Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVANTAX, INC.BCOR · Entity 107910 | Director | May 22, 2017 | May 24, 2017 |
| CLARIVATE PLCCLVT · Entity 4778 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVANTAX, INC.
Report date May 22, 2017 · Filed May 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,910 |
Ending reported balance
After 2017-05-23 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-05-22 · Exercise / conversion · Acquired 11,100 · Balance 55,010 Row 2 · 2017-05-22 · Exercise / conversion · Acquired 2,000 · Balance 57,010 Row 3 · 2017-05-22 · Sale · Disposed 13,100 · Balance 43,910 F1: These shares sold at a price ranging from $20.35 to $20.65 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. Row 4 · 2017-05-23 · Exercise / conversion · Acquired 14,000 · Balance 57,910 Row 5 · 2017-05-23 · Sale · Disposed 14,000 · Balance 43,910 F2: These shares sold at a price ranging from $20.80 to $20.85 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.76 · Expires 2019-05-31 | Direct | 0 |
Reported balance
After 2017-05-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-22 · Exercise / conversion · Disposed 11,100 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.26 · Expires 2018-08-23 | Direct | 25,000 |
Reported balance
After 2017-05-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-22 · Exercise / conversion · Disposed 2,000 · Balance 25,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.26 · Expires 2018-08-23 | Direct | 11,000 |
Reported balance
After 2017-05-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-05-23 · Exercise / conversion · Disposed 14,000 · Balance 11,000 |
| Common StockSEC Table I · non-derivative | IndirectCambridge Information Group I LLC | 1,180,460 |
Reported balance
Holding disclosure · report date 2017-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,180,460 |
| Common StockSEC Table I · non-derivative | IndirectCIG Equity Partners LLC | 60,000 |
Reported balance
Holding disclosure · report date 2017-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 60,000 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares sold at a price ranging from $20.35 to $20.65 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
F2: These shares sold at a price ranging from $20.80 to $20.85 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
CLARIVATE PLC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 322,592 |
Ending reported balance
After 2026-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Grant · Acquired 30,688 · Balance 323,604 F1: Quarterly award of shares elected in lieu of cash retainer of $51,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $1.67, the closing price of the issuer's ordinary shares on September 30, 2026. Row 2 · 2026-09-30 · Tax withholding · Disposed 1,012 · Balance 322,592 F2: Represents shares withheld for taxes. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Cambridge Information Group Inc. | 6,819,742 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,819,742 F3: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group I LLC, Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Cambridge Information Group I LLC | 2,247,510 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,247,510 F3: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group I LLC, Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Cambridge Information Group II LLC | 10,178,764 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10,178,764 F3: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group I LLC, Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Cambridge Information Group III LLC | 3,856,597 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,856,597 F3: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group I LLC, Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy CSA GP Corporation | 3,417 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,417 F3: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group I LLC, Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Snyder 2011 Family Trust | 238,500 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 238,500 F4: Andrew M. Snyder serves as a trustee and is one of the beneficiaries of the Snyder 2011 Family Trust. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Quarterly award of shares elected in lieu of cash retainer of $51,250 for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc Amended and Restated 2019 Incentive Award Plan. The number of shares was calculated by dividing the cash retainer by $1.67, the closing price of the issuer's ordinary shares on September 30, 2026.
F2: Represents shares withheld for taxes.
