Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Director | July 27, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date July 27, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 978 |
Reported balance
After 2026-07-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-27 · Grant · Acquired 978 · Balance 978 F1: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2: Grant of Restricted Stock Units granted under Ashland's Omnibus Incentive Plan. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F2: Grant of Restricted Stock Units granted under Ashland's Omnibus Incentive Plan. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BERRY GLOBAL GROUP, INC.
Report date April 30, 2025 · Filed May 02, 2025
Section 16 reporting ended · disclosed 2025-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 1
1 source rowRow 1 · 2025-04-30 · Disposition to issuer · Disposed 5,925 · Balance 0 F1: On April 30, 2025, the previously announced acquisition of the Issuer was completed pursuant to the terms of the Agreement and Plan of Merger, dated as of November 19, 2024 (the "Merger Agreement"), by and among the Issuer, Amcor plc ("Amcor") and Aurora Spirit, Inc. At the effective time of the merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (excluding shares held by the Issuer as treasury stock immediately prior to the Effective Time) was automatically converted into the right to receive 7.25 Amcor ordinary shares and, if applicable, cash in lieu of fractional shares, less any applicable withholding taxes and without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-04-30 · Disposition to issuer · Disposed 2,092 · Balance 0 F2: Each time-vesting restricted stock unit award of the Issuer (a "RSU Award") that was vested or became vested as of the Effective Time (a "Vested RSU Award") was cancelled and converted into the right to receive (i) the number of Amcor ordinary shares equal to the product, rounded down to the nearest whole number of shares, of (a) the number of shares of the Issuer's common stock subject to the Vested RSU Award immediately prior to the Effective Time, and (b) 7.25, less applicable tax withholding, and (ii) a cash amount equal to the Issuer's dividend equivalent rights ("DERs") corresponding to the Vested RSU Award, less applicable tax withholding. F3: Each RSU Award that was unvested as of the Effective Time (a "Unvested RSU Award") was cancelled and converted into (i) a time-based restricted stock unit award of Amcor (an "Amcor RSU Award"), relating to a number of Amcor ordinary shares equal to the product, rounded down to the nearest whole number of shares, of (a) the number of shares of the Issuer's common stock subject to the Unvested RSU Award, and (b) 7.25, and (ii) an amount in restricted cash equal to the amount that is accrued but unpaid as of the Effective Time with respect to the DERs corresponding to each such Unvested RSU Award. The resulting Amcor RSU Award and restricted cash payment is subject to the same terms and conditions that applied to the corresponding Unvested RSU Award and DER as of immediately prior to the Effective Time. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-04-30 · Disposition to issuer · Disposed 6,178 · Balance 0 F4: Each vested stock option award of the Issuer outstanding as of the Effective Time and each unvested stock option of the Issuer that otherwise would have vested within the 12 month period following the Effective Time (a "Vested Option") was cancelled and converted into the right to receive (i) a number of Amcor ordinary shares, rounded down to the nearest whole number of shares and less applicable tax withholding, equal to the quotient of (a) the product of (1) the excess, if any, of the merger consideration value over the per share exercise price of the applicable Vested Option, multiplied by (2) the number of shares of the Issuer's common stock subject to the Vested Option, divided by (b) the volume weighted average price (in U.S. dollars) of an Amcor ordinary share over the five (5) business days prior to April 30, 2025 and (ii) a cash amount equal to the amount that is accrued but unpaid as of the Effective Time with respect to any DERs that corresponded to each such Vested Option. F5: Also at the Effective Time, any Vested Option with an exercise price that was equal to or greater than the merger consideration value was cancelled without