Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOGENOMICS INCNEO · Entity 2096 | Chief Accounting Officer | August 04, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOGENOMICS INC
Report date August 04, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,153 |
Reported balance
After 2026-08-04 transaction · row 1
1 source rowRow 1 · 2026-08-04 · Sale · Disposed 20,000 · Balance 5,153 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,745 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 10,745 F1: On May 2, 2024, Mr. Aunan was granted 16,117 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. F2: Once vested, the shares of common stock are not subject to expiration. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,648 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,648 F6: On February 21, 2025, Mr. Aunan was granted 18,971 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. F2: Once vested, the shares of common stock are not subject to expiration. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,889 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 22,889 F8: On March 1, 2026, Mr. Aunan was granted 22,889 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. F2: Once vested, the shares of common stock are not subject to expiration. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.62 · Expires 2030-05-01 | Direct | 28,662 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 28,662 F3: On May 1, 2023, Mr. Aunan was granted 28,662 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.96 · Expires 2034-05-02 | Direct | 26,978 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 26,978 F4: On May 2, 2024, Mr. Aunan was granted 26,978 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.86 · Expires 2035-02-21 | Direct | 31,163 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 31,163 F5: On February 21, 2025, Mr. Aunan was granted 31,163 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.83 · Expires 2036-03-01 | Direct | 36,825 |
Reported balance
Holding disclosure · report date 2026-08-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,825 F7: On March 1, 2026, Mr. Aunan was granted 36,825 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 2, 2024, Mr. Aunan was granted 16,117 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
F2: Once vested, the shares of common stock are not subject to expiration.
F3: On May 1, 2023, Mr. Aunan was granted 28,662 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F4: On May 2, 2024, Mr. Aunan was granted 26,978 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F5: On February 21, 2025, Mr. Aunan was granted 31,163 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F6: On February 21, 2025, Mr. Aunan was granted 18,971 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
F7: On March 1, 2026, Mr. Aunan was granted 36,825 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F8: On March 1, 2026, Mr. Aunan was granted 22,889 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HMS HOLDINGS CORP
Report date April 01, 2021 · Filed April 01, 2021
Section 16 reporting ended · disclosed 2021-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-01 transaction · row 1
1 source rowRow 1 · 2021-04-01 · Disposition to issuer · Disposed 40,898 · Balance 0 F1: On April 1, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 20, 2020 (the "Merger Agreement"), by and among the Issuer, Gainwell Acquisition Corp. ("Gainwell"), Mustang Merger Sub, Inc. ("Merger Sub") and Gainwell Intermediate Holding Corp., Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $37.00 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested restricted stock unit automatically vested and was converted in the right to receive the Per Share Merger Consideration. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.48 · Expires 2028-03-02 | Direct | 0 |
Reported balance
After 2021-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-01 · Disposition to issuer · Disposed 9,761 · Balance 0 F2: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.34 · Expires 2030-02-27 | Direct | 0 |
Reported balance
After 2021-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-01 · Disposition to issuer · Disposed 28,090 · Balance 0 F2: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.63 · Expires 2029-02-28 | Direct | 0 |
Reported balance
After 2021-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-01 · Disposition to issuer · Disposed 16,316 · Balance 0 F3: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is equal or greater than the Per Share Merger Consideration, whether vested or unvested, was cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 20, 2020 (the "Merger Agreement"), by and among the Issuer, Gainwell Acquisition Corp. ("Gainwell"), Mustang Merger Sub, Inc. ("Merger Sub") and Gainwell Intermediate Holding Corp., Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each share of common stock of the Issuer was cancelled and converted into the right to receive $37.00 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested restricted stock unit automatically vested and was converted in the right to receive the Per Share Merger Consideration.
F2: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is less than the Per Share Merger Consideration that is outstanding and unexercised, was cancelled and converted into the right to receive a cash payment equal to the product of (x) the Per Share Merger Consideration, net of the applicable per share exercise price and (y) the aggregate number of shares of Common Stock subject to the option, less applicable withholding taxes or other amounts required by law.
