DOWNES SEAN P

SEC source: 0000891166-21-000012 · wf-form5_161368623450664.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492,382

SEC source: 0000891166-21-000012 · wf-form5_161368623450664.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,382

SEC source: 0000905148-20-000586 · form4.xml · derivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,294

Underlying: Common Stock · 221,294 shares

Expires 2030-04-30

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of April 30, 2020.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 73,764 shares on April 30, 2021; (b) 73,765 shares on April 30, 2022; and (c) 73,765 shares on April 30, 2023.

SEC source: 0000905148-20-000421 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,682

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.925 to $17.96, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-20-000417 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,682

SEC source: 0001140361-20-005196 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,682

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.385 to $21.387, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-20-005120 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485,682

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.533 to $21.536, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-20-005118 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · price: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

SEC source: 0001140361-20-005118 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480,682

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0001140361-20-005118 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · shares: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F2 · price: These PSUs were scheduled to vest on March 1, 2020, but since that date fell on a weekend, they vested the next business day, or March 2, 2020. These PSUs were settled in shares of Common Stock using the March 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000118 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000118 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,902

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 21, 2020.

SEC source: 0000905148-20-000118 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · shares: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs were scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds on January 20, 2018, (b) one-sixth on January 20, 2019, and (c) one-sixth on January 20, 2020.

F2 · price: These PSUs were scheduled to vest on January 20, 2020, but since that date fell on a holiday, they vested the next business day, or January 21, 2020. These PSUs were settled in shares of Common Stock using the January 21, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000087 · form4.xml · derivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019 but were conditioned upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vest on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019 but were conditioned upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vest on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019 but were conditioned upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vest on March 1, 2020, (b) 17,000 PSUs vest on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

SEC source: 0000905148-20-000015 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,315

Underlying: Common Stock · 18,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000015 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,163

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-20-000015 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · shares: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · price: These PSUs were scheduled to vest on January 1, 2020, but since that date fell on a holiday, they vested the next business day, or January 2, 2020. These PSUs were settled in shares of Common Stock using the January 2, 2020 closing price of the Common Stock.

SEC source: 0000905148-20-000379 · form5.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,023

SEC source: 0000905148-19-001033 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,553

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $27.8699 to $28.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-19-022563 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,053

SEC source: 0000905148-19-001021 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,464,553

SEC source: 0000905148-19-001021 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,553

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 6,250 restricted stock units ("RSUs") that were granted in connection with an Employment Agreement between the Company and Mr. Downes dated February 27, 2019. Such RSUs were scheduled to vest on December 1, 2019 but, since that date fell on a weekend, they vested on the next business day, or December 2, 2019.

SEC source: 0000905148-19-001016 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,200

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.0204 to $29.1798, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-001007 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,200

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.163 to $29.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-001005 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,200

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.26 to $29.8808, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000964 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,100

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $28.75 to $29.00, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000962 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,400

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $27.51 to $27.61, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000960 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,800

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $27.035 to $27.0586, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000952 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444,333

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $27.27 to $27.85, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000778 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438,833

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $28.55 to $28.78, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000762 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431,833

SEC source: 0000905148-19-000645 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,733

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $28.905 to $28.92, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-19-010840 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,733

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $28.79 to $28.9299, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000623 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425,233

F1 · date: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 6,250 restricted stock units ("RSUs") that were granted in connection with an Employment Agreement between the Company and Mr. Downes dated February 27, 2019. Such RSUs were scheduled to vest on June 1, 2019 but, since that date fell on a weekend, they vested on the next business day, or June 3, 2019.

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 6,250 restricted stock units ("RSUs") that were granted in connection with an Employment Agreement between the Company and Mr. Downes dated February 27, 2019. Such RSUs were scheduled to vest on June 1, 2019 but, since that date fell on a weekend, they vested on the next business day, or June 3, 2019.

