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person · Reporting owner

Carvajal Alejandra

Disclosed activity across 4 companies

Tapewire entity
26169
SEC CIK
0001645755

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CytomX Therapeutics, Inc.CTMX · Entity 5124Chief Legal OfficerAugust 03, 2026August 05, 2026
Dare Bioscience, Inc.CERU · Entity 7799VP, General CounselJanuary 05, 2017January 09, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CytomX Therapeutics, Inc.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,000 Reported balance After 2026-08-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 100,000 · Balance 100,000

F1: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 25% of the RSUs vest annually on September 15 of each year, with the first 25% vesting on September 15, 2027, subject to the Reporting Person's continued service to the Issuer through each such date.

F2: Includes 100,000 RSUs.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.17 · Expires 2036-08-02Direct450,000 Reported balance After 2026-08-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-03 · Grant · Acquired 450,000 · Balance 450,000

F3: 25% of the shares subject to the option vest on the one-year anniversary measured from August 3, 2026 (the "Vesting Commencement Date"), and 1/48 monthly thereafter such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 25% of the RSUs vest annually on September 15 of each year, with the first 25% vesting on September 15, 2027, subject to the Reporting Person's continued service to the Issuer through each such date.

F2: Includes 100,000 RSUs.

F3: 25% of the shares subject to the option vest on the one-year anniversary measured from August 3, 2026 (the "Vesting Commencement Date"), and 1/48 monthly thereafter such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service to the Issuer through each such date.

Dare Bioscience, Inc.

Report date January 05, 2017 · Filed January 09, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.82 · Expires 2027-01-04Direct50,000 Reported balance After 2017-01-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-01-05 · Grant · Acquired 50,000 · Balance 50,000

F1: This option was granted on January 5, 2017. The shares underlying the option are scheduled to vest in equal monthly installments over four years from January 1, 2017.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.82 · Expires 2027-01-04Direct100,000 Reported balance After 2017-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-01-05 · Grant · Acquired 100,000 · Balance 100,000

F2: This option was granted on January 5, 2017. The option is scheduled to vest as to 25% of the shares on the six-month anniversary of January 1, 2017 and as to an additional 25% of the original number of shares at the end of each six-month period of continuous service thereafter until January 1, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: This option was granted on January 5, 2017. The shares underlying the option are scheduled to vest in equal monthly installments over four years from January 1, 2017.

F2: This option was granted on January 5, 2017. The option is scheduled to vest as to 25% of the shares on the six-month anniversary of January 1, 2017 and as to an additional 25% of the original number of shares at the end of each six-month period of continuous service thereafter until January 1, 2019.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MOMENTA PHARMACEUTICALS INC

Report date October 01, 2020 · Filed October 01, 2020

Section 16 reporting ended · disclosed 2020-10-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-01 transaction · row 1
1 source row

Row 1 · 2020-10-01 · Disposition to issuer · Disposed 28,795 · Balance 0

F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 19, 2020 (the "Merger Agreement"), by and among Johnson & Johnson, Vigor Sub, Inc. ("Merger Sub") and the Issuer, including the completion of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $52.50 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 1, 2020. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-01 · Disposition to issuer · Disposed 45,000 · Balance 0

F2: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-10-01 · Disposition to issuer · Disposed 21,938 · Balance 0

F2: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-10-01 · Disposition to issuer · Disposed 37,500 · Balance 0

F2: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.25 · Expires 2027-07-13Direct0 Reported balance After 2020-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-10-01 · Disposition to issuer · Disposed 23,188 · Balance 0

F3: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.76 · Expires 2029-02-11Direct0 Reported balance After 2020-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-10-01 · Disposition to issuer · Disposed 13,586 · Balance 0

F3: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.87 · Expires 2030-02-07Direct0 Reported balance After 2020-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-10-01 · Disposition to issuer · Disposed 3,972 · Balance 0

F3: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.25 · Expires 2027-07-13Direct0 Reported balance After 2020-10-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-10-01 · Disposition to issuer · Disposed 35,312 · Balance 0

F3: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.76 · Expires 2029-02-11Direct0 Reported balance After 2020-10-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-10-01 · Disposition to issuer · Disposed 78,414 · Balance 0

F3: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.87 · Expires 2030-02-07Direct0 Reported balance After 2020-10-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-10-01 · Disposition to issuer · Disposed 71,028 · Balance 0

F3: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 19, 2020 (the "Merger Agreement"), by and among Johnson & Johnson, Vigor Sub, Inc. ("Merger Sub") and the Issuer, including the completion of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $52.50 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 1, 2020. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

F2: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F3: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Mersana Therapeutics, Inc.