consideration other than any accrued but unpaid DERs. Each stock option award of the Issuer outstanding as of the Effective Time that was not a Vested Option (an "Unvested Option") was assumed by Amcor and converted into (i) an Amcor stock option award (an "Amcor Converted Option") (a) with respect to a number of Amcor ordinary shares, rounded down to the nearest share, equal to the product of (1) the number of shares of the Issuer's common stock subject to the corresponding Unvested Option, multiplied by (2) 7.25, and (b) with an exercise price per Amcor ordinary share that is equal to the quotient of (x) the exercise price per share of the Issuer's common stock subject to the corresponding Unvested Option immediately prior to the Effective Time, divided by (y) 7.25 (rounded up to the nearest cent) and F6: (ii) an amount in restricted cash equal to the value of any DERs that were accrued and unpaid as of the Effective Time with respect to each such Unvested Option. The resulting Amcor Converted Option and restricted cash payment is subject to the same terms and conditions (excluding the right to receive future dividend equivalents in excess of the accrued, but unpaid, DERs) that applied to the corresponding Unvested Option and DER as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 30, 2025, the previously announced acquisition of the Issuer was completed pursuant to the terms of the Agreement and Plan of Merger, dated as of November 19, 2024 (the "Merger Agreement"), by and among the Issuer, Amcor plc ("Amcor") and Aurora Spirit, Inc. At the effective time of the merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (excluding shares held by the Issuer as treasury stock immediately prior to the Effective Time) was automatically converted into the right to receive 7.25 Amcor ordinary shares and, if applicable, cash in lieu of fractional shares, less any applicable withholding taxes and without interest.
F2: Each time-vesting restricted stock unit award of the Issuer (a "RSU Award") that was vested or became vested as of the Effective Time (a "Vested RSU Award") was cancelled and converted into the right to receive (i) the number of Amcor ordinary shares equal to the product, rounded down to the nearest whole number of shares, of (a) the number of shares of the Issuer's common stock subject to the Vested RSU Award immediately prior to the Effective Time, and (b) 7.25, less applicable tax withholding, and (ii) a cash amount equal to the Issuer's dividend equivalent rights ("DERs") corresponding to the Vested RSU Award, less applicable tax withholding.
F3: Each RSU Award that was unvested as of the Effective Time (a "Unvested RSU Award") was cancelled and converted into (i) a time-based restricted stock unit award of Amcor (an "Amcor RSU Award"), relating to a number of Amcor ordinary shares equal to the product, rounded down to the nearest whole number of shares, of (a) the number of shares of the Issuer's common stock subject to the Unvested RSU Award, and (b) 7.25, and (ii) an amount in restricted cash equal to the amount that is accrued but unpaid as of the Effective Time with respect to the DERs corresponding to each such Unvested RSU Award. The resulting Amcor RSU Award and restricted cash payment is subject to the same terms and conditions that applied to the corresponding Unvested RSU Award and DER as of immediately prior to the Effective Time.
F4: Each vested stock option award of the Issuer outstanding as of the Effective Time and each unvested stock option of the Issuer that otherwise would have vested within the 12 month period following the Effective Time (a "Vested Option") was cancelled and converted into the right to receive (i) a number of Amcor ordinary shares, rounded down to the nearest whole number of shares and less applicable tax withholding, equal to the quotient of (a) the product of (1) the excess, if any, of the merger consideration value over the per share exercise price of the applicable Vested Option, multiplied by (2) the number of shares of the Issuer's common stock subject to the Vested Option, divided by (b) the volume weighted average price (in U.S. dollars) of an Amcor ordinary share over the five (5) business days prior to April 30, 2025 and (ii) a cash amount equal to the amount that is accrued but unpaid as of the Effective Time with respect to any DERs that corresponded to each such Vested Option.