F3: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group I LLC, Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: Andrew M. Snyder serves as a trustee and is one of the beneficiaries of the Snyder 2011 Family Trust. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2022 Filed Sep 16, 2022 22:10 UTC | CLARIVATE PLC CLVT · Entity 4778 | PurchaseOrdinary Shares | 208,333 | $11.61 | $2,418,746.13 |
DisclosureSEC source: 0000895345-22-000698 · form4.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cambridge Information Group I LLC Disclosed balance after: 208,333 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.5099 to $11.7108, inclusive. The reporting person undertakes to provide to Clarivate Plc, any security holder of Clarivate Plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. F3 · ownership.nature: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group I, LLC, Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:34 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 766 | $13.86 | $10,616.76 |
DisclosureSEC source: 0001764046-22-000122 · wf-form4_165705684474133.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,017 F1 · shares: Quarterly award of shares elected in lieu of 50% of the quarterly cash retainer (with $10,625 of the cash retainer being paid in shares) for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer being paid in shares by $13.86, the closing price of the issuer's ordinary shares on June 30, 2022, and rounding down to the next whole share. Read SEC document |
| May 06, 2022 Filed May 9, 2022 22:09 UTC | CLARIVATE PLC CLVT · Entity 4778 | Tax withholdingOrdinary Shares | 615 | $14.65 | $9,009.75 |
DisclosureSEC source: 0001764046-22-000096 · wf-form4_165213415685968.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,251 F2 · shares: Represents shares withheld for taxes. Read SEC document |
| May 05, 2022 Filed May 9, 2022 22:09 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 11,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-22-000096 · wf-form4_165213415685968.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,866 F1 · shares: Annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:59 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 633 | $16.76 | $10,609.08 |
DisclosureSEC source: 0001764046-22-000070 · wf-form4_164910594236623.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703 F1 · kind: (1)Quarterly award of shares elected in lieu of 50% of the quarterly cash retainer (with $10,625 of the cash retainer being paid in shares) for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer being paid in shares by $16.76, the closing price of the issuer's ordinary shares on March 31, 2022, and rounding down to the next whole share. F2 · balance_after: This amount includes 3,070 restricted share units in respect of the issuer's ordinary shares granted pursuant to the Clarivate Plc 2019 Incentive Award Plan, which will vest on May 6, 2022. Read SEC document |
| March 31, 2022 Filed Oct 21, 2022 16:02 UTC Amendment | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 633 | $16.76 | $10,609.08 |
DisclosureSEC source: 0000895345-22-000756 · form4.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703 F2 · kind: Quarterly award of shares elected in lieu of 50% of the quarterly cash retainer (with $10,625 of the cash retainer being paid in shares) for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. The number of shares granted was calculated by dividing the cash retainer being paid in shares by $16.76, the closing price of the issuer's ordinary shares on March 31, 2022, and rounding down to the next whole share. F3 · balance_after: This amount includes 3,070 restricted share units in respect of the issuer's ordinary shares granted pursuant to the Clarivate Plc 2019 Incentive Award Plan, which will vest on May 6, 2022. Read SEC document |
| December 28, 2021 Filed Oct 21, 2022 16:02 UTC Amendment | CLARIVATE PLC CLVT · Entity 4778 | GiftOrdinary Shares | 1,931,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000756 · form4.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cambridge Information Group III LLC Disclosed balance after: 4,033,271 F1 · kind: On December 28, 2021, Cambridge Information Group III LLC transferred 1,931,330 ordinary shares to a 501(c)(3) charitable organization. Following that transaction, Cambridge Information Group III holds 4,033,271 ordinary shares, rather than 5,964,601 ordinary shares as reported in the Reporting Person's Form 4s filed on April 4, 2022, May 9, 2022, July 5, 2022, September 16, 2022 and October 4, 2022. F1 · balance_after: On December 28, 2021, Cambridge Information Group III LLC transferred 1,931,330 ordinary shares to a 501(c)(3) charitable organization. Following that transaction, Cambridge Information Group III holds 4,033,271 ordinary shares, rather than 5,964,601 ordinary shares as reported in the Reporting Person's Form 4s filed on April 4, 2022, May 9, 2022, July 5, 2022, September 16, 2022 and October 4, 2022. F4 · ownership.nature: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in Cambridge Information Group Inc. ("CIG"), which acts as manager of Cambridge Information Group II LLC and Cambridge Information Group III LLC. CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 00:01 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 3,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019299 · dp163231_4-snyder.xml · nonDerivative · entry 5 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CSA GP Corporation