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person · Reporting owner

Walbert Timothy P

Disclosed activity across 14 companies

Tapewire entity
25937
SEC CIK
0001349376

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Assertio Holdings, Inc.ASRT · Entity 37706DirectorMay 20, 2020May 23, 2020
Aurinia Pharmaceuticals Inc.AUPH · Entity 4463DirectorMay 18, 2022May 20, 2022
BIOMARIN PHARMACEUTICAL INCBMRN · Entity 2404DirectorJune 02, 2026June 04, 2026
Century Therapeutics, Inc.IPSC · Entity 5739DirectorJune 12, 2025June 16, 2025
EXICURE, INC.XCUR · Entity 8068DirectorJune 02, 2021June 04, 2021
Kardigan, Inc.KARD · Entity 4569DirectorJune 17, 2026June 22, 2026
Latigo Biotherapeutics, Inc.LTGO · Entity 4709DirectorAugust 06, 2026August 07, 2026
Mirum Pharmaceuticals, Inc.MIRM · Entity 2416DirectorJune 15, 2026June 18, 2026
Odyssey Therapeutics, Inc.ODTX · Entity 4850DirectorMay 07, 2026May 12, 2026
Sagimet Biosciences Inc.SGMT · Entity 5273DirectorJune 09, 2025June 10, 2025
XOMA Royalty CorpXOMA · Entity 30207DirectorFebruary 10, 2017May 22, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Assertio Holdings, Inc.

Report date May 20, 2020 · Filed May 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,143 Reported balance After 2020-05-20 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2020-05-20 · Grant · Acquired 49,143 · Balance 49,143

F1: Common stock of Assertio Holdings, Inc. ("Issuer") acquired at the effective time ("Effective Time") of the transactions contemplated in the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Zyla Life Sciences ("Zyla") and the other parties thereto. Pursuant to the Merger Agreement, each share of Zyla common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, and became exchangeable for 2.5 shares of Issuer common stock. Issuer common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2: Additionally, all outstanding time-based restricted stock units of Zyla were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Issuer common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Zyla common stock covered by such restricted stock unit.

F3: Totals exclude shares withheld by the Issuer for applicable tax withholdings.

Common StockSEC Table I · non-derivativeDirect211,111 Reported balance After 2020-05-20 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2020-05-20 · Grant · Acquired 211,111 · Balance 211,111

F4: One-third of these restricted stock units are scheduled to vest on each of May 20, 2021, 2022 and 2023, assuming continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock of Assertio Holdings, Inc. ("Issuer") acquired at the effective time ("Effective Time") of the transactions contemplated in the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Zyla Life Sciences ("Zyla") and the other parties thereto. Pursuant to the Merger Agreement, each share of Zyla common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, and became exchangeable for 2.5 shares of Issuer common stock. Issuer common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2: Additionally, all outstanding time-based restricted stock units of Zyla were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Issuer common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Zyla common stock covered by such restricted stock unit.

F3: Totals exclude shares withheld by the Issuer for applicable tax withholdings.

F4: One-third of these restricted stock units are scheduled to vest on each of May 20, 2021, 2022 and 2023, assuming continued service through the applicable vesting date.

Aurinia Pharmaceuticals Inc.

Report date May 18, 2022 · Filed May 20, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,733 Reported balance After 2022-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-18 · Grant · Acquired 8,733 · Balance 8,733

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.45 · Expires 2032-05-18Direct14,612 Reported balance After 2022-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-18 · Grant · Acquired 14,612 · Balance 14,612

F2: The option vests in twelve equal monthly installments commencing on June 18, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

F2: The option vests in twelve equal monthly installments commencing on June 18, 2022.

BIOMARIN PHARMACEUTICAL INC

Report date June 02, 2026 · Filed June 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,270 Reported balance After 2026-06-02 transaction · row 1
1 source row

Row 1 · 2026-06-02 · Grant · Acquired 7,490 · Balance 17,270

F1: Restricted stock units granted on June 2, 2026. Price not applicable.

Common StockSEC Table I · non-derivativeIndirectShares held by Prairie Capital Ventures LLC416 Reported balance Holding disclosure · report date 2026-06-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 416

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted on June 2, 2026. Price not applicable.

Century Therapeutics, Inc.

