Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHU INCCOHU · Entity 4478 | Director | August 05, 2026 | August 06, 2026 |
| Eargo, Inc.EAR · Entity 94112 | Director | August 23, 2022 | August 25, 2022 |
| RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292 | Director | June 03, 2026 | June 05, 2026 |
| SILICON LABORATORIES INC.SLAB · Entity 3682 | Director | April 23, 2026 | April 24, 2026 |
| Zayo Group Holdings, Inc.ZAYO · Entity 150849 | Director | October 09, 2018 | October 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHU INC
Report date August 05, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,093 |
Reported balance
After 2026-08-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-05 · Sale · Disposed 3,055 · Balance 39,093 F1: Adoption date of referenced 10b5-1(c) plan is: 05/05/2026 F2: The shares with respect to this transaction were sold at an exact execution price of $51.54. F3: Number of shares includes 3,578 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Adoption date of referenced 10b5-1(c) plan is: 05/05/2026
F2: The shares with respect to this transaction were sold at an exact execution price of $51.54.
F3: Number of shares includes 3,578 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates.
Eargo, Inc.
Report date August 23, 2022 · Filed August 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.48 · Expires 2032-08-22 | Direct | 74,805 |
Reported balance
After 2022-08-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-23 · Grant · Acquired 74,805 · Balance 74,805 F1: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of November 9, 2021, subject to the Reporting Person's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of November 9, 2021, subject to the Reporting Person's continued service through the applicable vesting date.
RESIDEO TECHNOLOGIES, INC.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,354 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 5,468 · Balance 63,354 |
SILICON LABORATORIES INC.
Report date April 23, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 9,505 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 962 · Balance 9,505 F1: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date.
Zayo Group Holdings, Inc.
Report date October 09, 2018 · Filed October 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 763 |
Reported balance
After 2018-10-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-09 · Grant · Acquired 763 · Balance 763 F1: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2: The restricted stock units vest in full on December 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
F2: The restricted stock units vest in full on December 31, 2018.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CALLIDUS SOFTWARE INC
Report date April 05, 2018 · Filed April 09, 2018
Section 16 reporting ended · disclosed 2018-04-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-05 · Disposition to issuer · Disposed 12,296 · Balance 0 F1: This Form 4 is being filed in connection with the April 5, 2018 closing of the merger (the "Merger") of Emerson One Acquisition Corp. ("Merger Sub") with and into the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018 (the "Merger Agreement"), by and among SAP America, Inc., Merger Sub and the Issuer. Upon closing of the Merger, each outstanding share of Common Stock of the Issuer was converted into the right to receive $36.00 per share in cash, without interest (the "Merger Consideration"). F2: Disposed of pursuant to the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed in connection with the April 5, 2018 closing of the merger (the "Merger") of Emerson One Acquisition Corp. ("Merger Sub") with and into the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018 (the "Merger Agreement"), by and among SAP America, Inc., Merger Sub and the Issuer. Upon closing of the Merger, each outstanding share of Common Stock of the Issuer was converted into the right to receive $36.00 per share in cash, without interest (the "Merger Consideration").
F2: Disposed of pursuant to the Merger Agreement.
