Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 10X Capital Venture Acquisition CorpVCVC · Entity 136986 | Director | November 24, 2020 | November 24, 2020 |
| 10X Capital Venture Acquisition Corp. IIIVCXB · Entity 95217 | Director | January 11, 2022 | January 12, 2022 |
| African Agriculture Holdings Inc.VCXA · Entity 93007 | Director | August 10, 2021 | August 10, 2021 |
| DraftKings Inc.DKNG · Entity 1872 | Director | August 04, 2026 | August 07, 2026 |
| Presto Automation Inc.VTAQU · Entity 90002 | Director | December 23, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
10X Capital Venture Acquisition Corp
Report date November 24, 2020 · Filed November 24, 2020
This filing explicitly reported no securities owned.
10X Capital Venture Acquisition Corp. III
Report date January 11, 2022 · Filed January 12, 2022
This filing explicitly reported no securities owned.
African Agriculture Holdings Inc.
Report date August 10, 2021 · Filed August 10, 2021
This filing explicitly reported no securities owned.
DraftKings Inc.
Report date August 04, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,588 |
Reported balance
After 2026-08-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-04 · Grant · Acquired 10,588 · Balance 10,588 F1: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan. F2: Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan.
F2: Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Presto Automation Inc.
Report date December 23, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 22,500 |
Reported balance
Holding disclosure · report date 2020-12-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 22,500 F1: Consists of shares owned by Blind 1212, LLC, for which Woodrow H. Levin is the sole and managing member. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares owned by Blind 1212, LLC, for which Woodrow H. Levin is the sole and managing member.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DraftKings Holdings Inc.
Report date May 05, 2022 · Filed May 09, 2022
Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Disposition to issuer · Disposed 24,974 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by OneSix Red, LLC | 0 |
Reported balance
After 2022-05-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-05 · Disposition to issuer · Disposed 10 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Levin Family 2015 Irrevocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-05-05 · Disposition to issuer · Disposed 44,616 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-05 · Disposition to issuer · Disposed 13,342 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-05 · Disposition to issuer · Disposed 1,693 · Balance 0 F6: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by Levin Family 2015 Irrevocable Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-05 · Disposition to issuer · Disposed 271 · Balance 0 F6: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by OneSix Red, LLC | 0 |
Reported balance
After 2022-05-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-05 · Disposition to issuer · Disposed 19 · Balance 0 F6: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)
F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.
F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)
F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.
F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.
F6: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Jan 23, 2021 02:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 48,856 | $0.00 Strike: $4.70 | $0.00 |
DisclosureSEC source: 0001104659-21-006767 · tm213704d1_5.xml · derivative · entry 7 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 48,856 shares Expires 2029-06-04 F2 · kind: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F2 · price: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F4 · derivative.exercise_date: The options were granted on June 4, 2019. 20,356 options held by Levin 2020 Irrevocable Trust are vested and currently exercisable and 20,356 options held by Levin Family 2020 Irrevocable Trust are vested and currently exercisable. The remaining 4,072 options held by Levin 2020 Irrevocable Trust and the remaining 4,072 options held by Levin Family 2020 Irrevocable Trust will each vest in equal monthly installments until June 1, 2021. Read SEC document |
| November 30, 2020 Filed Jan 23, 2021 02:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 32,009 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-21-006767 · tm213704d1_5.xml · derivative · entry 6 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin Family 2020 Irrevocable Trust Disclosed balance after: 32,009 Underlying: Class A Common Stock · 32,009 shares Expires 2028-05-03 F2 · kind: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F2 · price: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F3 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| November 30, 2020 Filed Jan 23, 2021 02:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 32,009 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-21-006767 · tm213704d1_5.xml · derivative · entry 5 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin 2020 Irrevocable Trust Disclosed balance after: 32,009 Underlying: Class A Common Stock · 32,009 shares Expires 2028-05-03 F2 · kind: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F2 · price: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F3 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| November 30, 2020 Filed Jan 23, 2021 02:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftEmployee Stock Option · Derivative | 64,018 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001104659-21-006767 · tm213704d1_5.xml · derivative · entry 4 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 64,018 shares Expires 2028-05-03 F2 · kind: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F2 · price: Represents the bona fide gifts of the Issuer's stock options to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's stock options to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of stock options in connection with the transfers. F3 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| November 30, 2020 Filed Jan 23, 2021 02:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftClass A Common Stock | 114,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-006767 · tm213704d1_5.xml · nonDerivative · entry 3 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin Family 2020 Irrevocable Trust Disclosed balance after: 114,905 F1 · kind: Represents the bona fide gifts of the Issuer's Class A Common Stock to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's Class A Common Stock to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of shares of Class A Common Stock in connection with the transfers. Read SEC document |