Report date June 12, 2025 · Filed June 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2035-06-12Direct44,000 Reported balance After 2025-06-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-12 · Grant · Acquired 44,000 · Balance 44,000

F1: The option vests on the earlier of (a) June 12, 2026, or (b) the next annual meeting of stockholders, in each case subject to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests on the earlier of (a) June 12, 2026, or (b) the next annual meeting of stockholders, in each case subject to the Reporting Person's continued service through the applicable vesting date.

EXICURE, INC.

Report date June 02, 2021 · Filed June 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.71 · Expires 2031-06-01Direct50,000 Reported balance After 2021-06-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-02 · Grant · Acquired 50,000 · Balance 50,000

F1: The shares subject to the option will vest as to 1/12th of the underlying shares monthly from the vesting commencement date of June 2, 2021, provided the Reporting Person remains in continuous service on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option will vest as to 1/12th of the underlying shares monthly from the vesting commencement date of June 2, 2021, provided the Reporting Person remains in continuous service on each vesting date.

Kardigan, Inc.

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,706 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Grant · Acquired 20,706 · Balance 20,706

F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on June 17, 2028, subject to the Reporting Person's continuous service as of the applicable vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2036-06-16Direct57,573 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Grant · Acquired 57,573 · Balance 57,573

F2: The shares subject to this option shall vest and become exercisable in thirty-six (36) equal monthly installments commencing from June 17, 2026, subject to the Reporting Person's continued service on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on June 17, 2028, subject to the Reporting Person's continuous service as of the applicable vesting date.

F2: The shares subject to this option shall vest and become exercisable in thirty-six (36) equal monthly installments commencing from June 17, 2026, subject to the Reporting Person's continued service on each such vesting date.

Latigo Biotherapeutics, Inc.

Report date August 06, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2034-10-29DirectNot disclosed Reported balance Holding disclosure · report date 2026-08-06 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The shares subject to this option shall vest in 48 equal monthly installments after October 30, 2024. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2035-02-04DirectNot disclosed Reported balance Holding disclosure · report date 2026-08-06 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: One-fourth of the total shares subject to this option shall vest one year after January 28, 2025, and thereafter 1/48th of the total shares subject to this option shall vest on each monthly anniversary thereof. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2035-04-07DirectNot disclosed Reported balance Holding disclosure · report date 2026-08-06 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: One-fourth of the total shares subject to this option shall vest one year after January 28, 2025, and thereafter 1/48th of the total shares subject to this option shall vest on each monthly anniversary thereof. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option shall vest in 48 equal monthly installments after October 30, 2024. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.

F2: One-fourth of the total shares subject to this option shall vest one year after January 28, 2025, and thereafter 1/48th of the total shares subject to this option shall vest on each monthly anniversary thereof. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.

Mirum Pharmaceuticals, Inc.

Report date June 15, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $101.00 · Expires 2036-06-14Direct3,772 Reported balance After 2026-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-15 · Grant · Acquired 3,772 · Balance 3,772

F1: The shares vest on the first anniversary of the grant date, provided that the option will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,980 Reported balance After 2026-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-15 · Grant · Acquired 1,980 · Balance 1,980

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on the first anniversary of the grant date, provided that it will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: The shares vest on the first anniversary of the grant date, provided that the option will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on the first anniversary of the grant date, provided that it will in any case be fully vested on the date of the Issuer's 2027 annual stockholder meeting.

Odyssey Therapeutics, Inc.

Report date May 07, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2036-05-06Direct27,393 Reported balance After 2026-05-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 27,393 · Balance 27,393

F1: Option will vest in full on May 7, 2027, subject to the Reporting Person's continued service on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Option will vest in full on May 7, 2027, subject to the Reporting Person's continued service on each such vesting date.

Sagimet Biosciences Inc.

Report date June 09, 2025 · Filed June 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.33 · Expires 2035-06-08Direct32,250 Reported balance After 2025-06-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-09 · Grant · Acquired 32,250 · Balance 32,250

F1: The shares underlying this option shall vest and become exercisable over twelve (12) equal monthly installments following June 9, 2025, subject to the Reporting Person's continued service on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying this option shall vest and become exercisable over twelve (12) equal monthly installments following June 9, 2025, subject to the Reporting Person's continued service on each such vesting date.