F5: Also at the Effective Time, any Vested Option with an exercise price that was equal to or greater than the merger consideration value was cancelled without consideration other than any accrued but unpaid DERs. Each stock option award of the Issuer outstanding as of the Effective Time that was not a Vested Option (an "Unvested Option") was assumed by Amcor and converted into (i) an Amcor stock option award (an "Amcor Converted Option") (a) with respect to a number of Amcor ordinary shares, rounded down to the nearest share, equal to the product of (1) the number of shares of the Issuer's common stock subject to the corresponding Unvested Option, multiplied by (2) 7.25, and (b) with an exercise price per Amcor ordinary share that is equal to the quotient of (x) the exercise price per share of the Issuer's common stock subject to the corresponding Unvested Option immediately prior to the Effective Time, divided by (y) 7.25 (rounded up to the nearest cent) and
F6: (ii) an amount in restricted cash equal to the value of any DERs that were accrued and unpaid as of the Effective Time with respect to each such Unvested Option. The resulting Amcor Converted Option and restricted cash payment is subject to the same terms and conditions (excluding the right to receive future dividend equivalents in excess of the accrued, but unpaid, DERs) that applied to the corresponding Unvested Option and DER as of immediately prior to the Effective Time.
FERRO CORP
Report date April 21, 2022 · Filed April 21, 2022
Section 16 reporting ended · disclosed 2022-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 1
1 source rowRow 1 · 2022-04-21 · Disposition to issuer · Disposed 1,649,973 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. |
| Common StockSEC Table I · non-derivative | IndirectBy Investment Savings Plan | 0 |
Reported balance
After 2022-04-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-04-21 · Disposition to issuer · Disposed 1,170.7039 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. |
| Phantom SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-21 · Disposition to issuer · Disposed 163,079.3438 · Balance 0 F2: Each phantom share ("Phantom Share") is the equivalent of one share of Issuer Common Stock. Pursuant to the Merger Agreement each Phantom Share awarded under the Issuer's Supplemental Defined Contribution Plan for Executive Employees automatically converted into the right to receive the Merger Consideration, without interest and less any applicable withholding tax. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.10 · Expires 2031-02-17 | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-04-21 · Disposition to issuer · Disposed 165,600 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F3: Pursuant to the Merger Agreement, options to purchase shares of Common Stock (the "Options") became fully vested (to the extent not previously vested) and canceled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the difference between the exercise price of the Option and the Merger Consideration multiplied by the number of shares of Common Stock subject to such Option, immediately prior to the effective time of the Merger. F4: These Options originally provided for vesting in equal annual installments commencing February 17, 2022. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.64 · Expires 2030-02-19 | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-04-21 · Disposition to issuer · Disposed 190,000 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F3: Pursuant to the Merger Agreement, options to purchase shares of Common Stock (the "Options") became fully vested (to the extent not previously vested) and canceled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the difference between the exercise price of the Option and the Merger Consideration multiplied by the number of shares of Common Stock subject to such Option, immediately prior to the effective time of the Merger. F5: These Options originally provided for vesting in equal annual installments commencing February 19, 2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $17.89 · Expires 2029-02-20 | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-21 · Disposition to issuer · Disposed 148,200 · Balance 0 F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F3: Pursuant to the Merger Agreement, options to purchase shares of Common Stock (the "Options") became fully vested (to the extent not previously vested) and canceled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the difference between the exercise price of the Option and the Merger Consideration multiplied by the number of shares of Common Stock subject to such Option, immediately prior to the effective time of the Merger. F6: These Options were fully vested Options. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 193,002 |
Reported balance
After 2022-04-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-21 · Grant · Acquired 79,002 · Balance 193,002 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F9: Represents PSUs granted in 2020, which were originally scheduled to vest based on the achievement of certain performance criteria. The number of shares of Common Stock actually earned in respect of the PSUs was determined based on the Issuer's determination of applicable performance result in accordance with the terms of the applicable PSU award agreement and the Merger Agreement. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-21 · Disposition to issuer · Disposed 193,002 · Balance 0 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F9: Represents PSUs granted in 2020, which were originally scheduled to vest based on the achievement of certain performance criteria. The number of shares of Common Stock actually earned in respect of the PSUs was determined based on the Issuer's determination of applicable performance result in accordance with the terms of the applicable PSU award agreement and the Merger Agreement. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 199,352.7 |