Report date January 06, 2026 · Filed January 06, 2026

Section 16 reporting ended · disclosed 2026-01-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-01-06 transaction · row 1
1 source row

Row 1 · 2026-01-06 · Other · Disposed 3,131 · Balance 0

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Day One Biopharmaceuticals, Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Emerald Merger Sub, Inc. ("Purchaser"), dated as of November 12, 2025, the shares (the "Shares") of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the Offer were exchanged for: (i) $25.00 per Share, net to the stockholder in cash, without interest and less any applicable tax withholding (the "Upfront Cash Consideration"), plus (ii) one non-tradeable contingent value right per Share (each, a "CVR"),

F2: (continued from footnote 1) which represents the right to receive certain contingent milestone payments of up to an aggregate of $30.25 per CVR in cash, without interest and less any applicable tax withholding, upon the achievement of certain specified milestones in accordance with the terms and subject to the conditions of a contingent value rights agreement entered into by Parent and the rights agent (the Upfront Cash Consideration plus one CVR, collectively, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer, effective as of January 6, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.01Direct0 Reported balance After 2026-01-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-06 · Disposition to issuer · Disposed 3,047 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each option to purchase shares of Common Stock ("Issuer Option") that was outstanding and unexercised as of immediately prior to the Effective Time and had an exercise price per Share that was less than the Upfront Cash Consideration (each, a "Cash-Out Option"), became fully vested and was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, (i) the Offer Price minus (ii) the exercise price payable per share of Common Stock underlying such Cash-Out Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.01Direct0 Reported balance After 2026-01-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-06 · Disposition to issuer · Disposed 6,702 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each option to purchase shares of Common Stock ("Issuer Option") that was outstanding and unexercised as of immediately prior to the Effective Time and had an exercise price per Share that was less than the Upfront Cash Consideration (each, a "Cash-Out Option"), became fully vested and was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, (i) the Offer Price minus (ii) the exercise price payable per share of Common Stock underlying such Cash-Out Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $424.50Direct0 Reported balance After 2026-01-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-06 · Disposition to issuer · Disposed 4,500 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $157.00Direct0 Reported balance After 2026-01-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-01-06 · Disposition to issuer · Disposed 1,800 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $151.50Direct0 Reported balance After 2026-01-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-01-06 · Disposition to issuer · Disposed 1,527 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $151.50Direct0 Reported balance After 2026-01-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-06 · Disposition to issuer · Disposed 4,922 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $75.50Direct0 Reported balance After 2026-01-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-06 · Disposition to issuer · Disposed 1,078 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $75.50Direct0 Reported balance After 2026-01-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-01-06 · Disposition to issuer · Disposed 7,921 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-01-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-01-06 · Disposition to issuer · Disposed 100 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Company restricted stock unit award, which represented the right to receive one share of Common Stock, that was then outstanding was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, the Offer Price.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-01-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-01-06 · Disposition to issuer · Disposed 717 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Company restricted stock unit award, which represented the right to receive one share of Common Stock, that was then outstanding was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, the Offer Price.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-01-06 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-01-06 · Disposition to issuer · Disposed 1,500 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Company restricted stock unit award, which represented the right to receive one share of Common Stock, that was then outstanding was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, the Offer Price.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-01-06 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-01-06 · Disposition to issuer · Disposed 2,166 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Company restricted stock unit award, which represented the right to receive one share of Common Stock, that was then outstanding was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, the Offer Price.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Day One Biopharmaceuticals, Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Emerald Merger Sub, Inc. ("Purchaser"), dated as of November 12, 2025, the shares (the "Shares") of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the Offer were exchanged for: (i) $25.00 per Share, net to the stockholder in cash, without interest and less any applicable tax withholding (the "Upfront Cash Consideration"), plus (ii) one non-tradeable contingent value right per Share (each, a "CVR"),

F2: (continued from footnote 1) which represents the right to receive certain contingent milestone payments of up to an aggregate of $30.25 per CVR in cash, without interest and less any applicable tax withholding, upon the achievement of certain specified milestones in accordance with the terms and subject to the conditions of a contingent value rights agreement entered into by Parent and the rights agent (the Upfront Cash Consideration plus one CVR, collectively, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer, effective as of January 6, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent.

F3: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each option to purchase shares of Common Stock ("Issuer Option") that was outstanding and unexercised as of immediately prior to the Effective Time and had an exercise price per Share that was less than the Upfront Cash Consideration (each, a "Cash-Out Option"), became fully vested and was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, (i) the Offer Price minus (ii) the exercise price payable per share of Common Stock underlying such Cash-Out Option.

F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.

