Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| nCino, Inc.NCNO · Entity 4391 | CFO & Treasurer | August 04, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
nCino, Inc.
Report date August 04, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 690,513 |
Reported balance
After 2026-08-04 transaction · row 1
1 source rowRow 1 · 2026-08-04 · Sale · Disposed 11,780 · Balance 690,513 F1: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
nCino OpCo, Inc.
Report date January 07, 2022 · Filed January 11, 2022
Section 16 reporting ended · disclosed 2022-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Disposition to issuer · Disposed 19,939 · Balance 21,620 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Row 2 · 2022-01-07 · Disposition to issuer · Disposed 21,620 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-08-15 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-07 · Disposition to issuer · Disposed 17,500 · Balance 0 F5: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 35,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-06-08 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-07 · Disposition to issuer · Disposed 53,016 · Balance 0 F6: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 70,688 RSU that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-02-01 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-07 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7: This option is currently exercisable. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.45 · Expires 2025-11-01 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-01-07 · Disposition to issuer · Disposed 122,448 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7: This option is currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.
F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82.
F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time.
F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time.
F5: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 35,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date.
F6: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 70,688 RSU that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date.
F7: This option is currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2022 Filed Jan 11, 2022 21:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 92,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001359 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,075 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit granted by Old nCino ("Old nCino RSU") converted automatically into a restricted stock unit of the Issuer on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such Old nCino RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 19,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001359 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,939 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), each share of old nCino common stock, par value $0.0005 per share, ("Old nCino Shares") converted automatically into one share of common stock, par value $0.0005 per share, of the Issuer ("Shares"). As of January 7, 2022, the closing market price of the old nCino Shares was $50.82. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerStock Options (Right to Buy) · Derivative | 122,448 | Not disclosed Strike: $2.45 | Not disclosed |
DisclosureSEC source: 0001140361-22-001332 · form4.xml · derivative · entry 6 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 122,448 shares Expires 2025-11-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerStock Options (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $4.98 | Not disclosed |
DisclosureSEC source: 0001140361-22-001332 · form4.xml · derivative · entry 5 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2027-02-01 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F7 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerRestricted Stock Units · Derivative | 53,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001332 · form4.xml · derivative · entry 4 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,016 shares Expires 2027-06-08 F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 70,688 RSU that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. F6 · derivative.exercise_date: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 70,688 RSU that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerRestricted Stock Units · Derivative | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001332 · form4.xml · derivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2026-08-15 F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 35,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. F5 · derivative.exercise_date: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 35,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 21,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001332 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 19,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001332 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,620 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 21:32 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,500 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001567619-21-016923 · doc1.xml · derivative · entry 5 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 26,500 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 21:32 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 1,260 | $75.99 | $95,751.68 |
DisclosureSEC source: 0001567619-21-016923 · doc1.xml · nonDerivative · entry 4 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,559 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer ("Shares") were sold in multiple transactions at prices ranging from $75.75 to $76.23, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (4). Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 21:32 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 16,420 | $75.26 | $1,235,736.36 |
DisclosureSEC source: 0001567619-21-016923 · doc1.xml · nonDerivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer ("Shares") were sold in multiple transactions at prices ranging from $74.75 to $75.74, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 21:32 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 8,820 | $74.32 | $655,519.16 |
DisclosureSEC source: 0001567619-21-016923 · doc1.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,239 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer ("Shares") were sold in multiple transactions at prices ranging from $73.75 to $74.72, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 21:32 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 26,500 | $4.98 | $131,970.00 |
DisclosureSEC source: 0001567619-21-016923 · doc1.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 22:19 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 4,018 | $63.33 | $254,467.98 |
DisclosureSEC source: 0001140361-21-026968 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,559 F2 · kind: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:19 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-026968 · form4.xml · derivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 8,750 shares Expires 2026-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:19 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 8,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-026968 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 21:35 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 8,111 | $62.28 | $505,185.52 |
