Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atlantic Coast Financial CORPACFC · Entity 167028 | Director | January 26, 2018 | January 29, 2018 |
| BM Technologies, Inc.MFAC.U · Entity 83670 | Director · 10% owner | September 21, 2018 | September 26, 2018 |
| Customers Bancorp, Inc.CUBI · Entity 4325 | Director · Chairman | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atlantic Coast Financial CORP
Report date January 26, 2018 · Filed January 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,191 |
Reported balance
After 2018-01-26 transaction · row 1
1 source rowRow 1 · 2018-01-26 · Grant · Acquired 600 · Balance 136,191 F1: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 1/27/19 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,746 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,746 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.95 · Expires 2020-06-28 | Direct | 19,600 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 19,600 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 1/27/19
BM Technologies, Inc.
Report date September 21, 2018 · Filed September 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 4,232,222 |
Reported balance
After 2018-09-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-21 · Other · Disposed 80,278 · Balance 4,232,222 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-226270) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2: As contemplated in connection with the initial public offering of the issuer, 80,278 shares of Class B common stock of the issuer were returned by MFA Investor Holdings LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F3: These shares represent the Class B common stock held by the Sponsor acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. Mr. Sidhu is a managing member of the Sponsor, and shares the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sidhu may be deemed to have or share beneficial ownership of such shares. Mr. Sidhu disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-226270) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
F2: As contemplated in connection with the initial public offering of the issuer, 80,278 shares of Class B common stock of the issuer were returned by MFA Investor Holdings LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
F3: These shares represent the Class B common stock held by the Sponsor acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. Mr. Sidhu is a managing member of the Sponsor, and shares the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sidhu may be deemed to have or share beneficial ownership of such shares. Mr. Sidhu disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Customers Bancorp, Inc.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 667,757 |
Reported balance
After 2026-08-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 68,821 · Balance 667,757 F1: This transaction was executed in multiple trades at prices ranging from $79.265 to $80.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected F2: Includes 53,669 Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 3,701 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,701 F3: Shares held in Sherry Sidhu Individual Account. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 213,560 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 213,560 F4: Jay S. Sidhu, A/K/A Jashpinder S. Sidhu, FBO Sherry K. Sidhu, A/K/A Pushpinder K. Sidhu, and Descendants Irrevocable Trust. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 181,825 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 181,825 F5: Sherry K. Sidhu, A/K/A Pushpinder K. Sidhu, Family Trust No. 1. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 158,552 |
Reported balance
Holding disclosure · report date 2026-08-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 158,552 F6: Sherry K. Sidhu, A/K/A Pushpinder K. Sidhu, Family Trust No. 2. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $79.265 to $80.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected
F2: Includes 53,669 Restricted Stock Units.
F3: Shares held in Sherry Sidhu Individual Account.
F4: Jay S. Sidhu, A/K/A Jashpinder S. Sidhu, FBO Sherry K. Sidhu, A/K/A Pushpinder K. Sidhu, and Descendants Irrevocable Trust.
F5: Sherry K. Sidhu, A/K/A Pushpinder K. Sidhu, Family Trust No. 1.