Silicon Graphics International Corp
Report date November 01, 2016 · Filed November 02, 2016
Section 16 reporting ended · disclosed 2016-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 1
1 source rowRow 1 · 2016-11-01 · Disposition to issuer · Disposed 21,162 · Balance 0 F1: Shares were disposed of at the effective time of the merger of a subsidiary of Hewlett Packard Enterprise Company ("HPE") with and into the Issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of August 11, 2016, by and among HPE, Satellite Acquisition Sub, Inc. and the Issuer (the "Merger Agreement") in exchange for $7.75 per share, without interest, and subject to deduction for any applicable withholding taxes (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were disposed of at the effective time of the merger of a subsidiary of Hewlett Packard Enterprise Company ("HPE") with and into the Issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of August 11, 2016, by and among HPE, Satellite Acquisition Sub, Inc. and the Issuer (the "Merger Agreement") in exchange for $7.75 per share, without interest, and subject to deduction for any applicable withholding taxes (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2026 Filed Aug 6, 2026 23:56 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 3,055 | $51.54 | $157,454.70 |
DisclosureSEC source: 0001437749-26-026403 · rdgdoc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,093 F1 · date: Adoption date of referenced 10b5-1(c) plan is: 05/05/2026 F2 · price: The shares with respect to this transaction were sold at an exact execution price of $51.54. F3 · balance_after: Number of shares includes 3,578 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:23 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 5,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001610535-26-000004 · form4-06052026_080615.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,354 Read SEC document |
| May 15, 2026 Filed May 19, 2026 22:34 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 3,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-017834 · rdgdoc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,148 F1 · shares: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting. The RSUs vest on the earlier to occur of (i) the one-year anniversary of the date of grant or (ii) the next Cohu, Inc. Annual Meeting of Stockholders (assuming continued service on the Board of Directors). F2 · balance_after: Number of shares includes 3,578 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 15:25 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | GrantCommon Stock, $0.0001 par value | 962 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-027086 · wk-form4_1777044350.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,505 F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 16:25 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | SaleCommon Stock, $0.0001 par value | 1,355 | $149.00 | $201,895.00 |
DisclosureSEC source: 0001628280-26-002134 · wk-form4_1768494353.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,543 F1 · shares: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:52 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | SaleCommon Stock | 3,333 | $34.55 | $115,141.82 |
DisclosureSEC source: 0001415889-25-023226 · form4-08282025_080831.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,675 F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $34.565, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 12, 2025 Filed Apr 10, 2026 20:10 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | SaleCommon Stock | 2,789 | $29.67 | $82,749.63 |
DisclosureSEC source: 0001610535-26-000002 · form4-04102026_080450.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,886 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| July 07, 2025 Filed Jul 9, 2025 22:31 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | SaleCommon Stock | 2,790 | $23.68 | $66,067.20 |
DisclosureSEC source: 0001415889-25-019601 · form4-07092025_100712.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,008 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.45 to $23.97, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 22:03 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 7,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-016043 · form4-06062025_100659.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,798 Read SEC document |
| May 16, 2025 Filed May 20, 2025 17:51 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 10,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017779 · rdgdoc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,570 F1 · shares: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting. The RSUs vest on the earlier to occur of (i) the one-year anniversary of the date of grant or (ii) the next Cohu, Inc. Annual Meeting of Stockholders (assuming continued service on the Board of Directors). F2 · balance_after: Number of shares includes 10,257 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 16:20 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | GrantCommon Stock, $0.0001 par value | 1,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-019866 · wk-form4_1745597998.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,898 F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date. Read SEC document |
| October 10, 2024 Filed Oct 15, 2024 20:55 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 4,999 | $24.14 | $120,675.86 |
DisclosureSEC source: 0001437749-24-031271 · rdgdoc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,313 F1 · date: Adoption date of referenced 10b5-1(c) plan is: 11/07/2023 F2 · price: The shares with respect to this transaction were sold in multiple trades at prices ranging from $23.82 to $24.33; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number shares sold at each separate price. F3 · balance_after: Number of shares includes 4,918 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates. Read SEC document |
| June 05, 2024 Filed Jun 6, 2024 21:32 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015809 · form4-06062024_090612.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,911 Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 17:12 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 4,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-019586 · rdgdoc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,312 F1 · shares: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting. The RSUs vest on the earlier to occur of (i) the one-year anniversary of the June 5, 2024 grant date or (ii) the 2025 Cohu, Inc. Annual Meeting of Stockholders (assuming continued service to the Board of Directors). F2 · balance_after: Number of shares includes 4,918 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:38 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | SaleCommon Stock | 5,578 | $21.33 | $118,978.74 |