Reported balance
After 2022-04-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-21 · Grant · Acquired 91,652.7 · Balance 199,352.7 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F10: Represents PSUs granted in 2021, which were originally scheduled to vest based on the achievement of certain performance criteria. The number of shares of Common Stock actually earned in respect of the PSUs was determined based on the Issuer's determination of applicable performance result in accordance with the terms of the applicable PSU award agreement and the Merger Agreement. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-21 · Disposition to issuer · Disposed 199,352.7 · Balance 0 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F10: Represents PSUs granted in 2021, which were originally scheduled to vest based on the achievement of certain performance criteria. The number of shares of Common Stock actually earned in respect of the PSUs was determined based on the Issuer's determination of applicable performance result in accordance with the terms of the applicable PSU award agreement and the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-04-21 · Disposition to issuer · Disposed 38,600 · Balance 0 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F11: Represents RSUs granted in 2019, which vested on February 20, 2022. Once vested, settlement of the RSUs and delivery of Common Stock was originally subject to an additional two-year holding period. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-04-21 · Disposition to issuer · Disposed 26,200 · Balance 0 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F12: Represents RSUs granted in 2018, which vested on February 21, 2021. Once vested, settlement of the RSUs and delivery of Common Stock was originally subject to an additional two-year holding period. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-04-21 · Disposition to issuer · Disposed 49,880 · Balance 0 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F13: Represents RSUs granted in 2022, which were originally scheduled to vest in three equal annual installments beginning on February 10, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-04-21 · Disposition to issuer · Disposed 28,733 · Balance 0 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F14: Represents the remaining portion of an RSU grant of 43,100 RSUs granted in 2021, which were originally scheduled to vest in three equal annual installments beginning on February 17, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-21 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-04-21 · Disposition to issuer · Disposed 15,200 · Balance 0 F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee. F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax. F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions. F15: Represents the remaining portion of an RSU grant of 45,600 RSUs granted in 2020, which were originally scheduled to vest in three equal annual installments beginning on February 19, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 21, 2022, PMHC II Inc. ("Prince"), an affiliate of Prince International Corporation, acquired Ferro Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of May 11, 2021 (the "Merger Agreement"), by and among the Issuer, Prince and PMHC Fortune Merger Sub, Inc., a wholly owned subsidiary of Prince ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a direct or indirect, wholly owned subsidiary of Prince. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, par value $1.00 per share, (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $22.00 per share in cash (the "Merger Consideration"), without interest and less any applicable withholding tax.
F2: Each phantom share ("Phantom Share") is the equivalent of one share of Issuer Common Stock. Pursuant to the Merger Agreement each Phantom Share awarded under the Issuer's Supplemental Defined Contribution Plan for Executive Employees automatically converted into the right to receive the Merger Consideration, without interest and less any applicable withholding tax.
F3: Pursuant to the Merger Agreement, options to purchase shares of Common Stock (the "Options") became fully vested (to the extent not previously vested) and canceled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the difference between the exercise price of the Option and the Merger Consideration multiplied by the number of shares of Common Stock subject to such Option, immediately prior to the effective time of the Merger.
F4: These Options originally provided for vesting in equal annual installments commencing February 17, 2022.
F5: These Options originally provided for vesting in equal annual installments commencing February 19, 2021.
F6: These Options were fully vested Options.
F7: Represents a contingent right to receive one share of the Issuer's Common Stock payable in Common Stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.
F8: Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") and performance share unit ("PSU"), was cancelled and entitled the holder to receive an amount of cash, without interest and subject to deduction for any required tax withholding, equal to the number of shares of Common Stock subject to such RSU or PSU, as applicable, immediately prior to the effective time of the Merger, multiplied by the Merger Consideration. PSUs acquired include additional share units deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.
F9: Represents PSUs granted in 2020, which were originally scheduled to vest based on the achievement of certain performance criteria. The number of shares of Common Stock actually earned in respect of the PSUs was determined based on the Issuer's determination of applicable performance result in accordance with the terms of the applicable PSU award agreement and the Merger Agreement.
