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person · Reporting owner

O'Conor Raymond F

Disclosed activity across 1 company

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26016
SEC CIK
0001463247

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARROW FINANCIAL CORPAROW · Entity 5233DirectorSeptember 03, 2026September 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARROW FINANCIAL CORP

Report date September 03, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,148 Ending reported balance After 2026-09-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-03 · Gift · Disposed 140 · Balance 30,945

Row 2 · 2026-09-23 · Other · Acquired 203 · Balance 31,148

F1: Quarterly Director's Retainer Payment

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly Director's Retainer Payment

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2022 Filed Oct 13, 2022 14:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 361 $29.10 $10,505.10
Disclosure

SEC source: 0000717538-22-000219 · wf-form4_166567007064091.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,509

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 1372 shares acquired via a stock dividend since July 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 21:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 247 $31.35 $7,743.45
Disclosure

SEC source: 0000717538-22-000167 · wf-form4_165774871157203.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,776

F1 · kind: Quarterly Director's Retainer payment.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 15:57 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 246 $31.53 $7,756.38
Disclosure

SEC source: 0000717538-22-000111 · wf-form4_164995183508418.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,529

F1 · kind: Quarterly Director's Retainer payment.

Read SEC document
January 26, 2022 Filed Jan 27, 2022 15:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.83 $0.00
Disclosure

SEC source: 0000717538-22-000042 · wf-form4_164329821966742.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 26, 2023

Read SEC document
January 12, 2022 Filed Jan 13, 2022 18:02 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 218 $35.64 $7,769.52
Disclosure

SEC source: 0000717538-22-000021 · wf-form4_164209693309918.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,283

F1 · kind: Quarterly Director's Retainer payment.

Read SEC document
December 02, 2021 Filed Jan 13, 2022 18:02 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000717538-22-000021 · wf-form4_164209693309918.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,065

Read SEC document
November 09, 2021 Filed Nov 9, 2021 17:53 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 800 $36.57 $29,256.00
Disclosure

SEC source: 0000717538-21-000235 · wf-form4_163648041899545.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,465

Read SEC document
October 13, 2021 Filed Oct 14, 2021 18:22 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 201 $35.74 $7,183.74
Disclosure

SEC source: 0000717538-21-000211 · wf-form4_163423575868694.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,265

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 1341 shares acquired via a stock dividend since July 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 19:02 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 199 $36.09 $7,181.91
Disclosure

SEC source: 0000717538-21-000152 · wf-form4_162637574962627.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,723

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 17:23 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 212 $33.93 $7,193.16
Disclosure

SEC source: 0000717538-21-000104 · wf-form4_161850740493417.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,524

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
February 25, 2021 Filed Apr 15, 2021 17:23 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000104 · wf-form4_161850740493417.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,312

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:16 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000051 · wf-form4_161186494657493.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:28 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 232 $30.98 $7,187.36
Disclosure

SEC source: 0000717538-21-000015 · wf-form4_161064890043870.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,712

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 1295 shares acquired via a stock dividend since August 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:32 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 64 $30.00 $1,920.00
Disclosure

SEC source: 0000717538-20-000178 · wf-form4_159735069580650.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,185

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 14:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 206 $30.00 $6,180.00
Disclosure

SEC source: 0000717538-20-000174 · wf-form4_159724193527330.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,249

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 20:30 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $30.00 $9,000.00
Disclosure

SEC source: 0000717538-20-000129 · wf-form4_159121623468213.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,455

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 28, 2020 Filed May 28, 2020 20:49 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 306 $29.45 $9,011.70
Disclosure

SEC source: 0000717538-20-000107 · wf-form4_159069896468759.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,755

F2 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:49 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $30.00 $9,000.00
Disclosure

SEC source: 0000717538-20-000107 · wf-form4_159069896468759.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,449

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:09 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $30.00 $9,000.00
Disclosure

SEC source: 0000717538-20-000096 · wf-form4_158827373736357.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,749

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 21:03 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $31.80 $9,540.00
Disclosure

SEC source: 0000717538-20-000057 · wf-form4_158318298157159.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,049

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 03, 2020 Filed Feb 3, 2020 20:49 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $35.09 $10,527.00
Disclosure

SEC source: 0000717538-20-000045 · wf-form4_158076293311175.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,349

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:55 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000027 · wf-form4_158041772075799.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 02, 2020 Filed Jan 7, 2020 20:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $37.79 $11,337.00
Disclosure

