC and the Reporting Person on May 9, 2025.

F2: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $39.085 to $40.08 per share. The Reporting Person or JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3: Represents the weighted average price of the shares sold on August 3, 2026. The prices of the shares sold pursuant to the transactions ranged from $40.09 to $40.13 per share. The Reporting Person or JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F4: The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.

F5: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F6: The Series A Preferred Stock will convert into Common Stock at the option of the holder or automatically as of December 31, 2026.

F7: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F8: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

Nomad Foods Ltd

Report date July 02, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect689,386 Reported balance After 2026-07-02 transaction · row 1
1 source row

Row 1 · 2026-07-02 · Tax withholding · Disposed 3,580 · Balance 689,386

F1: 8,182 restricted stock units held by the reporting person vesting on June 22, 2026 and settled on July 2, 2026. The Issuer withheld the reported shares to cover the reporting person's tax liability associated with the vesting of these restricted stock units.

Ordinary SharesSEC Table I · non-derivativeIndirectBy ZWC LLC56,250 Reported balance Holding disclosure · report date 2026-07-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 56,250

Filing footnotes · ownership attribution and instrument terms

F1: 8,182 restricted stock units held by the reporting person vesting on June 22, 2026 and settled on July 2, 2026. The Issuer withheld the reported shares to cover the reporting person's tax liability associated with the vesting of these restricted stock units.

TIC Solutions, Inc.

Report date July 31, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,825,308 Reported balance After 2026-07-31 transaction · row 1
1 source row

Row 1 · 2026-07-31 · Exercise / conversion · Acquired 9,017 · Balance 1,825,308

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-31 · Exercise / conversion · Disposed 9,017 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: These restricted stock units vested on July 31, 2026 (the one-year anniversary of the grant date).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,500 Reported balance Holding disclosure · report date 2026-07-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 12,500

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4: These restricted stock units vest on July 1, 2027 (the one-year anniversary of the grant date).

Series A Preferred StockSEC Table II · derivative / convertible securityDirect92,500 Reported balance Holding disclosure · report date 2026-07-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 92,500

F3: The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock upon the earlier of (i) immediately following the "change in control dividend date" (as defined in the Issuer's certificate of incorporation) and (ii) December 31, 2034.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: These restricted stock units vested on July 31, 2026 (the one-year anniversary of the grant date).

F3: The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock upon the earlier of (i) immediately following the "change in control dividend date" (as defined in the Issuer's certificate of incorporation) and (ii) December 31, 2034.

F4: These restricted stock units vest on July 1, 2027 (the one-year anniversary of the grant date).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIFFANY & CO

Report date January 07, 2021 · Filed January 11, 2021

Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $.01 ParSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-07 transaction · row 1
1 source row

Row 1 · 2021-01-07 · Disposition to issuer · Disposed 24,891 · Balance 0

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration"). The total number of shares disposed of included 1,246 unvested restricted stock units.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.53 · Expires 2029-06-04Direct0 Reported balance After 2021-01-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-01-07 · Disposition to issuer · Disposed 4,951 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $126.44 · Expires 2028-05-24Direct0 Reported balance After 2021-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-07 · Disposition to issuer · Disposed 3,326 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.82 · Expires 2027-05-25Direct0 Reported balance After 2021-01-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-01-07 · Disposition to issuer · Disposed 6,749 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration"). The total number of shares disposed of included 1,246 unvested restricted stock units.

F2: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2021 Filed Jan 11, 2021 17:30 UTC TIFFANY & CO TIF · Entity 143953 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 3,326 Not disclosed Strike: $126.44 Not disclosed
Disclosure

SEC source: 0000098246-21-000038 · wf-form4_161040422938177.xml · derivative · entry 3

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 3,326 shares

Expires 2028-05-24

F2 · price: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:30 UTC TIFFANY & CO TIF · Entity 143953 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 4,951 Not disclosed Strike: $93.53 Not disclosed
Disclosure

SEC source: 0000098246-21-000038 · wf-form4_161040422938177.xml · derivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 4,951 shares

Expires 2029-06-04

F2 · price: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the excess, if any, of (A) the Per Share Merger Consideration over (B) the per-share exercise price for such option, multiplied by (ii) the total number of shares underlying such option.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:30 UTC TIFFANY & CO TIF · Entity 143953 Disposition to issuerCommon Stock $.01 Par 24,891 $131.50 $3,273,166.50
Disclosure

SEC source: 0000098246-21-000038 · wf-form4_161040422938177.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration"). The total number of shares disposed of included 1,246 unvested restricted stock units.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:30 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 1,125,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 5

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,000

F5 · kind: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · shares: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · price: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:30 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 1,125,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 4

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 3,120,999

F5 · kind: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · shares: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F5 · price: Represents a distribution from JTOO LLC to Mr. Lillie for no consideration.