F10: Represents PSUs granted in 2021, which were originally scheduled to vest based on the achievement of certain performance criteria. The number of shares of Common Stock actually earned in respect of the PSUs was determined based on the Issuer's determination of applicable performance result in accordance with the terms of the applicable PSU award agreement and the Merger Agreement.
F11: Represents RSUs granted in 2019, which vested on February 20, 2022. Once vested, settlement of the RSUs and delivery of Common Stock was originally subject to an additional two-year holding period.
F12: Represents RSUs granted in 2018, which vested on February 21, 2021. Once vested, settlement of the RSUs and delivery of Common Stock was originally subject to an additional two-year holding period.
F13: Represents RSUs granted in 2022, which were originally scheduled to vest in three equal annual installments beginning on February 10, 2023.
F14: Represents the remaining portion of an RSU grant of 43,100 RSUs granted in 2021, which were originally scheduled to vest in three equal annual installments beginning on February 17, 2022.
F15: Represents the remaining portion of an RSU grant of 45,600 RSUs granted in 2020, which were originally scheduled to vest in three equal annual installments beginning on February 19, 2021.
Innophos Holdings, Inc.
Report date February 07, 2020 · Filed February 07, 2020
Section 16 reporting ended · disclosed 2020-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-02-07 transaction · row 1
1 source rowRow 1 · 2020-02-07 · Disposition to issuer · Disposed 9,421 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Iris Parent LLC ("Parent") and Iris Merger Sub 2019, Inc. dated as of October 20, 2019, the Issuer became a wholly owned subsidiary of Parent upon consummation of the merger (the "Effective Time") on February 7, 2020. At the Effective Time, each share of the Issuer's common stock (including each restricted share) was automatically converted into the right to receive $32.00 in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Iris Parent LLC ("Parent") and Iris Merger Sub 2019, Inc. dated as of October 20, 2019, the Issuer became a wholly owned subsidiary of Parent upon consummation of the merger (the "Effective Time") on February 7, 2020. At the Effective Time, each share of the Issuer's common stock (including each restricted share) was automatically converted into the right to receive $32.00 in cash, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2021 Filed Dec 21, 2021 16:17 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 185,700 | $9.60 | $1,782,720.00 |
DisclosureSEC source: 0001562180-21-007818 · primarydocument.xml · nonDerivative · entry 6 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 16:17 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 107,300 | $12.33 | $1,323,009.00 |
DisclosureSEC source: 0001562180-21-007818 · primarydocument.xml · nonDerivative · entry 5 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 16:17 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 95,300 | $13.09 | $1,247,477.00 |
DisclosureSEC source: 0001562180-21-007818 · primarydocument.xml · nonDerivative · entry 4 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 16:17 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 98,800 | $7.02 | $693,576.00 |
DisclosureSEC source: 0001562180-21-007818 · primarydocument.xml · nonDerivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 16:17 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 68,800 | $5.29 | $363,952.00 |
DisclosureSEC source: 0001562180-21-007818 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 16:17 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 45,500 | $6.84 | $311,220.00 |
DisclosureSEC source: 0001562180-21-007818 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 914,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:58 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionPerformance Share Unit · Derivative | 22,008 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-21-001828 · primarydocument.xml · derivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,008 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F2 · balance_after: Remaining 43,592 Performance Share Units of the original grant were forfeited. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:58 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 22,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001828 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 19:30 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,313 | $0.00 Strike: $15.16 | $0.00 |
DisclosureSEC source: 0001562180-21-001600 · primarydocument.xml · derivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,313 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 19:30 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 11,313 | $15.47 | $175,047.18 |
DisclosureSEC source: 0001562180-21-001600 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,805 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Thomas. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $15.28 - $15.76. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 19:30 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 11,313 | $15.16 | $171,505.08 |
DisclosureSEC source: 0001562180-21-001600 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 26,687 | $0.00 Strike: $15.16 | $0.00 |
DisclosureSEC source: 0001562180-21-001512 · primarydocument.xml · derivative · entry 6 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,313 Underlying: Common Stock · 26,687 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Stock Units · Derivative | 15,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001512 · primarydocument.xml · derivative · entry 5 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,400 Underlying: Common Stock · 15,200 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. F4 · derivative.exercise_date: 1/3 per year for 3 years beginning on 19-Feb-2021 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:32 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 26,687 | $15.50 | $413,741.90 |