Disclosed balance after: 3,417 F2 · price: Reflects ordinary shares of Clarivate Plc, a public limited company organized under the laws of the Island of Jersey ("Clarivate") received by the CIG Entities (as defined below) upon the closing of the transactions contemplated by (i) that certain Transaction Agreement, dated as of May 15, 2021, as amended on July 28, 2021 and November 12, 2021, by and among Clarivate, ProQuest Holdings LLC, a Delaware limited liability company (together with certain of its affiliates "ProQuest"), Cambridge Information Group Inc., a Maryland corporation ("CIG"), A-PQ Holdings, LLC, a Delaware limited liability company, and the other parties signatory thereto and F3 · price: (ii) that certain Agreement and Plan of Merger, dated as of May 15, 2021, by and among Clarivate, Ex Libris Intermediate TopCo, Inc., a Delaware corporation and the other parties signatory thereto, collectively pursuant to which Clarivate and certain of its affiliates acquired ProQuest for approximately $4,000,000 in cash consideration and 46,910,922 Clarivate ordinary shares, in the aggregate. F4 · ownership.nature: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in CIG, which acts as manager of Cambridge Information Group II LLC and Cambridge Information Group III LLC (collectively with CIG and CSA GP Corporation, the "CIG Entities"). CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 00:01 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 5,964,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019299 · dp163231_4-snyder.xml · nonDerivative · entry 4 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cambridge Information Group III LLC Disclosed balance after: 5,964,601 F2 · price: Reflects ordinary shares of Clarivate Plc, a public limited company organized under the laws of the Island of Jersey ("Clarivate") received by the CIG Entities (as defined below) upon the closing of the transactions contemplated by (i) that certain Transaction Agreement, dated as of May 15, 2021, as amended on July 28, 2021 and November 12, 2021, by and among Clarivate, ProQuest Holdings LLC, a Delaware limited liability company (together with certain of its affiliates "ProQuest"), Cambridge Information Group Inc., a Maryland corporation ("CIG"), A-PQ Holdings, LLC, a Delaware limited liability company, and the other parties signatory thereto and F3 · price: (ii) that certain Agreement and Plan of Merger, dated as of May 15, 2021, by and among Clarivate, Ex Libris Intermediate TopCo, Inc., a Delaware corporation and the other parties signatory thereto, collectively pursuant to which Clarivate and certain of its affiliates acquired ProQuest for approximately $4,000,000 in cash consideration and 46,910,922 Clarivate ordinary shares, in the aggregate. F4 · ownership.nature: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in CIG, which acts as manager of Cambridge Information Group II LLC and Cambridge Information Group III LLC (collectively with CIG and CSA GP Corporation, the "CIG Entities"). CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 00:01 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 10,489,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019299 · dp163231_4-snyder.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cambridge Information Group II LLC Disclosed balance after: 10,489,466 F2 · price: Reflects ordinary shares of Clarivate Plc, a public limited company organized under the laws of the Island of Jersey ("Clarivate") received by the CIG Entities (as defined below) upon the closing of the transactions contemplated by (i) that certain Transaction Agreement, dated as of May 15, 2021, as amended on July 28, 2021 and November 12, 2021, by and among Clarivate, ProQuest Holdings LLC, a Delaware limited liability company (together with certain of its affiliates "ProQuest"), Cambridge Information Group Inc., a Maryland corporation ("CIG"), A-PQ Holdings, LLC, a Delaware limited liability company, and the other parties signatory thereto and F3 · price: (ii) that certain Agreement and Plan of Merger, dated as of May 15, 2021, by and among Clarivate, Ex Libris Intermediate TopCo, Inc., a Delaware corporation and the other parties signatory thereto, collectively pursuant to which Clarivate and certain of its affiliates acquired ProQuest for approximately $4,000,000 in cash consideration and 46,910,922 Clarivate ordinary shares, in the aggregate. F4 · ownership.nature: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in CIG, which acts as manager of Cambridge Information Group II LLC and Cambridge Information Group III LLC (collectively with CIG and CSA GP Corporation, the "CIG Entities"). CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 00:01 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 8,821,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-019299 · dp163231_4-snyder.