F3: Pursuant to the procedures set forth in the Merger Agreement, immediately prior to the Effective Time, each option to purchase shares of Common Stock with a per share exercise price that is equal or greater than the Per Share Merger Consideration, whether vested or unvested, was cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2018 Filed Dec 12, 2018 19:58 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 2,770 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0001225208-18-016565 · doc4.xml · derivative · entry 3 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,141 Underlying: Common Stock · 2,770 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three equal installments on March 2, 2017, 2018 and 2019. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 19:58 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 2,770 | $35.57 | $98,525.30 |
DisclosureSEC source: 0001225208-18-016565 · doc4.xml · nonDerivative · entry 2 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.66, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 19:58 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 2,770 | $13.94 | $38,613.80 |
DisclosureSEC source: 0001225208-18-016565 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 1,006 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · derivative · entry 8 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,006 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 693 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · derivative · entry 7 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,911 Underlying: Common Stock · 693 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in three equal installments on March 2, 2017, 2018 and 2019. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 1,699 | $35.55 | $60,396.56 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · nonDerivative · entry 5 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.66, inclusive. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 693 | $13.94 | $9,660.42 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · nonDerivative · entry 4 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 1,006 | $11.20 | $11,267.20 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · nonDerivative · entry 3 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 3,162 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · derivative · entry 6 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006 Underlying: Common Stock · 3,162 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 3,162 | $35.72 | $112,931.15 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · nonDerivative · entry 2 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.38, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 17:11 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 3,162 | $11.20 | $35,414.40 |
DisclosureSEC source: 0001225208-18-016300 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 8,332 | $0.00 Strike: $11.20 | $0.00 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · derivative · entry 8 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,168 Underlying: Common Stock · 8,332 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 7,750 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · derivative · entry 7 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,750 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 16,082 | $35.71 | $574,317.17 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · nonDerivative · entry 5 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.04, inclusive. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 7,750 | $14.00 | $108,500.00 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · nonDerivative · entry 4 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 8,332 | $11.20 | $93,318.40 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · nonDerivative · entry 3 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 903 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · derivative · entry 6 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Underlying: Common Stock · 903 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 903 | $35.53 | $32,081.15 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · nonDerivative · entry 2 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.59, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 19:42 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 903 | $14.00 | $12,642.00 |
DisclosureSEC source: 0001225208-18-016037 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 19:35 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015912 · doc4.xml · derivative · entry 6 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,653 Underlying: Common Stock · 100 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 19:35 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 100 | $35.79 | $3,579.00 |
DisclosureSEC source: 0001225208-18-015912 · doc4.xml · nonDerivative · entry 4 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 19:35 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 100 | $14.00 | $1,400.00 |
DisclosureSEC source: 0001225208-18-015912 · doc4.xml · nonDerivative · entry 3 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 19:35 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 3,039 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015912 · doc4.xml · derivative · entry 5 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,753 Underlying: Common Stock · 3,039 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 19:35 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 3,039 | $35.71 | $108,516.00 |
DisclosureSEC source: 0001225208-18-015912 · doc4.xml · nonDerivative · entry 2 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.03, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 19:35 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 3,039 | $14.00 | $42,546.00 |