F6: Sherry K. Sidhu, A/K/A Pushpinder K. Sidhu, Family Trust No. 2.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 81,864 | $0.00 Strike: $10.91 | $0.00 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · derivative · entry 15 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,864 shares Expires 2020-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,834 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · derivative · entry 14 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,834 shares Expires 2020-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 293,629 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · derivative · entry 13 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 293,629 shares Expires 2020-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 1,006,775 | $26.34 | $26,518,453.50 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 10 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339,832 F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 108,334 | $12.00 | $1,300,008.00 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 9 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 68,639 | $12.00 | $823,668.00 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 8 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,238,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 782,300 | $12.73 | $9,958,679.00 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 7 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 29,514 | $10.91 | $321,997.74 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 6 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 36,869 | $10.91 | $402,240.79 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 5 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 84,105 | $10.91 | $917,585.55 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 4 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 81,864 | $10.91 | $893,136.24 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 3 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 12,834 | $8.55 | $109,730.70 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 293,629 | $8.86 | $2,601,552.94 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 238,227 Restricted Stock Units. F4 · balance_after: Includes 2,834 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 20, 2017 Filed Dec 29, 2017 23:59 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $26.65 | $0.00 |
DisclosureSEC source: 0001140361-17-047853 · doc1.xml · derivative · entry 12 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2027-12-20 F5 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant, provided the trading price of the company's voting common stock is above $40 for ten days prior to exercise. These Stock Options will also vest upon a change of control of the company. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:21 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 75,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-042197 · doc1.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,472 F1 · kind: Grant of 75,745 Restricted Stock Units in connection with 2016 performance bonus, with shares vesting in accordance with the terms of the award. A portion of this grant was provided in lieu of a cash bonus payment. F2 · balance_after: Includes 238,227 Restricted Stock Units. F3 · balance_after: Includes 2,787 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 13:56 UTC | Atlantic Coast Financial CORP ACFC · Entity 167028 | GrantCommon Stock | 600 | $8.99 | $5,394.00 |
DisclosureSEC source: 0001144204-17-054716 · tv478005_4.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,591 F1 · shares: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 10/28/18. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 15:32 UTC | Atlantic Coast Financial CORP ACFC · Entity 167028 | GrantCommon Stock | 600 | $7.90 | $4,740.00 |
DisclosureSEC source: 0001144204-17-039257 · v471958_4.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,991 F1 · shares: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 7/29/18. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:07 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $28.24 | $0.00 |
DisclosureSEC source: 0001140361-17-029137 · doc1.xml · derivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2027-07-26 F1 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:08 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001140361-17-026863 · doc1.xml · derivative · entry 3 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,629 Underlying: Common Stock · 200,000 shares Expires 2020-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Stock Options exercised. F1 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant, subject to a 50% increase in the trading price of the company's voting common stock on the NYSE (or other national stock market or securities quotation system). Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:08 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 126,164 | $28.11 | $3,546,470.04 |
DisclosureSEC source: 0001140361-17-026863 · doc1.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,445 F5 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11. F5 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11. F3 · balance_after: Includes 162,482 Restricted Stock Units. F4 · balance_after: Includes 2,505 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:08 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Exercise / conversionCommon Stock | 200,000 | $8.86 | $1,772,000.00 |