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cambridge Information Group Inc. Disclosed balance after: 8,821,984 F2 · price: Reflects ordinary shares of Clarivate Plc, a public limited company organized under the laws of the Island of Jersey ("Clarivate") received by the CIG Entities (as defined below) upon the closing of the transactions contemplated by (i) that certain Transaction Agreement, dated as of May 15, 2021, as amended on July 28, 2021 and November 12, 2021, by and among Clarivate, ProQuest Holdings LLC, a Delaware limited liability company (together with certain of its affiliates "ProQuest"), Cambridge Information Group Inc., a Maryland corporation ("CIG"), A-PQ Holdings, LLC, a Delaware limited liability company, and the other parties signatory thereto and F3 · price: (ii) that certain Agreement and Plan of Merger, dated as of May 15, 2021, by and among Clarivate, Ex Libris Intermediate TopCo, Inc., a Delaware corporation and the other parties signatory thereto, collectively pursuant to which Clarivate and certain of its affiliates acquired ProQuest for approximately $4,000,000 in cash consideration and 46,910,922 Clarivate ordinary shares, in the aggregate. F4 · ownership.nature: Andrew M. Snyder is the Chief Executive Officer of and a shareholder in CIG, which acts as manager of Cambridge Information Group II LLC and Cambridge Information Group III LLC (collectively with CIG and CSA GP Corporation, the "CIG Entities"). CSA GP Corporation is a wholly owned subsidiary of CIG. Mr. Snyder disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 00:01 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-019299 · dp163231_4-snyder.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,070 F1 · shares: Reflects a prorated annual non-employee director award of restricted share units granted pursuant to the Clarivate Plc 2019 Incentive Award Plan, which will vest on May 6, 2022. Read SEC document |
| May 23, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · derivative · entry 10 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 0 shares Expires 2018-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 14,000 | $20.80 | $291,207.00 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · nonDerivative · entry 5 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,910 F2 · price: These shares sold at a price ranging from $20.80 to $20.85 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 23, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 14,000 | $9.26 | $129,640.00 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · nonDerivative · entry 4 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · derivative · entry 9 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 0 shares Expires 2018-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,100 | $0.00 Strike: $12.76 | $0.00 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · derivative · entry 8 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 13,100 | $20.54 | $269,042.56 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,910 F1 · price: These shares sold at a price ranging from $20.35 to $20.65 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 2,000 | $9.26 | $18,520.00 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:39 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 11,100 | $12.76 | $141,580.50 |
DisclosureSEC source: 0001345669-17-000044 · wf-form4_149565832919601.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 19,854 | $21.38 | $424,448.74 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · nonDerivative · entry 6 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,180,460 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:49 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,118 | $0.00 Strike: $16.01 | $0.00 |
DisclosureSEC source: 0001345669-17-000043 · wf-form4_149505417022080.xml · derivative · entry 5 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2022-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became fully vested and exercisable on May 28, 2016. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:49 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 10,118 | $21.31 | $215,658.09 |
DisclosureSEC source: 0001345669-17-000043 · wf-form4_149505417022080.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,910 F1 · price: These shares sold at a price ranging from $21.30 to $21.40 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:49 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 10,118 | $16.01 | $161,989.18 |
DisclosureSEC source: 0001345669-17-000043 · wf-form4_149505417022080.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $21.02 | $420,312.00 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · nonDerivative · entry 5 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,200,314 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,100 | $0.00 Strike: $17.70 | $0.00 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · derivative · entry 9 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2020-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became fully vested and exercisable on May 22, 2014 Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Options (Right to Buy) · Derivative | 8,076 | $0.00 Strike: $19.50 | $0.00 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · derivative · entry 8 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2021-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became fully vested and exercisable on May 21, 2015. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $21.25 | $424,934.00 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · nonDerivative · entry 4 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,220,314 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 19,176 | $21.33 | $408,974.22 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,910 F1 · price: These shares sold at a price ranging from $21.25 to $21.40 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 11,100 | $17.70 | $196,470.00 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 8,076 | $19.50 | $157,482.00 |