XOMA Royalty Corp

Report date February 10, 2017 · Filed May 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Share Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.03 · Expires 2027-02-10Direct8,000 Reported balance After 2017-02-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-02-10 · Grant · Acquired 8,000 · Balance 8,000

F1: This option was approved by the Board of Directors of the Issuer on February 10, 2017, subject to approval by the Issuer's stockholders, at the 2017 Annual Meeting of Stockholders, of an amendment of the Issuer's 2010 Long Term Incentive and Stock Award Plan (the "Plan"), including an increase in the number of shares reserved for issuance under the Plan (the "Amendment"). The Stockholders of the Issuer approved the Amendment on May 18, 2017.

F2: Shares subject to this option shall vest in equal monthly installments over three years from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: This option was approved by the Board of Directors of the Issuer on February 10, 2017, subject to approval by the Issuer's stockholders, at the 2017 Annual Meeting of Stockholders, of an amendment of the Issuer's 2010 Long Term Incentive and Stock Award Plan (the "Plan"), including an increase in the number of shares reserved for issuance under the Plan (the "Amendment"). The Stockholders of the Issuer approved the Amendment on May 18, 2017.

F2: Shares subject to this option shall vest in equal monthly installments over three years from the grant date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Horizon Therapeutics Public Ltd Co

Report date October 06, 2023 · Filed October 06, 2023

Section 16 reporting ended · disclosed 2023-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-06 transaction · row 1
1 source row

Row 1 · 2023-10-06 · Disposition to issuer · Disposed 616,772 · Balance 0

F1: Includes 279 Ordinary Shares (as defined in footnote 2 of this Form 4) acquired by the reporting person on June 1, 2023 pursuant to an employee stock purchase program.

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2023-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-10-06 · Disposition to issuer · Disposed 107,739 · Balance 0

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F3: The Ordinary Shares are held by the Timothy P. Walbert 2021 Gift Trust, of which the Reporting Person's spouse is the Trustee and beneficiary.

Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2023-10-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-10-06 · Disposition to issuer · Disposed 100,300 · Balance 0

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F4: The Ordinary Shares are held by the Keli B. Walbert 2021 Gift Trust, of which the Reporting Person is the Trustee. The beneficiaries of the Trust include the Reporting Person and his descendants.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2023-10-06 · Disposition to issuer · Disposed 49,935 · Balance 0

F1: Includes 279 Ordinary Shares (as defined in footnote 2 of this Form 4) acquired by the reporting person on June 1, 2023 pursuant to an employee stock purchase program.

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.14 · Expires 2025-03-22Direct0 Reported balance After 2023-10-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-10-06 · Disposition to issuer · Disposed 742,565 · Balance 0

F6: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F5: The Option (as defined in footnote 6 to this Form 4) is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.53 · Expires 2025-03-22Direct0 Reported balance After 2023-10-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-10-06 · Disposition to issuer · Disposed 1,650,000 · Balance 0

F6: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F5: The Option (as defined in footnote 6 to this Form 4) is fully vested.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-10-06 · Disposition to issuer · Disposed 34,929 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F9: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 14 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F8: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-10-06 · Disposition to issuer · Disposed 49,198 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F9: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 14 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F10: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-10-06 · Disposition to issuer · Disposed 71,290 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F9: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 14 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F11: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-10-06 · Disposition to issuer · Disposed 45,843 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F12: The Ordinary Shares subject to the PSUs (as defined in footnote 13 to this Form 4) vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-10-06 · Disposition to issuer · Disposed 17,448 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F12: The Ordinary Shares subject to the PSUs (as defined in footnote 13 to this Form 4) vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-10-06 · Disposition to issuer · Disposed 104,786 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F12: The Ordinary Shares subject to the PSUs (as defined in footnote 13 to this Form 4) vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2023-10-06 · Disposition to issuer · Disposed 14,759 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F14: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2023-10-06 · Disposition to issuer · Disposed 44,278 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2023-10-06 · Disposition to issuer · Disposed 73,798 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2023-10-06 · Disposition to issuer · Disposed 35,645 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F16: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2023-10-06 · Disposition to issuer · Disposed 17,823 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F17: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2023-10-06 · Disposition to issuer · Disposed 17,823 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F17: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2023-10-06 · Disposition to issuer · Disposed 4,657 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F9: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 14 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F12: The Ordinary Shares subject to the PSUs (as defined in footnote 13 to this Form 4) vest on January 5, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2023-10-06 · Disposition to issuer · Disposed 14,283 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F9: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 14 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F10: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2023-10-06 · Disposition to issuer · Disposed 20,697 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F9: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 14 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F11: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2023-10-06 · Disposition to issuer · Disposed 21,426 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2023-10-06 · Disposition to issuer · Disposed 12,854 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2023-10-06 · Disposition to issuer · Disposed 4,285 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F14: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2023-10-06 · Disposition to issuer · Disposed 10,349 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F16: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2023-10-06 · Disposition to issuer · Disposed 5,174 · Balance 0

