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person · Reporting owner

Baum Richard L Jr

Disclosed activity across 2 companies

Tapewire entity
25838
SEC CIK
0001621461

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BGSF, INC.BGSF · Entity 7150DirectorAugust 04, 2026August 06, 2026
Unique Fabricating, Inc.UFAB · Entity 122086DirectorNovember 07, 2022November 23, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BGSF, INC.

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 per share par valueSEC Table I · non-derivativeDirect153,662 Reported balance After 2026-08-04 transaction · row 1
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 3,360 · Balance 153,662

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2036-08-04Direct1,000 Reported balance After 2026-08-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-04 · Grant · Acquired 1,000 · Balance 1,000

F1: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2036-08-04Direct2,000 Reported balance After 2026-08-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-04 · Grant · Acquired 1,000 · Balance 2,000

F1: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2036-08-04Direct4,000 Reported balance After 2026-08-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-04 · Grant · Acquired 1,000 · Balance 4,000

F1: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2036-08-04Direct4,000 Reported balance After 2026-08-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-04 · Grant · Acquired 1,000 · Balance 4,000

F1: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2036-08-04Direct5,000 Reported balance After 2026-08-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-04 · Grant · Acquired 1,000 · Balance 5,000

F1: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Unique Fabricating, Inc.

Report date November 07, 2022 · Filed November 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect368,333 Reported balance After 2022-11-07 transaction · row 1
1 source row

Row 1 · 2022-11-07 · Other · Acquired 31,539 · Balance 368,333

F1: The shares of common stock were among the shares issued as a fee to the placement agent of the Company's debt offering completed on November 7, 2022 and were subsequently distributed to employees of the placement agent.

F2: The number of shares issued to the placement agent was determined based on a per share price of $0.52.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock were among the shares issued as a fee to the placement agent of the Company's debt offering completed on November 7, 2022 and were subsequently distributed to employees of the placement agent.

F2: The number of shares issued to the placement agent was determined based on a per share price of $0.52.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 6, 2026 22:48 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001474903-26-000079 · wk-form4_1786056502.xml · derivative · entry 6

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2036-08-04

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 22:48 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001474903-26-000079 · wk-form4_1786056502.xml · derivative · entry 5

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2036-08-04

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 22:48 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001474903-26-000079 · wk-form4_1786056502.xml · derivative · entry 4

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2036-08-04

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 22:48 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001474903-26-000079 · wk-form4_1786056502.xml · derivative · entry 3

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2036-08-04

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 22:48 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001474903-26-000079 · wk-form4_1786056502.xml · derivative · entry 2

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2036-08-04

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 22:48 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 3,360 $0.00 $0.00
Disclosure

SEC source: 0001474903-26-000079 · wk-form4_1786056502.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,662

Read SEC document
May 06, 2026 Filed May 7, 2026 21:10 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 3,691 $0.00 $0.00
Disclosure

SEC source: 0001474903-26-000043 · wk-form4_1778188210.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,802

Read SEC document
February 04, 2026 Filed Feb 6, 2026 23:07 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 3,354 $0.00 $0.00
Disclosure

SEC source: 0001474903-26-000006 · wk-form4_1770419242.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,111

Read SEC document
November 05, 2025 Filed Nov 10, 2025 23:30 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 5,482 $0.00 $0.00
Disclosure

SEC source: 0001474903-25-000170 · wk-form4_1762817437.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,757

Read SEC document
August 05, 2025 Filed Aug 7, 2025 23:01 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001474903-25-000092 · wk-form4_1754607701.xml · derivative · entry 6

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2035-08-05

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 23:01 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001474903-25-000092 · wk-form4_1754607701.xml · derivative · entry 5

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2035-08-05

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 23:01 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001474903-25-000092 · wk-form4_1754607701.xml · derivative · entry 4

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2035-08-05

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 23:01 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001474903-25-000092 · wk-form4_1754607701.xml · derivative · entry 3

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2035-08-05

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 23:01 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001474903-25-000092 · wk-form4_1754607701.xml · derivative · entry 2