SEC source: 0000717538-20-000004 · wf-form4_157842908714836.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,649

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 05, 2019 Filed Jan 7, 2020 20:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000004 · wf-form4_157842908714836.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,949

Read SEC document
December 02, 2019 Filed Dec 2, 2019 22:17 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $35.62 $10,686.00
Disclosure

SEC source: 0000717538-19-000247 · wf-form4_157532501692695.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,149

F2 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:17 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 251 $35.86 $9,000.86
Disclosure

SEC source: 0000717538-19-000247 · wf-form4_157532501692695.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,449

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $35.21 $10,563.00
Disclosure

SEC source: 0000717538-19-000220 · wf-form4_157264100405368.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,198

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 15, 2019 Filed Oct 15, 2019 20:07 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 300 $32.60 $9,780.00
Disclosure

SEC source: 0000717538-19-000204 · wf-form4_157117004028800.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,498

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The information provided reflects 1333 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:47 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 277 $32.49 $8,999.73
Disclosure

SEC source: 0000717538-19-000147 · wf-form4_155932485287120.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,465

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
February 28, 2019 Filed May 31, 2019 17:47 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000147 · wf-form4_155932485287120.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,188

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:35 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000048 · wf-form4_154897051789984.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:34 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000208 · wf-form4_154361365271701.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,388

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 21, 2018 Filed Nov 30, 2018 21:34 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000208 · wf-form4_154361365271701.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,167

Read SEC document
November 15, 2018 Filed Nov 16, 2018 15:42 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $34.02 $17,010.00
Disclosure

SEC source: 0000717538-18-000183 · wf-form4_154238290868632.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,267

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 15, 2018 Filed Oct 15, 2018 17:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $34.58 $17,290.00
Disclosure

SEC source: 0000717538-18-000171 · wf-form4_153962364517899.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,767

F2 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 09, 2018 Filed Oct 15, 2018 17:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000171 · wf-form4_153962364517899.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,267

F1 · balance_after: The information provided reflects 1,336 shares acquired via a stock dividend since September 14, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 15:02 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $38.55 $19,275.00
Disclosure

SEC source: 0000717538-18-000164 · wf-form4_153693733970306.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,531

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 15, 2018 Filed Aug 15, 2018 16:38 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $39.85 $19,925.00
Disclosure

SEC source: 0000717538-18-000155 · wf-form4_153435111403339.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,031

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 13:55 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 1,000 $38.89 $38,890.00
Disclosure

SEC source: 0000717538-18-000150 · wf-form4_153304530204623.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,531

Read SEC document
July 16, 2018 Filed Jul 16, 2018 15:15 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $37.50 $18,750.00
Disclosure

SEC source: 0000717538-18-000136 · wf-form4_153175409226096.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,531

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 17:21 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $35.85 $17,925.00
Disclosure

SEC source: 0000717538-18-000134 · wf-form4_152934249274018.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,031

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:38 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000126 · wf-form4_152779549710826.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,531

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:57 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $36.15 $18,075.00
Disclosure

SEC source: 0000717538-18-000102 · wf-form4_152650066163310.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,327

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:01 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $34.20 $17,100.00
Disclosure

SEC source: 0000717538-18-000082 · wf-form4_152397363377901.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,827

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 16:04 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $34.40 $17,200.00
Disclosure

SEC source: 0000717538-18-000075 · wf-form4_152121625237417.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,327

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

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February 15, 2018 Filed Feb 15, 2018 22:05 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $33.20 $16,600.00
Disclosure

SEC source: 0000717538-18-000053 · wf-form4_151873229291660.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,827

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

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January 31, 2018 Filed Feb 1, 2018 21:08 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0000717538-18-000031 · wf-form4_151751931593230.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-01-31

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 31, 2019

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January 16, 2018 Filed Jan 16, 2018 17:52 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $34.35 $17,175.00
Disclosure

SEC source: 0000717538-18-000002 · wf-form4_151612512106831.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,327

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The information provided reflects 13 shares acquired under the Company's DRIP since December 15, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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December 15, 2017 Filed Dec 15, 2017 17:38 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 500 $35.10 $17,550.00
Disclosure

SEC source: 0000717538-17-000200 · wf-form4_151335950814918.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,814

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

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November 30, 2017 Filed Dec 1, 2017 21:29 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 211 $36.80 $7,764.80
Disclosure

SEC source: 0000717538-17-000198 · wf-form4_151216375588670.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,314

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 27 shares acquired under the Company's DRIP and 1459 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.