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F17: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2023-10-06 · Disposition to issuer · Disposed 5,174 · Balance 0

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F17: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 279 Ordinary Shares (as defined in footnote 2 of this Form 4) acquired by the reporting person on June 1, 2023 pursuant to an employee stock purchase program.

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F3: The Ordinary Shares are held by the Timothy P. Walbert 2021 Gift Trust, of which the Reporting Person's spouse is the Trustee and beneficiary.

F4: The Ordinary Shares are held by the Keli B. Walbert 2021 Gift Trust, of which the Reporting Person is the Trustee. The beneficiaries of the Trust include the Reporting Person and his descendants.

F5: The Option (as defined in footnote 6 to this Form 4) is fully vested.

F6: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F7: Each RSU (as defined in footnote 9 to this Form 4) and PSU (as defined in footnote 13 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

F9: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 14 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F10: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

F11: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

F12: The Ordinary Shares subject to the PSUs (as defined in footnote 13 to this Form 4) vest on January 5, 2024.

F13: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F14: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

F15: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

F16: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

F17: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Sucampo Pharmaceuticals, Inc.

Report date February 13, 2018 · Filed February 13, 2018

Section 16 reporting ended · disclosed 2018-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Class ASEC Table I · non-derivativeDirect0 Reported balance After 2018-02-13 transaction · row 1
1 source row

Row 1 · 2018-02-13 · Disposition to issuer · Disposed 5,130 · Balance 0

F1: This common stock was purchased for $18.00 per share share in cash, subject to any required withholding of taxes and without interest, upon the effective time of the merger of Sun Acquisition Co.with and into Sucampo Pharmaceuticals, Inc. pursuant to that certain Agreement and Plan of Merger by and among Mallinckrodt plc, Sun Acquisition Co. and Sucampo Pharmaceuticals, Inc. dated December 23, 2017 (the "Merger Agreement"). The common stock consisted of restricted stock units that were accelerated as a result of the Merger Agreement.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.30 · Expires 2027-06-01Direct0 Reported balance After 2018-02-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-02-13 · Disposition to issuer · Disposed 10,000 · Balance 0

F2: This option was cancelled and converted into the right to receive in cash the amount per share by which $18.00 exceeds the exercise price of the option, subject to any applicable tax witholdings (such amount, the "Option Spread"), upon the effective time of the merger of Sun Acquisition Co.with and into Sucampo Pharmaceuticals, Inc. pursuant to the Merger Agreement. The Option Spread for the unvested portion of the option, if any, will be paid in accordance with the schedule described in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: This common stock was purchased for $18.00 per share share in cash, subject to any required withholding of taxes and without interest, upon the effective time of the merger of Sun Acquisition Co.with and into Sucampo Pharmaceuticals, Inc. pursuant to that certain Agreement and Plan of Merger by and among Mallinckrodt plc, Sun Acquisition Co. and Sucampo Pharmaceuticals, Inc. dated December 23, 2017 (the "Merger Agreement"). The common stock consisted of restricted stock units that were accelerated as a result of the Merger Agreement.

F2: This option was cancelled and converted into the right to receive in cash the amount per share by which $18.00 exceeds the exercise price of the option, subject to any applicable tax witholdings (such amount, the "Option Spread"), upon the effective time of the merger of Sun Acquisition Co.with and into Sucampo Pharmaceuticals, Inc. pursuant to the Merger Agreement. The Option Spread for the unvested portion of the option, if any, will be paid in accordance with the schedule described in the Merger Agreement.