| November 30, 2020 Filed Jan 23, 2021 02:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftClass A Common Stock | 114,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-006767 · tm213704d1_5.xml · nonDerivative · entry 2 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin 2020 Irrevocable Trust Disclosed balance after: 114,905 F1 · kind: Represents the bona fide gifts of the Issuer's Class A Common Stock to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's Class A Common Stock to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of shares of Class A Common Stock in connection with the transfers. Read SEC document |
| November 30, 2020 Filed Jan 23, 2021 02:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftClass A Common Stock | 229,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-006767 · tm213704d1_5.xml · nonDerivative · entry 1 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the bona fide gifts of the Issuer's Class A Common Stock to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust, each for the benefit of the Reporting Person's immediate family. The gifts were effected through the transfer of the Issuer's Class A Common Stock to Delaware limited liability companies that were wholly-owned by the Reporting Person and the subsequent contribution of the membership interests of the limited liability companies to the Levin 2020 Irrevocable Trust and the Levin Family 2020 Irrevocable Trust. There was no purchase or sale of shares of Class A Common Stock in connection with the transfers. Read SEC document |
| August 12, 2020 Filed Aug 15, 2020 00:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095720 · tm2027466d8_4.xml · derivative · entry 2 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,824 Underlying: Class A Common Stock · 415 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed Aug 15, 2020 00:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 11,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095720 · tm2027466d8_4.xml · derivative · entry 1 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,409 Underlying: Class A Common Stock · 11,409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents annual equity grant. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed May 1, 2021 01:42 UTC Amendment | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059383 · tm2114760-2_4aseq1.xml · derivative · entry 1 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,732 Underlying: Class A Common Stock · 323 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 415 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 323 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F4 · derivative.underlying_shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 415 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 323 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F4 · balance_after: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 415 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 323 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 3,112 | $38.80 | $120,745.60 |
DisclosureSEC source: 0001104659-20-076922 · tm2023109-15_4.xml · nonDerivative · entry 2 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by OneSix Red, LLC Disclosed balance after: 10 F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 50,000 | $38.80 | $1,940,000.00 |
DisclosureSEC source: 0001104659-20-076922 · tm2023109-15_4.xml · nonDerivative · entry 1 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,810 F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEarnout Rights · Derivative | 29 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065944 · tm2020593d13_4.xml · derivative · entry 6 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by OneSix Red, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 29 shares Expires 2024-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEarnout Rights · Derivative | 412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065944 · tm2020593d13_4.xml · derivative · entry 5 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin Family 2015 Irrevocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 412 shares Expires 2024-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEarnout Rights · Derivative | 3,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065944 · tm2020593d13_4.xml · derivative · entry 4 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,627 shares Expires 2024-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 29 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065944 · tm2020593d13_4.xml · nonDerivative · entry 3 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by OneSix Red, LLC Disclosed balance after: 3,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065944 · tm2020593d13_4.xml · nonDerivative · entry 2 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin Family 2015 Irrevocable Trust Disclosed balance after: 44,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 3,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065944 · tm2020593d13_4.xml · nonDerivative · entry 1 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 29 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 11 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by OneSix Red, LLC Disclosed balance after: 29 Underlying: Class A Common Stock · 29 shares Expires 2024-04-23 F13 · derivative.exercise_price: On the Closing Date, OneSix Red, LLC received the right to acquire 29 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. F13 · kind: On the Closing Date, OneSix Red, LLC received the right to acquire 29 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. F13 · price: On the Closing Date, OneSix Red, LLC received the right to acquire 29 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. F13 · derivative.exercise_date: On the Closing Date, OneSix Red, LLC received the right to acquire 29 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 10 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin Family 2015 Irrevocable Trust Disclosed balance after: 412 Underlying: Class A Common Stock · 412 shares Expires 2024-04-23 F12 · derivative.exercise_price: On the Closing Date, the Levin Family 2015 Irrevocable Trust received the right to acquire 412 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. F12 · kind: On the Closing Date, the Levin Family 2015 Irrevocable Trust received the right to acquire 412 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. F12 · price: On the Closing Date, the Levin Family 2015 Irrevocable Trust received the right to acquire 412 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. F12 · derivative.exercise_date: On the Closing Date, the Levin Family 2015 Irrevocable Trust received the right to acquire 412 shares of the Issuer's Class A Common Stock, pursuant to the BCA, which are currently being held in escrow and which will be released upon the occurrence of the events described in footnote 11. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 3,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 9 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,627 Underlying: Class A Common Stock · 3,627 shares Expires 2024-04-23 F11 · derivative.exercise_price: On April 23, 2020 (the "Closing Date"), Mr. Levin received the right to acquire 3,627 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F11 · kind: On April 23, 2020 (the "Closing Date"), Mr. Levin received the right to acquire 3,627 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F11 · price: On April 23, 2020 (the "Closing Date"), Mr. Levin received the right to acquire 3,627 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F11 · derivative.exercise_date: On April 23, 2020 (the "Closing Date"), Mr. Levin received the right to acquire 3,627 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantWarrant for Common Stock · Derivative | 19 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 8 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by OneSix Red, LLC Disclosed balance after: 19 Underlying: Class A Common Stock · 19 shares Expires 2025-04-23 F8 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment. F10 · price: Received pursuant to the BCA. F9 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). F9 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantWarrant for Common Stock · Derivative | 271 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 7 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin Family 2015 Irrevocable Trust Disclosed balance after: 271 Underlying: Class A Common Stock · 271 shares Expires 2025-04-23 F8 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment. F10 · price: Received pursuant to the BCA. F9 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). F9 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantWarrant for Common Stock · Derivative | 1,693 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 6 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693 Underlying: Class A Common Stock · 1,693 shares Expires 2025-04-23 F8 · derivative.exercise_price: Each warrant is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share, subject to adjustment. F10 · price: Received pursuant to the BCA. F9 · derivative.exercise_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). F9 · derivative.expiration_date: Each warrant becomes exercisable 30 days after the completion of the business combination and expires five years after the completion of the business combination or earlier upon redemption or liquidation, as described under the heading "Description of New DraftKings Securities - Warrants" in the Registration Statement on Form S-4 (File No. 333-235805). Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 48,856 | Not disclosed Strike: $4.69 | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 5 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,856 Underlying: Class A Common Stock · 48,856 shares Expires 2029-06-04 F7 · price: Received pursuant to the BCA in exchange for an option to purchase 138,158 shares of Former DraftKings common stock. F6 · derivative.exercise_date: The options were granted on June 4, 2019. 22,392 options have vested. The remaining options will vest in thirteen (13) equal monthly installments beginning May 1, 2020. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 64,018 | Not disclosed Strike: $3.28 | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · derivative · entry 4 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,108 Underlying: Class A Common Stock · 64,018 shares Expires 2028-05-03 F5 · price: Received pursuant to the BCA in exchange for an option to purchase 181,034 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options were granted on May 3, 2018. 60,817 options have vested, and the remaining options will vest on May 1, 2020. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 3,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · nonDerivative · entry 3 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by OneSix Red, LLC Disclosed balance after: 3,093 F3 · price: Received in exchange for 8,747shares of Former DraftKings common stock pursuant to the BCA. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 44,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · nonDerivative · entry 2 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Levin Family 2015 Irrevocable Trust Disclosed balance after: 44,204 F2 · price: Received in exchange for 125,000 shares of Former DraftKings common stock pursuant to the BCA. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:29 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantClass A Common Stock | 276,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051728 · tm2016925-25_4.xml · nonDerivative · entry 1 Levin Woodrow · CIK 0001810201 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,183 F1 · price: Received in exchange for 781,000 shares of common stock of DraftKings Inc., a Delaware corporation ("Former DraftKings"), pursuant to the Business Combination Agreement, dated as of December 22, 2019, by and among Diamond Eagle Acquisition Corp. ("DEAC"), Former DraftKings, SBTech (Global) Limited, a company limited by shares incorporated in Gibraltar and continued as a company under the Isle of Man Companies Act 2006 ("SBT"), the shareholders of SBT ("SBT Sellers"), Shalom Meckenzie, in his capacity as the SBT Sellers' representative, DEAC NV Merger Corp., a Nevada corporation and a wholly-owned subsidiary of DEAC (and upon consummation of the business combination, the surviving "Issuer" as renamed "DraftKings Inc."), and DEAC Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of DEAC (as amended by Amendment No. 1, dated as of April 7, 2020, the "BCA"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.