DisclosureSEC source: 0001415889-24-012998 · form4-05132024_080537.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,311 F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.325 to $21.34, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 21:24 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | GrantCommon Stock, $0.0001 par value | 1,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-017178 · wk-form4_1713821068.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,055 F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date. Read SEC document |
| June 07, 2023 Filed Jul 5, 2023 22:14 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 9,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041283 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,889 Read SEC document |
| May 11, 2023 Filed May 11, 2023 20:37 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 2,036 | $34.06 | $69,346.16 |
DisclosureSEC source: 0001209191-23-028771 · doc4.xml · nonDerivative · entry 2 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,394 F2 · shares: This transaction was made pursuant to a Rule 10(b)5-1 trading plan adopted by Ms. Richardson on August 16, 2022 (the "Plan"). F3 · price: The shares with respect to this transaction were sold at an exact price of $34.06. F4 · balance_after: Number of shares includes 4,347 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified dates. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:37 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 4,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028771 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,430 F1 · shares: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting. The RSUs vest on the earlier to occur of (i) the one-year anniversary of the May 10, 2023 grant date or (ii) the 2024 Cohu, Inc. Annual Meeting of Stockholders (assuming continued service to the Board of Directors). Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 17:12 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | SaleCommon Stock, $0.0001 par value | 500 | $166.38 | $83,190.00 |
DisclosureSEC source: 0001681108-23-000010 · primary_doc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,580 F1 · shares: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan adopted on August 24, 2022. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 21:44 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | GrantCommon Stock, $0.0001 par value | 1,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001681108-23-000009 · primary_doc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,080 F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:39 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | SaleCommon Stock | 3,458 | $18.78 | $64,941.24 |
DisclosureSEC source: 0001209191-23-016304 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,731 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022. F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.55 to $18.93, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 21:29 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | SaleCommon Stock, $0.0001 par value | 912 | $160.00 | $145,920.00 |
DisclosureSEC source: 0001941279-23-000005 · primary_doc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,908 F1 · shares: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 22:35 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | SaleCommon Stock, $0.0001 par value | 1,351 | $145.00 | $195,895.00 |
DisclosureSEC source: 0001941279-22-000009 · primary_doc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,820 F1 · shares: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 16:41 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 769 | $33.35 | $25,646.15 |
DisclosureSEC source: 0001209191-22-055210 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,083 F1 · shares: This transaction was made pursuant to a Rule 10(b)5-1 trading plan adopted by Ms. Richardson on August 16, 2022 (the "Plan"). F2 · price: The shares with respect to this transaction were sold at an exact price of $33.35. F3 · balance_after: Number of shares includes 5,091 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified dates. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 23:32 UTC | Eargo, Inc. EAR · Entity 94112 | GrantStock Options (Right to Buy) · Derivative | 74,805 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0000899243-22-029772 · doc4.xml · derivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,805 Underlying: Common Stock · 74,805 shares Expires 2032-08-22 F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of November 9, 2021, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 08, 2022 Filed Jun 11, 2022 01:00 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantCommon Stock | 6,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036187 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,189 F1 · balance_after: Includes 21,821 of prior restricted stock units previously reported on Table II that are being transferred to Table I for reporting purposes. Read SEC document |
| May 04, 2022 Filed May 6, 2022 18:06 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027523 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,852 F1 · shares: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting. The RSUs vest on the earlier to occur of (i) the one-year anniversary of the May 4, 2022 grant date or (ii) the 2023 Cohu, Inc. Annual Meeting of Stockholders (assuming continued service to the Board of Directors). F2 · balance_after: Number of shares includes 8,936 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified dates. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 18:45 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | SaleCommon Stock, $0.0001 par value | 473 | $129.60 | $61,300.80 |
DisclosureSEC source: 0001681108-22-000011 · primary_doc.xml · nonDerivative · entry 2 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,171 F2 · shares: Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 18:45 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | GrantCommon Stock, $0.0001 par value | 1,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001681108-22-000011 · primary_doc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,644 F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:04 UTC | Eargo, Inc. EAR · Entity 94112 | SaleCommon Stock | 3,886 | $3.52 | $13,678.72 |
DisclosureSEC source: 0000899243-22-011256 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 21:17 UTC | Eargo, Inc. EAR · Entity 94112 | SaleCommon Stock | 3,500 | $4.85 | $16,975.00 |
DisclosureSEC source: 0000899243-21-048355 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886 F1 · kind: The transaction was made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionRestricted Stock Units · Derivative | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065474 · doc4.xml · derivative · entry 2 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 Underlying: Common Stock · 5,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control. F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:30 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | Exercise / conversionCommon Stock | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065474 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 9, 2021 17:06 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | GiftCommon Stock, $0.0001 par value | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001681108-21-000049 · primary_doc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,395 Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:29 UTC | Eargo, Inc. EAR · Entity 94112 | SaleCommon Stock | 3,000 | $20.32 | $60,960.00 |