Zyla Life Sciences

Report date May 20, 2020 · Filed May 21, 2020

Section 16 reporting ended · disclosed 2020-05-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-20 transaction · row 1
1 source row

Row 1 · 2020-05-20 · Disposition to issuer · Disposed 26,953 · Balance 0

F1: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2: Includes unvested time-based restricted stock units representing a contingent right to receive 26, 953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2: Includes unvested time-based restricted stock units representing a contingent right to receive 26, 953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2021 Filed Jan 22, 2021 20:59 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 7,452 $76.25 $568,224.69
Disclosure

SEC source: 0001209191-21-004992 · doc4.xml · nonDerivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,430

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.79 to $76.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 21, 2021 Filed Jan 22, 2021 20:59 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSUs) · Derivative 2,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004992 · doc4.xml · derivative · entry 8

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,575 shares

Expires 2021-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 20:59 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSUs) · Derivative 20,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004992 · doc4.xml · derivative · entry 7

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,336

Underlying: Ordinary Shares · 20,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: The shares subject to the PSUs vest in equal annual installments on January 21, 2021 and January 21, 2022.

F5 · derivative.expiration_date: The shares subject to the PSUs vest in equal annual installments on January 21, 2021 and January 21, 2022.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 20:59 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 755 $77.43 $58,459.65
Disclosure

SEC source: 0001209191-21-004992 · doc4.xml · nonDerivative · entry 6

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,808

Read SEC document
January 21, 2021 Filed Jan 22, 2021 20:59 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 2,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004992 · doc4.xml · nonDerivative · entry 5

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 14,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 20:59 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 9,007 $77.43 $697,412.01
Disclosure

SEC source: 0001209191-21-004992 · doc4.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,882

Read SEC document
January 21, 2021 Filed Jan 22, 2021 20:59 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 20,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004992 · doc4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 17:43 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 2,299 $79.10 $181,850.90
Disclosure

SEC source: 0001209191-21-003867 · doc4.xml · nonDerivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,559

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 17:43 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 127,504 $78.26 $9,978,756.30
Disclosure

SEC source: 0001209191-21-003867 · doc4.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,858

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.855 to $78.725 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 17:43 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 81,401 $77.26 $6,289,285.46
Disclosure

SEC source: 0001209191-21-003867 · doc4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,362

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.85 to $77.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,386 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · derivative · entry 11

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 6,773

Underlying: Ordinary Shares · 3,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

F3 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 58,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · derivative · entry 10

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,110

Underlying: Ordinary Shares · 58,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

F3 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 152,967 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · derivative · entry 9

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 152,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2018.

F5 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2018.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 58,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · derivative · entry 8

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,035

Underlying: Ordinary Shares · 58,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2019.

F4 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2019.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 1,597 $73.28 $117,028.16
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · nonDerivative · entry 5

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 11,988

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 3,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · nonDerivative · entry 4

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 337,380 $73.28 $24,723,206.40
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · nonDerivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,763

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantOrdinary Shares 492,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,143

F2 · kind: On January 5, 2018 and January 4, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 5, 2021, the PSUs vested as to the number of shares reported above.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 269,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units (RSU) · Derivative 13,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · derivative · entry 7

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,971

Underlying: Ordinary Shares · 13,971 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

F3 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units (RSU) · Derivative 104,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002408 · doc4.xml · derivative · entry 6

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,785

Underlying: Ordinary Shares · 104,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

F3 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2020.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 1,300 $75.75 $98,470.19
Disclosure

SEC source: 0001209191-20-045701 · doc4.xml · nonDerivative · entry 7

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,792

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2020.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.6325 to $75.7750 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 22,120 $75.19 $1,663,123.17
Disclosure

SEC source: 0001209191-20-045701 · doc4.xml · nonDerivative · entry 6

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,092

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2020.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.60 to $75.565 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 14,718 $73.86 $1,087,139.18
Disclosure

SEC source: 0001209191-20-045701 · doc4.xml · nonDerivative · entry 5

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,212

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2020.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.535 to $74.345 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 18,263 $72.75 $1,328,720.91
Disclosure

SEC source: 0001209191-20-045701 · doc4.xml · nonDerivative · entry 4

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,930

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2020.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.30 to $73.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 11,262 $71.57 $805,990.93
Disclosure

SEC source: 0001209191-20-045701 · doc4.xml · nonDerivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,193