DisclosureSEC source: 0001345669-17-000042 · wf-form4_149496945824858.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 11, 2017 17:00 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $21.46 | $429,284.00 |
DisclosureSEC source: 0001345669-17-000041 · wf-form4_149453639395385.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,240,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 10, 2017 Filed May 11, 2017 17:00 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $21.13 | $422,574.00 |
DisclosureSEC source: 0001345669-17-000041 · wf-form4_149453639395385.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,260,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 09, 2017 Filed May 11, 2017 17:00 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $20.67 | $413,476.00 |
DisclosureSEC source: 0001345669-17-000041 · wf-form4_149453639395385.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,280,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 08, 2017 Filed May 8, 2017 17:16 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $20.64 | $412,750.00 |
DisclosureSEC source: 0001345669-17-000040 · wf-form4_149427815339820.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,300,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:16 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $20.10 | $402,074.00 |
DisclosureSEC source: 0001345669-17-000040 · wf-form4_149427815339820.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,320,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:16 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 20,000 | $18.94 | $378,840.00 |
DisclosureSEC source: 0001345669-17-000040 · wf-form4_149427815339820.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,340,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 03, 2017 Filed May 3, 2017 17:08 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $18.88 | $283,218.00 |
DisclosureSEC source: 0001345669-17-000039 · wf-form4_149384570441295.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,360,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 02, 2017 Filed May 3, 2017 17:08 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $18.82 | $282,238.50 |
DisclosureSEC source: 0001345669-17-000039 · wf-form4_149384570441295.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,375,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:08 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 16,195 | $18.84 | $305,120.28 |
DisclosureSEC source: 0001345669-17-000039 · wf-form4_149384570441295.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,390,314 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 17:18 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $18.44 | $276,546.00 |
DisclosureSEC source: 0001345669-17-000037 · wf-form4_149341426638589.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,406,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 17:18 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $18.18 | $272,767.50 |
DisclosureSEC source: 0001345669-17-000037 · wf-form4_149341426638589.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,421,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:18 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $18.09 | $271,384.50 |
DisclosureSEC source: 0001345669-17-000037 · wf-form4_149341426638589.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,436,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 25, 2017 Filed Apr 25, 2017 17:28 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $17.92 | $268,774.50 |
DisclosureSEC source: 0001345669-17-000035 · wf-form4_149315569836207.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,451,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 17:28 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $17.76 | $266,442.00 |
DisclosureSEC source: 0001345669-17-000035 · wf-form4_149315569836207.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,466,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 17:28 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $17.33 | $259,968.00 |
DisclosureSEC source: 0001345669-17-000035 · wf-form4_149315569836207.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,481,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 16:47 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $17.29 | $259,299.00 |
DisclosureSEC source: 0001345669-17-000033 · wf-form4_149272120435615.xml · nonDerivative · entry 3 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,496,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 16:47 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $17.21 | $258,078.00 |
DisclosureSEC source: 0001345669-17-000033 · wf-form4_149272120435615.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,511,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 16:47 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 12,500 | $16.86 | $210,700.00 |
DisclosureSEC source: 0001345669-17-000033 · wf-form4_149272120435615.xml · nonDerivative · entry 1 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,526,509 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 16:57 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 15,000 | $17.02 | $255,372.00 |
DisclosureSEC source: 0001345669-17-000031 · wf-form4_149246263012838.xml · nonDerivative · entry 2 Snyder Andrew Miles · CIK 0001345669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cambridge Information Group I LLC Disclosed balance after: 1,539,009 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Cambridge Information Group I, LLC on November 28, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.