F4 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:30 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 4,245,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 3

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 4,245,999

F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F4 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2021 Filed Jan 5, 2021 23:30 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 4,245,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 0

F3 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F3 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:30 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 2,389,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000480 · doc4.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 4,245,999

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:41 UTC TIFFANY & CO TIF · Entity 143953 GrantCommon Stock $.01 Par 1,246 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000090 · wf-form4_159122404229712.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,891

F1 · shares: Includes 1,246 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

F2 · price: Given for no consideration.

F3 · balance_after: Includes 856 unvested restricted stock units, which are scheduled to vest on the earlier of June 4, 2020, or the termination of the reporting person's service as a director due to death or disability; and 1,246 unvested restricted stock units, which are scheduled to vest on the earlier of June 1, 2021, or the termination of the reporting person's service as a director due to death or disability.

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June 04, 2019 Filed Jun 6, 2019 18:01 UTC TIFFANY & CO TIF · Entity 143953 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 4,951 $0.00 Strike: $93.53 $0.00
Disclosure

SEC source: 0000098246-19-000078 · wf-form4_155985849454305.xml · derivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,951

Underlying: Common Stock $.01 Par · 4,951 shares

Expires 2029-06-04

F3 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2017 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 18:01 UTC TIFFANY & CO TIF · Entity 143953 GrantCommon Stock $.01 Par 856 $0.00 $0.00
Disclosure

SEC source: 0000098246-19-000078 · wf-form4_155985849454305.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,645

F1 · shares: Includes 856 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

F2 · price: Given for no consideration.

F1 · balance_after: Includes 856 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:48 UTC TIFFANY & CO TIF · Entity 143953 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 3,326 $0.00 Strike: $126.44 $0.00
Disclosure

SEC source: 0000098246-18-000233 · wf-form4_152764483463249.xml · derivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock $.01 Par · 3,326 shares

Expires 2028-05-24

F3 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2017 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.

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May 24, 2018 Filed May 29, 2018 21:48 UTC TIFFANY & CO TIF · Entity 143953 GrantCommon Stock $.01 Par 633 $0.00 $0.00
Disclosure

SEC source: 0000098246-18-000233 · wf-form4_152764483463249.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,789

F1 · shares: Includes 633 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

F2 · price: Given for no consideration.

F1 · balance_after: Includes 633 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

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March 23, 2018 Filed Mar 27, 2018 16:54 UTC TIFFANY & CO TIF · Entity 143953 PurchaseCommon Stock $.01 Par 1,158 $96.59 $111,845.78
Disclosure

SEC source: 0000098246-18-000170 · wf-form4_152218407603556.xml · nonDerivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,156

F3 · price: The price in Column 4 is a weighted average price. The price actually paid ranged from $96.38 to $96.76 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: 1,156 shares in the total are unvested restricted stock units.

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March 23, 2018 Filed Mar 27, 2018 16:54 UTC TIFFANY & CO TIF · Entity 143953 PurchaseCommon Stock $.01 Par 3,842 $95.86 $368,282.59
Disclosure

SEC source: 0000098246-18-000170 · wf-form4_152218407603556.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,998

F1 · price: The price in Column 4 is a weighted average price. The price actually paid ranged from $95.30 to $96.22 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: 1,156 shares in the total are unvested restricted stock units.

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March 21, 2018 Filed Mar 22, 2018 17:22 UTC TIFFANY & CO TIF · Entity 143953 PurchaseCommon Stock $.01 Par 5,000 $97.81 $489,049.50
Disclosure

SEC source: 0000098246-18-000152 · wf-form4_152175369429374.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,156

F1 · price: The price in Column 4 is a weighted average price. The price actually paid ranged from $97.7634 to $97.8134 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: 1,156 shares in the total are unvested restricted stock units.

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May 25, 2017 Filed May 30, 2017 19:16 UTC TIFFANY & CO TIF · Entity 143953 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 6,749 $0.00 Strike: $85.82 $0.00
Disclosure

SEC source: 0000098246-17-000151 · wf-form4_149618616540867.xml · derivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,749

Underlying: Common Stock $.01 Par · 6,749 shares

Expires 2027-05-25

F3 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2008 Directors Equity Compensation Plan, which complies with Rule 16b-3. The option is exercisable on the first business day following the grant date.

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May 25, 2017 Filed May 30, 2017 19:16 UTC TIFFANY & CO TIF · Entity 143953 GrantCommon Stock $.01 Par 1,156 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000151 · wf-form4_149618616540867.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,156

F1 · shares: Includes 1,156 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

F2 · price: Given for no consideration.

F1 · balance_after: Includes 1,156 unvested restricted stock units, which will vest in accordance with their terms on the earlier of the one-year anniversary of the grant date, or the termination of the reporting person's service as a director due to death or disability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.