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2020.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.20 to $72.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 17:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 42,337 $70.76 $2,995,969.34
Disclosure

SEC source: 0001209191-20-045701 · doc4.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,455

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2020.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.215 to $71.195 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 23:23 UTC EXICURE, INC. XCUR · Entity 8068 GrantStock Option (right to buy) · Derivative 21,693 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001209191-20-035127 · doc4.xml · derivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,693

Underlying: Common Stock · 21,693 shares

Expires 2030-06-03

F1 · derivative.exercise_date: The shares subject to the option will vest as to 1/12 of the underlying shares monthly from the vesting commencement date of June 4, 2020, provided the Reporting Person remains in continuous service on each vesting date.

Read SEC document
May 21, 2020 Filed Aug 7, 2020 17:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GiftOrdinary Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045701 · doc4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,792

F1 · balance_after: Includes 1,049 ordinary shares of the Issuer acquired on June 1, 2020 pursuant to an employee stock purchase program.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:32 UTC Zyla Life Sciences ZCOR · Entity 148990 Disposition to issuerCommon Stock 26,953 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-064795 · a4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2 · kind: Includes unvested time-based restricted stock units representing a contingent right to receive 26, 953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

F1 · price: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2 · price: Includes unvested time-based restricted stock units representing a contingent right to receive 26, 953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

Read SEC document
May 20, 2020 Filed May 23, 2020 00:57 UTC Assertio Holdings, Inc. ASRT · Entity 37706 GrantCommon Stock 211,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-065548 · a4.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,111

F4 · shares: One-third of these restricted stock units are scheduled to vest on each of May 20, 2021, 2022 and 2023, assuming continued service through the applicable vesting date.

Read SEC document
May 20, 2020 Filed May 23, 2020 00:57 UTC Assertio Holdings, Inc. ASRT · Entity 37706 GrantCommon Stock 49,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065548 · a4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,143

F1 · kind: Common stock of Assertio Holdings, Inc. ("Issuer") acquired at the effective time ("Effective Time") of the transactions contemplated in the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Zyla Life Sciences ("Zyla") and the other parties thereto. Pursuant to the Merger Agreement, each share of Zyla common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, and became exchangeable for 2.5 shares of Issuer common stock. Issuer common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2 · kind: Additionally, all outstanding time-based restricted stock units of Zyla were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Issuer common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Zyla common stock covered by such restricted stock unit.

F3 · shares: Totals exclude shares withheld by the Issuer for applicable tax withholdings.

F1 · price: Common stock of Assertio Holdings, Inc. ("Issuer") acquired at the effective time ("Effective Time") of the transactions contemplated in the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Zyla Life Sciences ("Zyla") and the other parties thereto. Pursuant to the Merger Agreement, each share of Zyla common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive, and became exchangeable for 2.5 shares of Issuer common stock. Issuer common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2 · price: Additionally, all outstanding time-based restricted stock units of Zyla were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Issuer common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Zyla common stock covered by such restricted stock unit.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 22:13 UTC Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005107 · edgar.xml · derivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 22:13 UTC Zyla Life Sciences ZCOR · Entity 148990 Tax withholdingCommon Stock 952 $1.75 $1,666.00
Disclosure

SEC source: 0001179110-20-005107 · edgar.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,715

F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 22:13 UTC Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionCommon Stock 6,667 $1.75 $11,667.25
Disclosure

SEC source: 0001179110-20-005107 · edgar.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

Read SEC document
April 23, 2020 Filed Apr 28, 2020 23:40 UTC Amendment Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005217 · edgar.xml · derivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

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April 23, 2020 Filed Apr 28, 2020 23:40 UTC Amendment Zyla Life Sciences ZCOR · Entity 148990 Tax withholdingCommon Stock 1,805 $1.75 $3,158.75
Disclosure

SEC source: 0001179110-20-005217 · edgar.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

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April 23, 2020 Filed Apr 28, 2020 23:40 UTC Amendment Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionCommon Stock 6,667 $1.75 $11,667.25
Disclosure

SEC source: 0001179110-20-005217 · edgar.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

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March 04, 2020 Filed Mar 6, 2020 01:44 UTC Zyla Life Sciences ZCOR · Entity 148990 GrantCommon Stock 13,620 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003204 · edgar.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,620

F1 · shares: Represents restricted stock units, which vest the day prior to the Company's annual meeting of stockholders to be held in 2021.