DisclosureSEC source: 0000905148-21-000498 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,827 F2 · kind: These sales were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,102 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · derivative · entry 12 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,500 Underlying: Common Stock · 4,102 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,885 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · derivative · entry 11 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,885 shares Expires 2025-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in four equal annual installments starting on November 1, 2016. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 7,748 | $63.90 | $495,126.64 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 8 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,266 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $63.51 to $64.34, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (5). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 4,239 | $63.26 | $268,142.61 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 7 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,014 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $62.51 to $63.50, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (4). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 4,102 | $4.98 | $20,427.96 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 6 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 7,885 | $2.45 | $19,318.25 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 5 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:35 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 17,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000498 · form4.xml · derivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,016 Underlying: Common Stock · 17,672 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:35 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 17,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-21-000498 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,006 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · derivative · entry 10 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,602 Underlying: Common Stock · 5,006 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,507 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · derivative · entry 9 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,885 Underlying: Common Stock · 9,507 shares Expires 2025-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in four equal annual installments starting on November 1, 2016. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 5,008 | $63.66 | $318,827.31 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 4 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,266 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $63.50 to $64.00, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 9,505 | $63.10 | $599,739.84 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,274 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer ("Shares") were sold in multiple transactions at prices ranging from $62.50 to $63.495, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 5,006 | $4.98 | $24,929.88 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 9,507 | $2.45 | $23,292.15 |
DisclosureSEC source: 0000905148-21-000481 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 01:29 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,500 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0001140361-21-012066 · form4.xml · derivative · entry 6 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,392 Underlying: Common Stock · 26,500 shares Expires 2025-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in four equal annual installments starting on November 1, 2016. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 01:29 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 200 | $69.66 | $13,931.00 |
DisclosureSEC source: 0001140361-21-012066 · form4.xml · nonDerivative · entry 5 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,266 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.64 to $69.67, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 01:29 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 16,973 | $69.09 | $1,172,707.00 |
DisclosureSEC source: 0001140361-21-012066 · form4.xml · nonDerivative · entry 4 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,466 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.62 to $69.60, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 01:29 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 9,327 | $68.33 | $637,335.36 |
DisclosureSEC source: 0001140361-21-012066 · form4.xml · nonDerivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,439 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.62 to $68.61, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1). Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 01:29 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 26,500 | $2.45 | $64,925.00 |
DisclosureSEC source: 0001140361-21-012066 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 01:29 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantCommon Stock | 21,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-012066 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,266 F6 · shares: These RSUs vest in four equal annual installments starting on April 5, 2022, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:43 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 24,232 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001140361-21-001122 · form4.xml · derivative · entry 7 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,608 Underlying: Common Stock · 24,232 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:43 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,160 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001140361-21-001122 · form4.xml · derivative · entry 6 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,160 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:43 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 800 | $71.00 | $56,801.04 |
DisclosureSEC source: 0001140361-21-001122 · form4.xml · nonDerivative · entry 4 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.00 to $71.01, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:43 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 67,696 | $70.15 | $4,748,813.47 |
DisclosureSEC source: 0001140361-21-001122 · form4.xml · nonDerivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,446 F4 · kind: Certain of these shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.00 to $70.66, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:43 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 64,392 | $4.98 | $320,672.16 |
DisclosureSEC source: 0001140361-21-001122 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 14, 2021 02:43 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-001122 · form4.xml · derivative · entry 5 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 8,750 shares Expires 2026-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| January 11, 2021 Filed Jan 14, 2021 02:43 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 8,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-001122 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 74,476 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0001140361-20-022922 · form4.xml · derivative · entry 3 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,892 Underlying: Common Stock · 74,746 shares Expires 2025-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four equal annual installments starting on November 1, 2016. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 74,476 | $72.00 | $5,362,272.00 |
DisclosureSEC source: 0001140361-20-022922 · form4.xml · nonDerivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F2 · kind: The reporting person's sale of shares of common stock of the Issuer ("Shares") reported herein is matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's purchase of 1,000 Shares at a price of $31 per Share on July 16, 2020. The reporting person has paid to the Issuer $38,660, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 21:00 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 74,476 | $2.45 | $182,466.20 |
DisclosureSEC source: 0001140361-20-022922 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 22:03 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | PurchaseCommon Stock | 1,000 | $31.00 | $31,000.00 |
DisclosureSEC source: 0001140361-20-016220 · form4.xml · nonDerivative · entry 1 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 08, 2020 Filed Jul 16, 2020 22:03 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantRestricted Stock Units · Derivative | 70,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-016220 · form4.xml · derivative · entry 2 Orenstein Gregory · CIK 0001455185 · Chief Corp Dev & Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,688 Underlying: Common Stock · 70,688 shares Expires 2027-06-08 F2 · security: This transaction occurred prior to the Issuer's initial public offering and is being reported on Form 4 solely for purposes of compliance with Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended. The securities covered by such transaction were previously included on the Reporting Person's Form 3. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date, and provided that no RSUs can be settled until after the expiration of the lock-up period established in connection with the Issuer's initial public offering. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.