DisclosureSEC source: 0001562180-21-001512 · primarydocument.xml · nonDerivative · entry 4 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,805 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg. F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $15.50 - $15.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 26,687 | $15.16 | $404,574.92 |
DisclosureSEC source: 0001562180-21-001512 · primarydocument.xml · nonDerivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:32 UTC | FERRO CORP FOE · Entity 127926 | Tax withholdingCommon Stock | 6,400 | $15.10 | $96,640.00 |
DisclosureSEC source: 0001562180-21-001512 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,805 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 18:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 15,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001512 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:46 UTC | FERRO CORP FOE · Entity 127926 | GrantStock Options (Right to Buy) · Derivative | 165,600 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001562180-21-001351 · primarydocument.xml · derivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,600 Underlying: Common Stock · 165,600 shares Expires 2031-02-17 F3 · derivative.exercise_date: 1/3 per year for 3 years beginning on 17-Feb-2022 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:46 UTC | FERRO CORP FOE · Entity 127926 | GrantRestricted Share Units · Derivative | 43,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001351 · primarydocument.xml · derivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,100 Underlying: Common Stock · 43,100 shares Expires 2024-02-17 F2 · price: Restricted share units convert into Common Stock on a one-to-one basis. F3 · derivative.exercise_date: 1/3 per year for 3 years beginning on 17-Feb-2022 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:46 UTC | FERRO CORP FOE · Entity 127926 | GrantPerformance Share Units · Derivative | 107,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001351 · primarydocument.xml · derivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,700 Underlying: Common Stock · 107,700 shares Expires 2023-12-31 F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:13 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Share Unit · Derivative | 63,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001346 · primarydocument.xml · derivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,300 shares Expires 2026-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. F2 · derivative.exercise_date: The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:13 UTC | FERRO CORP FOE · Entity 127926 | Tax withholdingCommon Stock | 16,142 | $15.12 | $244,067.04 |
DisclosureSEC source: 0001562180-21-001346 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,005 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:13 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 63,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001346 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:09 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionPerformance Share Unit · Derivative | 75,865 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-20-002002 · primarydocument.xml · derivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,865 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F2 · balance_after: Remaining 27,635 Performance Share Units of the original grant were forfeited. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:09 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 75,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002002 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:30 UTC | FERRO CORP FOE · Entity 127926 | GrantStock Options (Right to Buy) · Derivative | 190,000 | $0.00 Strike: $14.64 | $0.00 |
DisclosureSEC source: 0001562180-20-001472 · primarydocument.xml · derivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 190,000 shares Expires 2030-02-19 F3 · derivative.exercise_date: 1/3 per year for 3 years beginning on 19-Feb-2021 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:30 UTC | FERRO CORP FOE · Entity 127926 | GrantRestricted Stock Units · Derivative | 45,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001472 · primarydocument.xml · derivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,600 Underlying: Common Stock · 45,600 shares Expires 2023-02-18 F2 · price: Restricted share units convert into Common Stock on a one-to-one basis. F3 · derivative.exercise_date: 1/3 per year for 3 years beginning on 19-Feb-2021 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:30 UTC | FERRO CORP FOE · Entity 127926 | GrantPerformance Restricted Stock Units · Derivative | 114,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001472 · primarydocument.xml · derivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Common Stock · 114,000 shares Expires 2022-12-31 F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 16:41 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Share Unit · Derivative | 49,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001408 · primarydocument.xml · derivative · entry 4 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,700 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. F2 · derivative.exercise_date: The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 16:41 UTC | FERRO CORP FOE · Entity 127926 | Tax withholdingCommon Stock | 12,674 | $14.65 | $185,674.10 |