DisclosureSEC source: 0000899243-21-036295 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,386 F1 · kind: The transaction was made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 23:22 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | SaleCommon Stock | 2,120 | $29.63 | $62,815.60 |
DisclosureSEC source: 0001209191-21-046605 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,510 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.47 to $29.78, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:34 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | GrantRestricted Stock Units · Derivative | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039478 · doc4.xml · derivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,070 Underlying: Common Stock · 4,070 shares Expires not disclosed F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022. F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022. F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022. Read SEC document |
| May 05, 2021 Filed May 8, 2021 01:48 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 4,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031102 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 F1 · shares: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting. The RSUs vest on the earlier to occur of (i) the one-year anniversary of the May 5, 2021 grant date or (ii) the 2022 Cohu, Inc. Annual Meeting of Stockholders (assuming continued service to the Board of Directors). F2 · balance_after: Number of shares includes 7,846 Restricted Stock Units (RSUs) and 11,992 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified dates. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 21:10 UTC | Eargo, Inc. EAR · Entity 94112 | SaleCommon Stock | 4,000 | $55.00 | $220,000.00 |
DisclosureSEC source: 0000899243-21-017190 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,386 F1 · kind: The transaction was made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 17:40 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | SaleCommon Stock, $0.0001 par value | 830 | $148.42 | $123,188.60 |
DisclosureSEC source: 0001681108-21-000019 · primary_doc.xml · nonDerivative · entry 2 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,795 F2 · shares: Shares sold pursuant to Reporting Person's 10b5‐1 Trading Plan. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 17:40 UTC | SILICON LABORATORIES INC. SLAB · Entity 3682 | GrantCommon Stock, $0.0001 par value | 1,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001681108-21-000019 · primary_doc.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625 F1 · shares: Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of common stock per RSU. The RSUs will vest completely on the earlier of (i) the first (1st) anniversary of the date of grant, and (ii) the date one day prior to the Annual Meeting of Stockholders in the year following the grant date. Read SEC document |
| December 25, 2020 Filed Jan 23, 2021 01:45 UTC | COHU INC COHU · Entity 4478 | GrantCommon Stock | 416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004990 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F1 · date: Due to an administrative error, this is a late filing for this transaction. F2 · shares: Grant of Phantom Stock in the form of Deferred Stock Units (DSUs) for payment of Director Fees. Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon reporting person's termination of service as a director or (ii) at certain specified future dates. F3 · balance_after: Number of shares includes 14,300 Restricted Stock Units (RSUs) and 3,460 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified dates. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 22:21 UTC | RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 | PurchaseCommon Stock | 3,333 | $15.00 | $49,995.00 |
DisclosureSEC source: 0001209191-20-059470 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,630 F1 · shares: Represents a purchase from the underwriter in registered public equity offering that closed on November 18, 2020. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 22:23 UTC | Eargo, Inc. EAR · Entity 94112 | ConversionSeries E Preferred Stock · Derivative | 5,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029053 · doc4.xml · derivative · entry 4 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.exercise_date: The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.expiration_date: The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 22:23 UTC | Eargo, Inc. EAR · Entity 94112 | ConversionSeries D Preferred Stock · Derivative | 1,869 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029053 · doc4.xml · derivative · entry 3 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 22:23 UTC | Eargo, Inc. EAR · Entity 94112 | ConversionSeries C Preferred Stock · Derivative | 5,542 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029053 · doc4.xml · derivative · entry 2 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 22:23 UTC | Eargo, Inc. EAR · Entity 94112 | ConversionCommon Stock | 14,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-029053 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Preferred Stock automatically converted into shares of Common Stock on a 1:1.118772093 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: The Series D Preferred Stock automatically converted into shares of Common Stock on a 1:1.246748888 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: The Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 18:29 UTC | COHU INC COHU · Entity 4478 | GrantCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052304 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,344 F1 · shares: Grant of Phantom Stock in the form of Deferred Stock Units (DSUs) for payment of Director Fees. Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon reporting person's termination of service as a director or (ii) at certain specified future dates. F2 · balance_after: Number of shares includes 14,300 Restricted Stock Units (RSUs) and 3,044 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified dates. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 19:50 UTC | COHU INC COHU · Entity 4478 | GrantCommon Stock | 872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039428 · doc4.xml · nonDerivative · entry 1 Richardson Nina · CIK 0001610535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,511 F1 · shares: Grant of Phantom Stock in the form of Deferred Stock Units (DSUs) for payment of Director Fees. Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon reporting person's termination of service as a director or (ii) at certain specified future dates. F2 · balance_after: Number of shares includes 14,300 Restricted Stock Units (RSUs) and 2,211 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.