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2035-08-05

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 23:01 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 2,686 $0.00 $0.00
Disclosure

SEC source: 0001474903-25-000092 · wk-form4_1754607701.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,275

Read SEC document
May 07, 2025 Filed May 9, 2025 22:47 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 5,859 $0.00 $0.00
Disclosure

SEC source: 0001474903-25-000033 · wk-form4_1746830871.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,994

Read SEC document
February 05, 2025 Filed Feb 7, 2025 22:13 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 3,613 $0.00 $0.00
Disclosure

SEC source: 0001474903-25-000012 · wk-form4_1738966411.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,135

Read SEC document
November 06, 2024 Filed Nov 8, 2024 23:11 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 2,435 $0.00 $0.00
Disclosure

SEC source: 0001474903-24-000101 · wk-form4_1731107506.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,522

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · derivative · entry 8

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 per share par value · 7,500 shares

Expires 2024-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · derivative · entry 7

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2034-08-07

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · derivative · entry 6

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2034-08-07

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · derivative · entry 5

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2034-08-07

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · derivative · entry 4

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2034-08-07

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 1,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · derivative · entry 3

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, $0.01 per share par value · 1,000 shares

Expires 2034-08-07

F1 · security: Stock options to purchase shares pursuant to the BGSF, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 Exercise / conversionCommon Stock, $0.01 per share par value 7,500 $7.10 $53,250.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · nonDerivative · entry 2

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 21:05 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 2,145 $0.00 $0.00
Disclosure

SEC source: 0001474903-24-000071 · wk-form4_1723237546.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,572

Read SEC document
May 08, 2024 Filed May 10, 2024 20:23 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 2,054 $0.00 $0.00
Disclosure

SEC source: 0001474903-24-000044 · wk-form4_1715372584.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,427

Read SEC document
February 07, 2024 Filed Feb 10, 2024 00:29 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,831 $0.00 $0.00
Disclosure

SEC source: 0001474903-24-000016 · wk-form4_1707524943.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,373

Read SEC document
November 08, 2023 Filed Nov 14, 2023 00:04 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,976 $0.00 $0.00
Disclosure

SEC source: 0001474903-23-000137 · wk-form4_1699920242.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,542

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:05 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 2,001 $0.00 $0.00
Disclosure

SEC source: 0001474903-23-000091 · wf-form4_169178790860026.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,809

Read SEC document
August 09, 2023 Filed Sep 20, 2023 22:56 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $9.37 $0.00
Disclosure

SEC source: 0001474903-23-000109 · wf-form4_169525059522530.xml · derivative · entry 5

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2033-08-09

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 09, 2023 Filed Sep 20, 2023 22:56 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $9.37 $0.00
Disclosure

SEC source: 0001474903-23-000109 · wf-form4_169525059522530.xml · derivative · entry 4

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2033-08-09

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 09, 2023 Filed Sep 20, 2023 22:56 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $9.37 $0.00
Disclosure

SEC source: 0001474903-23-000109 · wf-form4_169525059522530.xml · derivative · entry 3

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2033-08-09

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 09, 2023 Filed Sep 20, 2023 22:56 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $9.37 $0.00
Disclosure

SEC source: 0001474903-23-000109 · wf-form4_169525059522530.xml · derivative · entry 2

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2033-08-09

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
August 09, 2023 Filed Sep 20, 2023 22:56 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $9.37 $0.00
Disclosure

SEC source: 0001474903-23-000109 · wf-form4_169525059522530.xml · derivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2033-08-09

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

Read SEC document
May 03, 2023 Filed May 5, 2023 21:50 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,904 $0.00 $0.00
Disclosure

SEC source: 0001474903-23-000045 · wf-form4_168332340928472.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,808

Read SEC document
February 08, 2023 Filed Feb 10, 2023 22:22 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,244 $0.00 $0.00
Disclosure

SEC source: 0001474903-23-000004 · wf-form4_167606770511818.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,660

Read SEC document
November 07, 2022 Filed Nov 23, 2022 09:33 UTC Unique Fabricating, Inc. UFAB · Entity 122086 OtherCommon Stock, $0.001 par value 31,539 $0.00 $0.00
Disclosure

SEC source: 0001617669-22-000085 · wf-form4_166921399143992.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,333

F1 · kind: The shares of common stock were among the shares issued as a fee to the placement agent of the Company's debt offering completed on November 7, 2022 and were subsequently distributed to employees of the placement agent.