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February 21, 2020 Filed Feb 21, 2020 20:07 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 93,864 $35.23 $3,306,828.72
Disclosure

SEC source: 0001209191-20-011830 · doc4.xml · nonDerivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,743

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on May 23, 2019.

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February 19, 2020 Filed Feb 21, 2020 20:07 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantPerformance Restricted Stock Units (PSUs) · Derivative 96,864 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011830 · doc4.xml · derivative · entry 5

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,864

Underlying: Ordinary Shares · 96,864 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F1 · kind: On January 5, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On February 19, 2020, such performance criteria were met, and the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest in equal annual installments on January 5, 2021 and January 5, 2022.

F1 · derivative.exercise_date: On January 5, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On February 19, 2020, such performance criteria were met, and the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest in equal annual installments on January 5, 2021 and January 5, 2022.

F1 · derivative.expiration_date: On January 5, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On February 19, 2020, such performance criteria were met, and the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest in equal annual installments on January 5, 2021 and January 5, 2022.

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February 19, 2020 Filed Feb 21, 2020 20:07 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 21,457 $36.06 $773,739.42
Disclosure

SEC source: 0001209191-20-011830 · doc4.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,607

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February 19, 2020 Filed Feb 21, 2020 20:07 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantOrdinary Shares 48,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011830 · doc4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,064

F1 · kind: On January 5, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On February 19, 2020, such performance criteria were met, and the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest in equal annual installments on January 5, 2021 and January 5, 2022.

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February 01, 2020 Filed Feb 4, 2020 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 9,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006292 · doc4.xml · derivative · entry 4

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 18,174

Underlying: Ordinary Shares · 9,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The RSUs vest 1/3 annually on each anniversary of February 1, 2019 (the grant date).

F2 · derivative.expiration_date: The RSUs vest 1/3 annually on each anniversary of February 1, 2019 (the grant date).

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February 01, 2020 Filed Feb 4, 2020 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 2,668 $34.49 $92,019.32
Disclosure

SEC source: 0001209191-20-006292 · doc4.xml · nonDerivative · entry 2

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 9,150

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February 01, 2020 Filed Feb 4, 2020 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 9,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006292 · doc4.xml · nonDerivative · entry 1

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 11,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantPerformance Restricted Stock Units (PSUs) · Derivative 2,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004677 · doc4.xml · derivative · entry 6

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,575

Underlying: Ordinary Shares · 2,575 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · kind: On March 1, 2019, the Reporting Person's spouse was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 21, 2020, the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest on January 21, 2021.

F2 · derivative.exercise_date: On March 1, 2019, the Reporting Person's spouse was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 21, 2020, the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest on January 21, 2021.

F2 · derivative.expiration_date: On March 1, 2019, the Reporting Person's spouse was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 21, 2020, the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest on January 21, 2021.

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January 21, 2020 Filed Jan 23, 2020 16:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantPerformance Restricted Stock Units (PSUs) · Derivative 40,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004677 · doc4.xml · derivative · entry 5

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,666

Underlying: Ordinary Shares · 40,666 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F1 · kind: On January 4, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 21, 2020, such performance criteria were met, and the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest in equal annual installments on January 21, 2021 and January 21, 2022.

F1 · derivative.exercise_date: On January 4, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 21, 2020, such performance criteria were met, and the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest in equal annual installments on January 21, 2021 and January 21, 2022.

F1 · derivative.expiration_date: On January 4, 2019, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 21, 2020, such performance criteria were met, and the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest in equal annual installments on January 21, 2021 and January 21, 2022.

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January 21, 2020 Filed Jan 23, 2020 16:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 891 $38.25 $34,080.75
Disclosure

SEC source: 0001209191-20-004677 · doc4.xml · nonDerivative · entry 4

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,732

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January 21, 2020 Filed Jan 23, 2020 16:25 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantOrdinary Shares 2,574 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004677 · doc4.xml · nonDerivative · entry 3

Walbert Timothy P · CIK 0001349376 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 3,623

F2 · kind: On March 1, 2019, the Reporting Person's spouse was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On January 21, 2020, the PSUs vested as to the number of shares reported in Table I above. The remaining ordinary shares subject to the PSUs vest on January 21, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.