F5: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Company restricted stock unit award, which represented the right to receive one share of Common Stock, that was then outstanding was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, the Offer Price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2022 Filed Jan 19, 2022 22:43 UTC Mersana Therapeutics, Inc. MRSN · Entity 69982 GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001104659-22-005540 · tm223926-1_4seq1.xml · derivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-01-13

F1 · derivative.exercise_date: The option vests in equal quarterly installments over the first four years after the vesting commencement date, January 14, 2022.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:32 UTC Mersana Therapeutics, Inc. MRSN · Entity 69982 GrantRestricted stock unit · Derivative 26,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-056596 · tm2114485-2_4seq1.xml · derivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F3 · derivative.exercise_date: The restricted stock units will vest as to 50% of the shares on the first anniversary of the grant date and 50% of the shares on the second anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units will vest as to 50% of the shares on the first anniversary of the grant date and 50% of the shares on the second anniversary of the grant date.

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April 26, 2021 Filed Apr 28, 2021 20:32 UTC Mersana Therapeutics, Inc. MRSN · Entity 69982 GrantStock Option (right to buy) · Derivative 112,500 $0.00 Strike: $16.98 $0.00
Disclosure

SEC source: 0001104659-21-056596 · tm2114485-2_4seq1.xml · derivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-04-25

F1 · derivative.exercise_date: The options will vest as to 25% of the shares on the first anniversary of the grant date and in equal quarterly installments over the next three years.

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October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerStock Option (Right to Buy) · Derivative 71,028 Not disclosed Strike: $31.87 Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 10

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,028 shares

Expires 2030-02-07

F3 · price: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

F3 · derivative.exercise_date: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

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October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerStock Option (Right to Buy) · Derivative 78,414 Not disclosed Strike: $12.76 Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 9

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,414 shares

Expires 2029-02-11

F3 · price: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

F3 · derivative.exercise_date: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

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October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerStock Option (Right to Buy) · Derivative 35,312 Not disclosed Strike: $17.25 Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 8

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,312 shares

Expires 2027-07-13

F3 · price: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

F3 · derivative.exercise_date: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

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October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerStock Option (Right to Buy) · Derivative 3,972 Not disclosed Strike: $31.87 Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 7

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,972 shares

Expires 2030-02-07

F3 · price: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

F3 · derivative.exercise_date: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

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October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerStock Option (Right to Buy) · Derivative 13,586 Not disclosed Strike: $12.76 Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 6

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,586 shares

Expires 2029-02-11

F3 · price: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

F3 · derivative.exercise_date: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerStock Option (Right to Buy) · Derivative 23,188 Not disclosed Strike: $17.25 Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 5

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,188 shares

Expires 2027-07-13

F3 · price: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

F3 · derivative.exercise_date: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

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October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerRestricted Stock Units · Derivative 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 4

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · price: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · derivative.exercise_date: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · derivative.expiration_date: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerRestricted Stock Units · Derivative 21,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,938 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · price: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · derivative.exercise_date: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · derivative.expiration_date: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerRestricted Stock Units · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · derivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · price: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · derivative.exercise_date: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

F2 · derivative.expiration_date: Reflects disposition of Issuer restricted stock units in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) the Offer Price.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 17:00 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerCommon Stock 28,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010053 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 19, 2020 (the "Merger Agreement"), by and among Johnson & Johnson, Vigor Sub, Inc. ("Merger Sub") and the Issuer, including the completion of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $52.50 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 1, 2020. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

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July 20, 2020 Filed Jul 21, 2020 16:02 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 1,087 $33.95 $36,903.65
Disclosure

SEC source: 0001179110-20-008393 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,795

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 17, 2020 Filed Jul 21, 2020 16:02 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008393 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,938

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

Read SEC document
July 17, 2020 Filed Jul 21, 2020 16:02 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 2,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-008393 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 6,811 $35.10 $239,066.10
Disclosure

SEC source: 0001104659-20-080017 · a4.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,445

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 21:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-080017 · a4.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Unit represents a contingent right to receive one share of MNTA Common Stock.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, 15,000 Restricted Stock Units will vest on June 29, 2021.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, 15,000 Restricted Stock Units will vest on June 29, 2021.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 21:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-080017 · a4.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,256

F1 · kind: Shares received pursuant to settlement of Performance Stock Units that were granted on October 17, 2018.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 17:25 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 6,756 $30.15 $203,693.40
Disclosure

SEC source: 0001179110-20-007360 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,256

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 17:25 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007360 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Unit represents a contingent right to receive one share of MNTA Common Stock.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, 15,000 Restricted Stock Units will vest on June 11, 2021.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, 15,000 Restricted Stock Units will vest on June 11, 2021.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 17:25 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007360 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,012

F1 · kind: Shares received pursuant to settlement of Performance Stock Units that were granted on October 17, 2018.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 16:21 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 1,124 $28.97 $32,562.28
Disclosure

SEC source: 0001179110-20-005001 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,012

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 16:21 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 2,438 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005001 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,375

Underlying: Common Stock · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 16:21 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-005001 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 17:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 5,302 $29.00 $153,758.00
Disclosure