F2 · price: The number of shares issued to the placement agent was determined based on a per share price of $0.52.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 22:03 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,319 $0.00 $0.00
Disclosure

SEC source: 0001474903-22-000082 · wf-form4_166759938781089.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,416

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August 03, 2022 Filed Aug 5, 2022 20:41 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001474903-22-000069 · wf-form4_165973207937099.xml · derivative · entry 6

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2032-08-03

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

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August 03, 2022 Filed Aug 5, 2022 20:41 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001474903-22-000069 · wf-form4_165973207937099.xml · derivative · entry 5

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2032-08-03

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

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August 03, 2022 Filed Aug 5, 2022 20:41 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001474903-22-000069 · wf-form4_165973207937099.xml · derivative · entry 4

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2032-08-03

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

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August 03, 2022 Filed Aug 5, 2022 20:41 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001474903-22-000069 · wf-form4_165973207937099.xml · derivative · entry 3

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2032-08-03

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

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August 03, 2022 Filed Aug 5, 2022 20:41 UTC BGSF, INC. BGSF · Entity 7150 GrantStock Options · Derivative 500 $0.00 Strike: $12.87 $0.00
Disclosure

SEC source: 0001474903-22-000069 · wf-form4_165973207937099.xml · derivative · entry 2

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock, $0.01 per share par value · 500 shares

Expires 2032-08-03

F1 · security: Stock options to purchase shares pursuant to the BG Staffing, Inc. 2013 Long-Term Incentive Plan.

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August 03, 2022 Filed Aug 5, 2022 20:41 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,263 $0.00 $0.00
Disclosure

SEC source: 0001474903-22-000069 · wf-form4_165973207937099.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,097

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May 04, 2022 Filed May 6, 2022 22:12 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,223 $0.00 $0.00
Disclosure

SEC source: 0001474903-22-000039 · wf-form4_165187514867037.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,576

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March 04, 2022 Filed Mar 7, 2022 16:26 UTC Unique Fabricating, Inc. UFAB · Entity 122086 OtherWarrant to Buy Common Stock · Derivative 19,540 $0.00 Strike: $3.12 $0.00
Disclosure

SEC source: 0001617669-22-000012 · wf-form4_164668838978809.xml · derivative · entry 2

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,040

Underlying: Warrant to Buy Common Stock · 19,540 shares

Expires 2026-09-21

F1 · kind: Mr. Baum received the warrants as part of a distribution, on March 4, 2022, by Taglich Brothers, Inc. of warrants to purchase an aggregate of 156,320 shares of common stock previously issued to it in September 2021 as placement agent for a private placement of common stock by the Company. The distribution by Taglich, for which it did not receive any payment, was to individuals associated with Taglich.

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February 02, 2022 Filed Feb 4, 2022 23:17 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,158 $0.00 $0.00
Disclosure

SEC source: 0001474903-22-000007 · wf-form4_164401664254278.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,971.104

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November 22, 2021 Filed Nov 24, 2021 22:07 UTC BGSF, INC. BGSF · Entity 7150 PurchaseCommon Stock, $0.01 per share par value 72.104 $15.04 $1,084.08
Disclosure

SEC source: 0001474903-21-000143 · wf-form4_163779161852726.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · R2MJ, LLC

Disclosed balance after: 98,813.104

F1 · shares: Shares acquired under a broker automatic dividend reinvestment plan.

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November 03, 2021 Filed Nov 5, 2021 22:21 UTC BGSF, INC. BGSF · Entity 7150 GrantCommon Stock, $0.01 per share par value 1,306 $0.00 $0.00
Disclosure

SEC source: 0001474903-21-000125 · wf-form4_163615085888546.xml · nonDerivative · entry 1

Baum Richard L Jr · CIK 0001621461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,741

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.