Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| nCino, Inc.NCNO · Entity 4391 | Director · CEO & President | October 09, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
nCino, Inc.
Report date October 09, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,231,080 |
Ending reported balance
After 2026-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-09 · Exercise / conversion · Acquired 43,992 · Balance 1,275,072 F1: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 6, 2026. Row 2 · 2026-10-09 · Sale · Disposed 43,992 · Balance 1,231,080 F1: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 6, 2026. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-02-01 | Direct | 120,172 |
Reported balance
After 2026-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-09 · Exercise / conversion · Disposed 43,992 · Balance 120,172 F1: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 6, 2026. F2: This option is currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 6, 2026.
F2: This option is currently exercisable.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
nCino OpCo, Inc.
Report date January 07, 2022 · Filed January 11, 2022
Section 16 reporting ended · disclosed 2022-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Disposition to issuer · Disposed 54,358 · Balance 21,620 F8: Includes 407 Shares acquired under the Issuer's stock purchase plan on December 31, 2021. F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Row 2 · 2022-01-07 · Disposition to issuer · Disposed 21,620 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-08-15 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-07 · Disposition to issuer · Disposed 25,000 · Balance 0 F5: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-06-08 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-07 · Disposition to issuer · Disposed 40,782 · Balance 0 F6: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.29 · Expires 2024-02-01 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-07 · Disposition to issuer · Disposed 44,519 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7: This option is currently exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.29 · Expires 2024-08-01 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-01-07 · Disposition to issuer · Disposed 17,642 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7: This option is currently exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-02-01 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-01-07 · Disposition to issuer · Disposed 256,276 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7: This option is currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.
F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82.
F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time.
F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time.
F5: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date.
F6: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date
F7: This option is currently exercisable.
F8: Includes 407 Shares acquired under the Issuer's stock purchase plan on December 31, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2024 Filed Mar 15, 2024 20:04 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001902733-24-000043 · wk-form4_1710533045.xml · derivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,276 Underlying: Common Stock · 10,500 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:04 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionCommon Stock | 10,500 | $4.98 | $52,290.00 |
DisclosureSEC source: 0001902733-24-000043 · wk-form4_1710533045.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,579 | $31.00 | $48,945.84 |
DisclosureSEC source: 0001902733-24-000033 · wk-form4_1707426285.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,765 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,633 | $30.66 | $50,059.62 |
DisclosureSEC source: 0001902733-24-000021 · wk-form4_1707253458.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,344 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 21:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,589 | $31.22 | $49,613.35 |
DisclosureSEC source: 0001902733-24-000021 · wk-form4_1707253458.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,977 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:02 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,642 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001902733-24-000012 · wk-form4_1705611750.xml · derivative · entry 3 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,642 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 13, 2023. F3 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:02 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 17,642 | $34.29 | $604,988.29 |
DisclosureSEC source: 0001902733-24-000012 · wk-form4_1705611750.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 309,566 F1 · shares: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 13, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.83 to $34.72, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:02 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionCommon Stock | 17,642 | $1.29 | $22,758.18 |
DisclosureSEC source: 0001902733-24-000012 · wk-form4_1705611750.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 327,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 13, 2023. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:03 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001902733-23-000083 · wk-form4_1703278992.xml · derivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,776 Underlying: Common Stock · 10,500 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:03 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionCommon Stock | 10,500 | $4.98 | $52,290.00 |
DisclosureSEC source: 0001902733-23-000083 · wk-form4_1703278992.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:31 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,853 | $29.63 | $84,522.98 |
DisclosureSEC source: 0001902733-23-000054 · wk-form4_1691184679.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,066 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:31 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,514 | $30.64 | $77,036.50 |
DisclosureSEC source: 0001902733-23-000054 · wk-form4_1691184679.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,919 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 945 shares acquired under the Issuer's stock purchase plan on June 30, 2023. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 21:17 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 4,036 | $24.05 | $97,077.91 |
DisclosureSEC source: 0001140361-23-029650 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,488 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| May 01, 2023 Filed May 3, 2023 21:00 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 93,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-022746 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,524 F1 · shares: These restricted stock units ("RSUs") vest in four equal annual installments starting on May 1, 2024, subject to the reporting person's continued employment through the applicable vesting dates. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:01 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,576 | $24.12 | $38,005.24 |
DisclosureSEC source: 0001140361-23-017574 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,520 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 01:22 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,616 | $30.55 | $49,372.03 |
DisclosureSEC source: 0001140361-23-004771 · form4.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,096 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 02, 2023 Filed Feb 7, 2023 01:22 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,741 | $31.35 | $54,587.31 |
DisclosureSEC source: 0001140361-23-004771 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,712 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 22:12 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 5,037 | $32.35 | $162,921.77 |
DisclosureSEC source: 0001567619-22-014978 · doc1.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,453 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 444 shares acquired under the Issuer's stock purchase plan on June 30, 2022. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:20 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 4,209 | $34.55 | $145,425.16 |
DisclosureSEC source: 0001567619-22-012784 · doc1.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,046 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 22:51 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionStock Option (Right to Buy) · Derivative | 44,519 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001140361-22-013860 · form4.xml · derivative · entry 3 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,519 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 22:51 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionCommon Stock | 44,519 | $1.29 | $57,429.51 |
DisclosureSEC source: 0001140361-22-013860 · form4.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 22:51 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,663 | $43.63 | $72,555.03 |
