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Lath Hitesh

Disclosed activity across 1 company

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25922
SEC CIK
0002014154

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
C3.ai, Inc.AI · Entity 2413CHIEF FINANCIAL OFFICEROctober 12, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

C3.ai, Inc.

Report date October 12, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect305,250 Reported balance After 2026-10-12 transaction · row 1
1 source row

Row 1 · 2026-10-12 · Sale · Disposed 20,000 · Balance 305,250

F1: Transaction pursuant to previously established Rule 10b5-1 Plan.

F2: The shares were sold in a single transaction at a price of $12.37 per share.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote45,786 Reported balance Holding disclosure · report date 2026-10-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 45,786

F3: The shares are held by The Lath Family Revocable Trust, of which the Reporting Person is a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction pursuant to previously established Rule 10b5-1 Plan.

F2: The shares were sold in a single transaction at a price of $12.37 per share.

F3: The shares are held by The Lath Family Revocable Trust, of which the Reporting Person is a trustee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2025 Filed Jun 18, 2025 00:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 6,040 $24.19 $146,107.60
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · nonDerivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,218

F2 · kind: Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.175 to $24.225, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · derivative · entry 5

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: 20% of such RSU award vest on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F5 · derivative.expiration_date: 20% of such RSU award vest on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionRestricted Stock Units · Derivative 8,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · derivative · entry 4

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,108

Underlying: Class A Common Stock · 8,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F4 · derivative.expiration_date: 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 8,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:26 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,719 $30.00 $111,570.00
Disclosure

SEC source: 0001415889-25-015298 · form4-06022025_110656.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:26 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 649 $26.32 $17,081.68
Disclosure

SEC source: 0001415889-25-015298 · form4-06022025_110656.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,969

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 20:58 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionRestricted Stock Units · Derivative 8,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008436 · form4-03182025_080320.xml · derivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,116

Underlying: Class A Common Stock · 8,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 20:58 UTC C3.ai, Inc. AI · Entity 2413 Tax withholdingClass A Common Stock 4,289 $21.61 $92,685.29
Disclosure

SEC source: 0001415889-25-008436 · form4-03182025_080320.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,618

F2 · balance_after: Includes 649 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on March 15, 2025.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 20:58 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 8,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-008436 · form4-03182025_080320.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 00:48 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 601 $35.00 $21,035.00
Disclosure

SEC source: 0001415889-25-000666 · form4-01042025_120122.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 01:59 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,949 $42.36 $167,279.64
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · nonDerivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 851

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.

Read SEC document
December 15, 2024 Filed Dec 18, 2024 01:59 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionRestricted Stock Units · Derivative 8,007 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · derivative · entry 4

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,124

Underlying: Class A Common Stock · 8,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
December 15, 2024 Filed Dec 18, 2024 01:59 UTC C3.ai, Inc. AI · Entity 2413 Tax withholdingClass A Common Stock 4,058 $39.46 $160,128.68
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,800

Read SEC document
December 15, 2024 Filed Dec 18, 2024 01:59 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 8,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029691 · form4-12182024_011245.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:14 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 11,339 $42.00 $476,238.00
Disclosure

SEC source: 0001415889-24-029029 · form4-12122024_011207.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 851

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 21:29 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionRestricted Stock Units · Derivative 8,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023540 · form4-09172024_090943.xml · derivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,131

Underlying: Class A Common Stock · 8,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 21:29 UTC C3.ai, Inc. AI · Entity 2413 Tax withholdingClass A Common Stock 4,059 $23.00 $93,357.00
Disclosure

SEC source: 0001415889-24-023540 · form4-09172024_090943.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,190

F2 · balance_after: Includes 601 shares acquired by Reporting Person under the Issuer's Employee Stock Purchase Plan on September 15, 2024.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 21:29 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 8,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-023540 · form4-09172024_090943.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:43 UTC C3.ai, Inc. AI · Entity 2413 GrantRestricted Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023375 · form4-09132024_080926.xml · derivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: Twenty percent (20%) of such RSU award shall vest on September 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Twenty percent (20%) of such RSU award shall vest on September 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 21:18 UTC C3.ai, Inc. AI · Entity 2413 SaleClass A Common Stock 3,005 $27.56 $82,817.80
Disclosure

SEC source: 0001415889-24-018465 · form4-06282024_090658.xml · nonDerivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,390

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 27, 2024.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 21:18 UTC C3.ai, Inc. AI · Entity 2413 Tax withholdingClass A Common Stock 3,089 $27.64 $85,379.96
Disclosure

SEC source: 0001415889-24-018465 · form4-06282024_090658.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,395

Read SEC document
June 26, 2024 Filed Jun 28, 2024 21:18 UTC C3.ai, Inc. AI · Entity 2413 GrantClass A Common Stock 6,094 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018465 · form4-06282024_090658.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,484

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 23:58 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionRestricted Stock Units · Derivative 8,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017278 · form4-06172024_110619.xml · derivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,139

Underlying: Class A Common Stock · 8,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 23:58 UTC C3.ai, Inc. AI · Entity 2413 Tax withholdingClass A Common Stock 4,059 $29.04 $117,873.36
Disclosure

SEC source: 0001415889-24-017278 · form4-06172024_110619.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,390

Read SEC document
June 15, 2024 Filed Jun 17, 2024 23:58 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 8,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017278 · form4-06172024_110619.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
June 09, 2024 Filed Jun 12, 2024 00:00 UTC C3.ai, Inc. AI · Entity 2413 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016441 · form4-06112024_080601.xml · derivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Twenty percent (20%) of such RSU award shall vest on June 15, 2025 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:02 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionRestricted Stock Units · Derivative 8,007 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008372 · form4-03192024_010321.xml · derivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,147

Underlying: Class A Common Stock · 8,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:02 UTC C3.ai, Inc. AI · Entity 2413 Tax withholdingClass A Common Stock 4,566 $28.92 $132,048.72
Disclosure

SEC source: 0001415889-24-008372 · form4-03192024_010321.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,441

Read SEC document
March 15, 2024 Filed Mar 19, 2024 01:02 UTC C3.ai, Inc. AI · Entity 2413 Exercise / conversionClass A Common Stock 8,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008372 · form4-03192024_010321.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.