DisclosureSEC source: 0001140361-17-026863 · doc1.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11. F5 · price: Represents a "net exercise" of outstanding Stock Options. The reporting person received 73,836 shares of common stock on net exercise of Stock Options to purchase 200,000 shares of common stock. 63,038 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 63,126 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at June 28, 2017 of $28.11. F3 · balance_after: Includes 162,482 Restricted Stock Units. F4 · balance_after: Includes 2,505 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| April 28, 2017 Filed May 1, 2017 17:18 UTC | Atlantic Coast Financial CORP ACFC · Entity 167028 | GrantCommon Stock | 600 | $7.77 | $4,662.00 |
DisclosureSEC source: 0001144204-17-023723 · v465749_4.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,391 F1 · shares: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 4/29/18. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:06 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | SaleCommon Stock | 100,000 | $32.49 | $3,249,000.00 |
DisclosureSEC source: 0001140361-17-012226 · doc1.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,150 F4 · price: This transaction was executed in multiple trades at prices ranging from $32.08 to $32.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 162,482 Restricted Stock Units. F3 · balance_after: Includes 2,046 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| February 28, 2017 Filed Mar 16, 2017 15:06 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantCommon Stock | 26,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-012226 · doc1.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,150 F1 · kind: Grant of restricted stock award in connection with 2016 performance bonus, with shares vesting in accordance with the terms of the award. A portion of this grant was provided in lieu of a cash bonus payment. F2 · balance_after: Includes 162,482 Restricted Stock Units. F3 · balance_after: Includes 2,046 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| February 20, 2017 Filed Feb 27, 2017 22:15 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 1,469 | $34.99 | $51,400.31 |
DisclosureSEC source: 0001140361-17-009456 · doc1.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,097 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F3 · balance_after: Includes 2,046 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. F4 · balance_after: Includes 136,429 Restricted Stock Units. Read SEC document |
| February 16, 2017 Filed Feb 27, 2017 22:15 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 8,864 | $35.36 | $313,431.04 |
DisclosureSEC source: 0001140361-17-009456 · doc1.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,566 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 139,969 Restricted Stock Units. F3 · balance_after: Includes 2,046 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| January 26, 2017 Filed Feb 7, 2017 15:22 UTC | Atlantic Coast Financial CORP ACFC · Entity 167028 | GrantCommon Stock | 600 | $7.45 | $4,470.00 |
DisclosureSEC source: 0001562180-17-000530 · primarydocument.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,791 F1 · shares: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 01/27/18. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 21:53 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 482 | $34.34 | $16,551.88 |
DisclosureSEC source: 0001140361-17-002885 · doc1.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,430 F1 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F2 · balance_after: Includes 167,589 Restricted Stock Units. F3 · balance_after: Includes 2,046 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan. Read SEC document |
| December 31, 2016 Filed Jan 6, 2017 19:56 UTC Amendment | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 96,501 | $35.82 | $3,456,665.82 |
DisclosureSEC source: 0001140361-17-000967 · doc1.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,866 F3 · kind: Shares withheld for taxes upon vesting of previously issued restricted stock award. F4 · balance_after: Includes 168,899 Restricted Stock Units. Read SEC document |
| December 30, 2016 Filed Jan 6, 2017 19:56 UTC Amendment | Customers Bancorp, Inc. CUBI · Entity 4325 | GiftCommon Stock | 69,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000967 · doc1.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,367 F1 · price: This transaction represents a charitable donation by the reporting person. F2 · balance_after: Includes 401,703 Restricted Stock Units. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:27 UTC | Atlantic Coast Financial CORP ACFC · Entity 167028 | GrantCommon Stock | 600 | $6.42 | $3,852.00 |
DisclosureSEC source: 0001144204-16-136052 · v453752_4.xml · nonDerivative · entry 3 SIDHU JAY S · CIK 0001222371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,191 F3 · shares: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 11/1/17. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:27 UTC | Atlantic Coast Financial CORP ACFC · Entity 167028 | GrantCommon Stock | 600 | $6.01 | $3,606.00 |
DisclosureSEC source: 0001144204-16-136052 · v453752_4.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,591 F2 · shares: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 8/2/17. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:27 UTC | Atlantic Coast Financial CORP ACFC · Entity 167028 | GrantCommon Stock | 600 | $6.37 | $3,822.00 |
DisclosureSEC source: 0001144204-16-136052 · v453752_4.xml · nonDerivative · entry 1 SIDHU JAY S · CIK 0001222371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,991 F1 · shares: Acquisition of restricted stock granted under the Company's Non-Employee Director Open Market Stock Plan. The shares are immediately vested and are restricted until 5/24/17. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:00 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | OtherWarrants · Derivative | 66,696 | $0.00 Strike: $9.55 | $0.00 |