SEC source: 0001179110-20-003311 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,698

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 17:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003311 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Unit represents a contingent right to receive one share of MNTA Common Stock.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, the Restricted Stock Units will vest on March 5, 2021.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, the Restricted Stock Units will vest on March 5, 2021.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 17:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003311 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: Shares received pursuant to settlement of Performance Stock Units that were granted on October 17, 2018.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:43 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 6,892 $31.54 $217,373.68
Disclosure

SEC source: 0001179110-20-001910 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 18:52 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 3,108 $30.03 $93,333.24
Disclosure

SEC source: 0001179110-20-001661 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,892

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:52 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001661 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on February 12, 2018.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 50% of the shares on the first anniversary of the grant date, and the remaining 50% will vest on the second anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 50% of the shares on the first anniversary of the grant date, and the remaining 50% will vest on the second anniversary of the grant date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:52 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001661 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on February 12, 2018.

F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:04 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $31.87 $0.00
Disclosure

SEC source: 0001179110-20-001472 · edgar.xml · derivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2030-02-07

F4 · shares: Represents options granted by the issuer pursuant to the issuer's 2013 Incentive Award Plan, as amended and restated.

F5 · derivative.exercise_date: Subject to certain criteria, the stock option will vest and become exercisable with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:04 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001472 · edgar.xml · derivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of MNTA common stock.

F2 · shares: Represents restricted stock units granted by the issuer pursuant to the issuer's 2013 Incentive Award Plan, as amended and restated.

F3 · derivative.exercise_date: Subject to the officer continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

F3 · derivative.expiration_date: Subject to the officer continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:41 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 1,577 $28.98 $45,701.46
Disclosure

SEC source: 0001179110-20-000763 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 17:16 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 860 $30.08 $25,868.80
Disclosure

SEC source: 0001179110-20-000702 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 17:16 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000702 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,813

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

Read SEC document
January 17, 2020 Filed Jan 22, 2020 17:16 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 2,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000702 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 17:19 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 6,814 $14.40 $98,121.60
Disclosure

SEC source: 0001179110-19-011211 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.30 to $14.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 16:11 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 2,936 $13.83 $40,604.88
Disclosure

SEC source: 0001179110-19-011132 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,814

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 17, 2019 Filed Oct 21, 2019 16:11 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 9,750 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-011132 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Stock · 9,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.

Read SEC document
October 17, 2019 Filed Oct 21, 2019 16:11 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 9,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-011132 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on October 17,2018.

F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
April 29, 2019 Filed May 1, 2019 16:04 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 10,384 $14.77 $153,371.68
Disclosure

SEC source: 0001179110-19-005357 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.50 to $15.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 13, 2019 Filed Apr 16, 2019 17:03 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerCommon Stock 4,725 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004992 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,383

Read SEC document
April 13, 2019 Filed May 14, 2019 18:55 UTC Amendment MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Disposition to issuerCommon Stock 4,724 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006032 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,384

F1 · shares: The original Form 4 filed on April 16, 2019 is amended by this Form 4/A to correctly reflect the reporting person's disposal of 4,724, not 4725, shares of common stock.

F2 · balance_after: The original Form 4 filed on April 16, 2019 is amended by this Form 4/A to correctly reflect the reporting person's ownership balance of 10,384, not 10,383, shares of common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 16:52 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 703 $13.10 $9,209.30
Disclosure

SEC source: 0001179110-19-002086 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,108

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 16:26 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 2,938 $12.70 $37,312.60
Disclosure

SEC source: 0001179110-19-001905 · edgar.xml · nonDerivative · entry 2

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,811

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 16:26 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001905 · edgar.xml · derivative · entry 3

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on February 12, 2018.

F4 · derivative.exercise_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 50% of the shares on the first anniversary of the grant date, and the remaining 50% will vest on the second anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 50% of the shares on the first anniversary of the grant date, and the remaining 50% will vest on the second anniversary of the grant date.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 16:26 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-001905 · edgar.xml · nonDerivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares received pursuant to settlement of Restricted Stock Units that were granted on February 12, 2018.

F3 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 16:45 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantStock Option (Right to Buy) · Derivative 92,000 $0.00 Strike: $12.76 $0.00
Disclosure

SEC source: 0001179110-19-001838 · edgar.xml · derivative · entry 1

Carvajal Alejandra · CIK 0001645755 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 92,000 shares

Expires 2029-02-11

F1 · shares: Represents options granted by the issuer pursuant to the issuer's 2013 Incentive Award Plan, as amended and restated.

F2 · derivative.exercise_date: The stock option will vest and become exercisable with respect to 23,000 shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years. All vesting is subject to Alejandra Carvajal's continued service to the Company through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.