DisclosureSEC source: 0001225208-18-015912 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 708 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · derivative · entry 9 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 Underlying: Common Stock · 708 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal installments on November 11, 2016, 2017 and 2018. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 2,392 | $0.00 Strike: $17.54 | $0.00 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · derivative · entry 8 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 2,392 shares Expires 2022-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in four equal installments on June 29, 2016, 2017, 2018 and 2019. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 3,100 | $35.65 | $110,519.96 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · nonDerivative · entry 6 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.82, inclusive. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 708 | $14.00 | $9,912.00 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · nonDerivative · entry 5 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 2,392 | $17.54 | $41,955.68 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · nonDerivative · entry 4 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative | 3,625 | $0.00 Strike: $17.54 | $0.00 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · derivative · entry 7 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,398 Underlying: Common Stock · 3,625 shares Expires 2022-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in four equal installments on June 29, 2016, 2017, 2018 and 2019. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 3,325 | $35.78 | $118,973.16 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · nonDerivative · entry 3 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.52 to $36.44, inclusive. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | SaleCommon Stock | 300 | $36.74 | $11,022.00 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · nonDerivative · entry 2 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,691 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.55 to $36.91, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 18:31 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Exercise / conversionCommon Stock | 3,625 | $17.54 | $63,582.50 |
DisclosureSEC source: 0001225208-18-015831 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:23 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Tax withholdingCommon Stock | 174 | $21.62 | $3,761.88 |
DisclosureSEC source: 0001225208-18-011334 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,366 F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 18:01 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Tax withholdingCommon Stock | 791 | $16.94 | $13,399.54 |
DisclosureSEC source: 0001225208-18-005460 · doc4.xml · nonDerivative · entry 3 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,540 F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 18:01 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | GrantNonqualified Stock Option (Right to Buy) · Derivative | 29,283 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001225208-18-005460 · doc4.xml · derivative · entry 4 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,283 Underlying: Common Stock · 29,283 shares Expires 2028-03-02 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 18:01 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Tax withholdingCommon Stock | 880 | $16.94 | $14,907.20 |
DisclosureSEC source: 0001225208-18-005460 · doc4.xml · nonDerivative · entry 2 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,331 F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 18:01 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | GrantCommon Stock | 11,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005460 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,211 Read SEC document |
| June 29, 2017 Filed Jul 3, 2017 15:33 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Tax withholdingCommon Stock | 196 | $18.53 | $3,631.88 |
DisclosureSEC source: 0001225208-17-011942 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,405 F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:21 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | GrantNonqualified Stock Option (Right to Buy) · Derivative | 38,810 | $0.00 Strike: $19.04 | $0.00 |
DisclosureSEC source: 0001225208-17-011243 · doc4.xml · derivative · entry 2 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,810 Underlying: Common Stock · 38,810 shares Expires 2027-06-09 F2 · derivative.exercise_date: 50% of the option vests in 3 equal installments on the 1st, 2nd and 3rd anniversaries of March 3, 2017 (Measurement Date or MD). The remaining 50% (Performance Option or PO) will vest only if the Issuer's average closing price/share in any consecutive 30 calendar day period preceding the 1st, 2nd and/or 3rd anniversaries of March 3, 2017 is at least 25% higher than the option Exercise Price (the Performance Goal or PG). If the PG is met prior to the 1st anniversary of the MD, 1/3 of the PO will vest on each anniversary of the MD; if the PG is met after the 1st anniversary of the MD but prior to the 2nd, 2/3 of the PO will vest on the 2nd anniversary of the MD and 1/3 will vest on the 3rd anniversary of the MD; if the PG is met after the 2nd anniversary of the MD but prior to the 3rd, 100% of the PO will vest on the 3rd anniversary of the MD. If the PG is not achieved by the 3rd anniversary of the MD, the PO shall be forfeited. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:21 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | GrantCommon Stock | 15,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011243 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,601 F1 · shares: Represents restricted stock units (RSUs), 50% of which vest in 3 equal installments on the 1st, 2nd and 3rd anniversaries of March 3, 2017 (Measurement Date or MD). The remaining 50% (PRSUs) will vest only if the Issuer's average closing price/share in any consecutive 30 calendar day period preceding the 1st, 2nd and/or 3rd anniversaries of March 3, 2017 is at least 25% higher than the closing price/share on the grant date (the Performance Goal or PG). If the PG is met prior to the 1st anniversary of the MD, 1/3 of the PRSUs will vest on each anniversary of the MD; if the PG is met after the 1st anniversary of the MD but prior to the 2nd, 2/3 of the PRSUs will vest on the 2nd anniversary of the MD and 1/3 will vest on the 3rd anniversary of the MD; if the PG is met after the 2nd anniversary of the MD but prior to the 3rd, 100% of the PRSUs will vest on the 3rd anniversary of the MD. If the PG is not achieved by the 3rd anniversary of the MD, the PRSUs shall be forfeited. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:58 UTC | HMS HOLDINGS CORP HMSY · Entity 140668 | Tax withholdingCommon Stock | 880 | $18.97 | $16,693.60 |
DisclosureSEC source: 0001225208-17-005655 · doc4.xml · nonDerivative · entry 1 Aunan Greg D · CIK 0001646370 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,845 F1 · shares: The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.