DisclosureSEC source: 0001140361-16-086544 · doc1.xml · derivative · entry 5 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,696 shares Expires 2016-11-13 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:00 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 24,000 | $26.54 | $636,960.00 |
DisclosureSEC source: 0001140361-16-086544 · doc1.xml · nonDerivative · entry 3 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,664 F1 · shares: Represents a "net exercise" of outstanding stock warrants. The reporting person received 42,696 shares of common stock on net exercise of warrants to purchase 66,696 shares of common stock. 24,000 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at November 10, 2016 of $26.54. F1 · price: Represents a "net exercise" of outstanding stock warrants. The reporting person received 42,696 shares of common stock on net exercise of warrants to purchase 66,696 shares of common stock. 24,000 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at November 10, 2016 of $26.54. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:00 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | OtherCommon Stock | 66,696 | $9.55 | $636,946.80 |
DisclosureSEC source: 0001140361-16-086544 · doc1.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,664 F1 · shares: Represents a "net exercise" of outstanding stock warrants. The reporting person received 42,696 shares of common stock on net exercise of warrants to purchase 66,696 shares of common stock. 24,000 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at November 10, 2016 of $26.54. F1 · price: Represents a "net exercise" of outstanding stock warrants. The reporting person received 42,696 shares of common stock on net exercise of warrants to purchase 66,696 shares of common stock. 24,000 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at November 10, 2016 of $26.54. Read SEC document |
| November 09, 2016 Filed Nov 16, 2016 22:30 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantEmployee Stock Options (right to buy) · Derivative | 241,500 | $0.00 Strike: $25.97 | $0.00 |
DisclosureSEC source: 0001140361-16-086989 · doc1.xml · derivative · entry 4 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,500 Underlying: Common Stock · 241,500 shares Expires 2026-11-09 F2 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of the date of grant, subject to either (i) total shareholder returns over the vesting period of at least 50%, or (ii) compound annual growth in diluted EPS for the company of at least 7% over the vesting period. Read SEC document |
| November 09, 2016 Filed Jan 5, 2017 23:40 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | GrantEmployee Stock Options (right to buy) · Derivative | 241,500 | $0.00 Strike: $25.97 | $0.00 |
DisclosureSEC source: 0001140361-17-000823 · doc1.xml · derivative · entry 4 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,500 Underlying: Common Stock · 241,500 shares Expires 2026-11-09 F2 · balance_after: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of the date of grant, subject to either (i) total shareholder returns over the vesting period of at least 50%, or (ii) compound annual growth in diluted EPS for the company of at least 7% over the vesting period. Read SEC document |
| September 30, 2016 Filed Oct 18, 2016 17:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | OtherWarrants · Derivative | 24,081 | $0.00 Strike: $9.55 | $0.00 |
DisclosureSEC source: 0001140361-16-082950 · doc1.xml · derivative · entry 5 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,081 shares Expires 2016-09-30 Read SEC document |
| September 30, 2016 Filed Oct 18, 2016 17:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | Tax withholdingCommon Stock | 9,140 | $25.16 | $229,962.40 |
DisclosureSEC source: 0001140361-16-082950 · doc1.xml · nonDerivative · entry 3 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,968 F1 · shares: Represents a "net exercise" of outstanding stock warrants. The reporting person received 14,941 shares of common stock on net exercise of warrants to purchase 24,081 shares of common stock. 9,140 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at September 30, 2016 of $25.16. F1 · price: Represents a "net exercise" of outstanding stock warrants. The reporting person received 14,941 shares of common stock on net exercise of warrants to purchase 24,081 shares of common stock. 9,140 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at September 30, 2016 of $25.16. Read SEC document |
| September 30, 2016 Filed Oct 18, 2016 17:26 UTC | Customers Bancorp, Inc. CUBI · Entity 4325 | OtherCommon Stock | 24,081 | $9.55 | $229,973.55 |
DisclosureSEC source: 0001140361-16-082950 · doc1.xml · nonDerivative · entry 2 SIDHU JAY S · CIK 0001222371 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,108 F1 · shares: Represents a "net exercise" of outstanding stock warrants. The reporting person received 14,941 shares of common stock on net exercise of warrants to purchase 24,081 shares of common stock. 9,140 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at September 30, 2016 of $25.16. F1 · price: Represents a "net exercise" of outstanding stock warrants. The reporting person received 14,941 shares of common stock on net exercise of warrants to purchase 24,081 shares of common stock. 9,140 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at September 30, 2016 of $25.16. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.