EVERITT DAVID C

SEC source: 0001411207-19-000090 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000014930-19-000020 · wf-form4_154931613501732.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,333

F1 · shares: Deferred shares deposited in the Directors' deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 73 shares acquired pursuant to dividend reinvestment in December, 2018.

SEC source: 0001411207-18-000231 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000014930-18-000158 · wf-form4_154110562282864.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,552

F1 · shares: Deferred shares deposited in the Directors' deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 44 shares acquired pursuant to dividend reinvestment in September, 2018.

SEC source: 0001411207-18-000173 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000014930-18-000136 · wf-form4_153324276998359.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,823

F1 · shares: Deferred shares deposited in the Directors' deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 42 shares acquired pursuant to dividend reinvestment in June, 2018.

SEC source: 0001411207-18-000128 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-18-000092 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,742

Underlying: Common Stock · 2,859 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $41.96, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0000045876-18-000067 · wf-form4_152528165156047.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,450

Underlying: Common Stock · 5,911 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F1 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F1 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

SEC source: 0000014930-18-000067 · wf-form4_152529538576814.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,227

F1 · shares: Beneficial holdings include 46 shares acquired pursuant to dividend reinvestment in March, 2018.

SEC source: 0000045876-18-000029 · wf-form4_152028719302265.xml · derivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,539

Underlying: Common Stock · 8,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F2 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

SEC source: 0000045876-18-000029 · wf-form4_152028719302265.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001411207-18-000071 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000014930-18-000019 · wf-form4_151761740302940.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,607

F1 · shares: Deferred shares deposited in the Director's deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 48 shares acquired pursuant to dividend reinvestment in December, 2017.

SEC source: 0001411207-17-000221 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000014930-17-000144 · wf-form4_150966039175542.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,011

F1 · shares: Deferred shares deposited in the Director's deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 41 shares acquired pursuant to dividend reinvestment in September 2017.

SEC source: 0001411207-17-000176 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000014930-17-000122 · wf-form4_150170988415386.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,291

F1 · shares: Deferred shares deposited in the Directors' deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 33 shares acquired pursuant to dividend reinvestment in June, 2017.

SEC source: 0001411207-17-000119 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0001411207-17-000082 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,883

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F1 · security: The deferred stock units ("DSUs") represent the portion of the reporting person's annual equity award under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · price: The number of DSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs vest on the date of the next annual meeting of the stockholders of the Company. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

SEC source: 0000014930-17-000066 · wf-form4_149367524165684.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,651

F1 · shares: Deferred shares deposited in the Director's deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 33 shares acquired pursuant to dividend reinvestment in March, 2017.

SEC source: 0000045876-17-000045 · wf-form4_149331459589504.xml · derivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,567.59

Underlying: Common Stock · 15,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date.

F2 · derivative.expiration_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date.

SEC source: 0000045876-17-000045 · wf-form4_149331459589504.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

SEC source: 0001411207-17-000054 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000045876-17-000020 · wf-form4_148883216203737.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,281.586

Underlying: Common Stock · 8,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F1 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F1 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

SEC source: 0000014930-17-000027 · wf-form4_148598508573768.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,012

F1 · shares: Deferred shares deposited in the Director's deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 35 shares acquired pursuant to dividend reinvestment in December, 2016.

SEC source: 0001411207-16-000440 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000014930-16-000267 · wf-form4_147803500988761.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

F1 · shares: Deferred shares deposited in the Director's deferred account, which will be automatically distributed in predetermined installments after the director ceases being a director of the Company.

F2 · balance_after: Beneficial holdings include 35 shares acquired pursuant to dividend reinvestment in September, 2016.

SEC source: 0001411207-16-000375 · edgar.xml · derivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

SEC source: 0000315189-11-000052 · primary_doc.xml · derivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.NA,Aust.,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,183

Underlying: Common Stock · 23,183 shares

Expires 2021-12-14

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014.

SEC source: 0000315189-11-000052 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.NA,Aust.,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,644

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 156,020 restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

SEC source: 0000315189-10-000044 · primary_doc.xml · derivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.NA,Aust.,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,317

Underlying: Common Stock · 22,317 shares

Expires 2020-12-08

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012, and December 8, 2013.

SEC source: 0000315189-10-000044 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.NA,Aust.,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,624

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F2 · balance_after: Includes 151,000 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-10-000035 · primary_doc.xml · derivative · entry 3

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,406

Underlying: Common Stock · 21,330 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000035 · primary_doc.xml · nonDerivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F2 · balance_after: Includes 145,936 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-10-000035 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

SEC source: 0000315189-10-000034 · primary_doc.xml · derivative · entry 3

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,905 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-10-000034 · primary_doc.xml · nonDerivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F2 · balance_after: Includes 145,936 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-10-000034 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

SEC source: 0000315189-10-000028 · primary_doc.xml · derivative · entry 3

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,905

Underlying: Common Stock · 15,905 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, December 6, 2008 and December 6, 2009.

SEC source: 0000315189-10-000028 · primary_doc.xml · nonDerivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F2 · balance_after: Includes 145,936 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-10-000028 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

SEC source: 0000315189-10-000019 · primary_doc.xml · derivative · entry 3

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,310 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 7, 2006, December 7, 2007 and December 7, 2008.

SEC source: 0000315189-10-000019 · primary_doc.xml · nonDerivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

F3 · balance_after: Includes 145,936 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-10-000019 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.N/A,Aust,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 14 December 2009.

SEC source: 0000315189-09-000038 · primary_doc.xml · derivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.NA,Aust.,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,036

Underlying: Common Stock · 69,036 shares

Expires 2019-12-09

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

SEC source: 0000315189-09-000038 · primary_doc.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres.Ag&Turf Div.NA,Aust.,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F2 · balance_after: Includes 145,936 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0001104659-08-077529 · a4.xml · derivative · entry 2

EVERITT DAVID C · CIK 0001196652 · Pres. Ag. Div. NA, Aust., Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,736

Underlying: Common Stock · 62,736 shares

Expires 2018-12-17

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010, and December 17, 2011.

SEC source: 0001104659-08-077529 · a4.xml · nonDerivative · entry 1

EVERITT DAVID C · CIK 0001196652 · Pres. Ag. Div. NA, Aust., Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,629

F1 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F2 · balance_after: Includes 139,005 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-07-000089 · primary_doc.xml · derivative · entry 3

EVERITT DAVID C · CIK 0001196652 · Pres.Ag.Div.NA,Aust.,Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,024 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 25 May 2007.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2005, December 8, 2006 and December 8, 2007.