DisclosureSEC source: 0001140361-22-013860 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,736 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:14 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 43,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-002457 · doc1.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,399 F1 · shares: These RSUs vest in four equal annual installments starting on February 1, 2023, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantStock Option (Right to Buy) · Derivative | 256,276 | Not disclosed Strike: $4.98 | Not disclosed |
DisclosureSEC source: 0001140361-22-001356 · form4.xml · derivative · entry 5 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,276 Underlying: Common Stock · 256,276 shares Expires 2027-02-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase Old nCino Shares ("Old nCino Option") converted automatically into an option to purchase Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such Old nCino Option immediately prior to the Effective Time. F6 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantStock Option (Right to Buy) · Derivative | 17,642 | Not disclosed Strike: $1.29 | Not disclosed |
DisclosureSEC source: 0001140361-22-001356 · form4.xml · derivative · entry 4 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,642 Underlying: Common Stock · 17,642 shares Expires 2024-08-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase Old nCino Shares ("Old nCino Option") converted automatically into an option to purchase Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such Old nCino Option immediately prior to the Effective Time. F6 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantStock Option (Right to Buy) · Derivative | 44,519 | Not disclosed Strike: $1.29 | Not disclosed |
DisclosureSEC source: 0001140361-22-001356 · form4.xml · derivative · entry 3 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,519 Underlying: Common Stock · 44,519 shares Expires 2024-02-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase Old nCino Shares ("Old nCino Option") converted automatically into an option to purchase Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such Old nCino Option immediately prior to the Effective Time. F6 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 87,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001356 · form4.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,760 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit granted by Old nCino ("Old nCino RSU") converted automatically into a restricted stock unit of the Issuer on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such Old nCino RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 54,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001356 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,358 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), each share of old nCino common stock, par value $0.0005 per share, ("Old nCino Shares") converted automatically into one share of common stock, par value $0.0005 per share, of the Issuer ("Shares"). As of January 7, 2022, the closing market price of the old nCino Shares was $50.82. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerStock Option (Right to Buy) · Derivative | 256,276 | Not disclosed Strike: $4.98 | Not disclosed |
DisclosureSEC source: 0001140361-22-001327 · form4.xml · derivative · entry 7 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 256,276 shares Expires 2027-02-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerStock Option (Right to Buy) · Derivative | 17,642 | Not disclosed Strike: $1.29 | Not disclosed |
DisclosureSEC source: 0001140361-22-001327 · form4.xml · derivative · entry 6 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,642 shares Expires 2024-08-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerStock Option (Right to Buy) · Derivative | 44,519 | Not disclosed Strike: $1.29 | Not disclosed |
DisclosureSEC source: 0001140361-22-001327 · form4.xml · derivative · entry 5 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,519 shares Expires 2024-02-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerRestricted Stock Units · Derivative | 40,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001327 · form4.xml · derivative · entry 4 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,782 shares Expires 2027-06-08 F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. F6 · derivative.exercise_date: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001327 · form4.xml · derivative · entry 3 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-08-15 F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. F5 · derivative.exercise_date: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 21,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001327 · form4.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 54,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001327 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,620 F8 · shares: Includes 407 Shares acquired under the Issuer's stock purchase plan on December 31, 2021. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 22:14 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 5,690 | $63.33 | $360,359.08 |
DisclosureSEC source: 0001140361-21-026962 · form4.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,571 F2 · kind: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:14 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-026962 · form4.xml · derivative · entry 3 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires 2026-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:14 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-026962 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 21:01 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001567619-21-013647 · doc1.xml · derivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,519 Underlying: Common Stock · 33,000 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four equal annual installments starting on August 1, 2014. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 21:01 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 33,000 | $1.29 | $42,570.00 |
DisclosureSEC source: 0001567619-21-013647 · doc1.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 21:40 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 6,184 | $62.28 | $385,164.26 |
DisclosureSEC source: 0000905148-21-000505 · form4.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,761 F2 · kind: These sales were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:40 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 13,593 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000505 · form4.xml · derivative · entry 3 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,782 Underlying: Common Stock · 13,593 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:40 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 13,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-21-000505 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 01:35 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantCommon Stock | 21,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-012070 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,352 F1 · shares: These RSUs vest in four equal annual installments starting on April 5, 2022, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:45 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 51,083 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001140361-21-001128 · form4.xml · derivative · entry 6 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,436 Underlying: Common Stock · 51,083 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in four equal annual installments starting on August 1, 2014. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:45 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,480 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001140361-21-001128 · form4.xml · derivative · entry 5 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,480 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in four equal annual installments starting on August 1, 2014. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:45 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 64,331 | $70.03 | $4,505,132.10 |
DisclosureSEC source: 0001140361-21-001128 · form4.xml · nonDerivative · entry 3 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732 F3 · kind: Certain of these shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.00 to $70.34, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| January 11, 2021 Filed Jan 14, 2021 02:45 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-001128 · form4.xml · derivative · entry 4 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2026-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| January 11, 2021 Filed Jan 14, 2021 02:45 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 58,563 | $1.29 | $75,546.27 |
DisclosureSEC source: 0001140361-21-001128 · form4.xml · nonDerivative · entry 2 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 14, 2021 02:45 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-001128 · form4.xml · nonDerivative · entry 1 Desmond Sean · CIK 0001815194 · Chief Customer Success Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.