DisclosureSEC source: 0001562180-20-001408 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,982 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 16:41 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 49,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001408 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 07, 2020 Filed Feb 7, 2020 15:26 UTC | Innophos Holdings, Inc. IPHS · Entity 151858 | Disposition to issuerCommon Stock, par value $0.001 per share | 9,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-003596 · doc4.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger among the Issuer, Iris Parent LLC ("Parent") and Iris Merger Sub 2019, Inc. dated as of October 20, 2019, the Issuer became a wholly owned subsidiary of Parent upon consummation of the merger (the "Effective Time") on February 7, 2020. At the Effective Time, each share of the Issuer's common stock (including each restricted share) was automatically converted into the right to receive $32.00 in cash, without interest. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 16:16 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001562180-20-001012 · primarydocument.xml · derivative · entry 4 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 16:16 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 15,000 | $14.50 | $217,506.00 |
DisclosureSEC source: 0001562180-20-001012 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,956 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Thomas. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $14.41-$14.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 16:16 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 15,000 | $8.25 | $123,750.00 |
DisclosureSEC source: 0001562180-20-001012 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 16:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001562180-20-000323 · primarydocument.xml · derivative · entry 4 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 16:32 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 15,000 | $14.23 | $213,478.50 |
DisclosureSEC source: 0001562180-20-000323 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,956 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Thomas. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $14.20-$14.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 16:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 15,000 | $8.25 | $123,750.00 |
DisclosureSEC source: 0001562180-20-000323 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 16:01 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001562180-19-005908 · primarydocument.xml · derivative · entry 4 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 16:01 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 15,000 | $14.34 | $215,040.00 |
DisclosureSEC source: 0001562180-19-005908 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,956 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Thomas. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $14.30-$14.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 16:01 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 15,000 | $8.25 | $123,750.00 |
DisclosureSEC source: 0001562180-19-005908 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:00 UTC | Innophos Holdings, Inc. IPHS · Entity 151858 | GrantCommon Stock, par value $0.001 per share | 3,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014119 · doc4.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,421 F1 · shares: The shares represent the directors' annual stock retainer payment. Read SEC document |
| May 09, 2019 Filed May 10, 2019 16:09 UTC | FERRO CORP FOE · Entity 127926 | PurchaseCommon Stock | 17,000 | $15.92 | $270,640.00 |
DisclosureSEC source: 0001562180-19-002764 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,956 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $15.915-$15.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:42 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionPerformance Share Unit · Derivative | 132,492 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-001593 · primarydocument.xml · derivative · entry 3 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,492 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F2 · balance_after: Remaining 25,708 Performance Share Units of the original grant were forfeited. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:42 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 132,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001593 · primarydocument.xml · nonDerivative · entry 1 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:25 UTC | FERRO CORP FOE · Entity 127926 | GrantStock Options (Right to Buy) · Derivative | 148,200 | $0.00 Strike: $17.89 | $0.00 |
DisclosureSEC source: 0001562180-19-001273 · primarydocument.xml · derivative · entry 7 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,200 Underlying: Common Stock · 148,200 shares Expires 2029-02-20 F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 20-Feb-2020 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:25 UTC | FERRO CORP FOE · Entity 127926 | GrantRestricted Stock Unit · Derivative | 38,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001273 · primarydocument.xml · derivative · entry 6 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,600 Underlying: Common Stock · 38,600 shares Expires 2022-02-20 F3 · derivative.exercise_date: The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:25 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Share Unit · Derivative | 46,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001273 · primarydocument.xml · derivative · entry 5 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,100 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. F3 · derivative.exercise_date: The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:25 UTC | FERRO CORP FOE · Entity 127926 | GrantPerformance Share Unit · Derivative | 96,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001273 · primarydocument.xml · derivative · entry 4 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,600 Underlying: Common Stock · 96,600 shares Expires 2021-12-31 F2 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:25 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 46,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001273 · primarydocument.xml · nonDerivative · entry 2 Thomas Peter T · CIK 0001358620 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.