SEC source: 0000905148-19-000609 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,880

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transaction at prices ranging from $28.33 to $28.675, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000449 · form4.xml · derivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,991

Underlying: Common Stock · 100,991 shares

Expires 2029-03-14

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of March 14, 2019.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 33,663 shares on March 14, 2020; (b) 33,664 shares on March 14, 2021; and (c) 33,664 shares on March 14, 2022.

SEC source: 0000905148-19-000430 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417,880

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 12,500 RSUs on March 8, 2019.

SEC source: 0000905148-19-000430 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,174

F1 · security: These restricted stock units ("RSUs") were granted in connection with an Employment Agreement between the Company and Mr. Downes dated February 27, 2019.

F2 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 12,500 RSUs vest on March 8, 2019, (b) 6,250 RSUs vest on June 1, 2019, and (c) 6,250 RSUs vest on December 1, 2019.

SEC source: 0000905148-19-000149 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,383

Underlying: Common Stock · 18,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_price: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.exercise_date: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · derivative.expiration_date: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000149 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496,247

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock on January 22, 2019.

SEC source: 0000905148-19-000149 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · shares: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 20, 2017, but were conditional upon the Issuer meeting certain growth performance goals for the 2017 calendar year. On January 17, 2018, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2017 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 20, 2018, (b) one-sixth vest on January 20, 2019, and (c) one-sixth vest on January 20, 2020.

F2 · price: On January 22, 2019, the one-sixth of the PSUs that were scheduled to vest on January 20, 2019 were settled in shares of Common Stock using the January 22, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000111 · form4.xml · derivative · entry 4

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,630

Underlying: Common Stock · 73,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.exercise_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · derivative.expiration_date: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000111 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,890

Underlying: Common Stock · 109,890 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

SEC source: 0000905148-19-000111 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485,650

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-19-000111 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · shares: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018, but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vest on January 1, 2019, (b) one-sixth vest on January 1, 2020, and (c) one-sixth vest on January 1, 2021.

F2 · price: Upon the Compensation Committee confirming that the Issuer met the performance goals for the 2018 calendar year, the two-thirds of the PSUs that were scheduled to vest on January 1, 2019 were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000015 · form4.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vested as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2017, (b) one-sixth vested on January 1, 2018, and (c) one-sixth vested on January 1, 2019.

F2 · derivative.exercise_price: Represents the one-sixth of the PSUs that vested on January 1, 2019 which were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vested as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2017, (b) one-sixth vested on January 1, 2018, and (c) one-sixth vested on January 1, 2019.

F2 · price: Represents the one-sixth of the PSUs that vested on January 1, 2019 which were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vested as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2017, (b) one-sixth vested on January 1, 2018, and (c) one-sixth vested on January 1, 2019.

F2 · derivative.exercise_date: Represents the one-sixth of the PSUs that vested on January 1, 2019 which were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vested as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2017, (b) one-sixth vested on January 1, 2018, and (c) one-sixth vested on January 1, 2019.

F2 · derivative.expiration_date: Represents the one-sixth of the PSUs that vested on January 1, 2019 which were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000015 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442,639

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

SEC source: 0000905148-19-000015 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vested as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2017, (b) one-sixth vested on January 1, 2018, and (c) one-sixth vested on January 1, 2019.

F2 · shares: Represents the one-sixth of the PSUs that vested on January 1, 2019 which were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on January 1, 2016, but were conditional upon the Issuer meeting certain growth performance goals for the 2016 calendar year. On January 9, 2017, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2016 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs vested as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2017, (b) one-sixth vested on January 1, 2018, and (c) one-sixth vested on January 1, 2019.

F2 · price: Represents the one-sixth of the PSUs that vested on January 1, 2019 which were settled in shares of Common Stock using the January 2, 2019 closing price of the Common Stock.

SEC source: 0000905148-19-000383 · form5.xml · nonDerivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328,420

SEC source: 0000905148-18-000916 · form4.xml · derivative · entry 7

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,334

Underlying: Common Stock · 216,666 shares

Expires 2027-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of January 20, 2017.

F6 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 216,666 shares vested on January 20, 2018; (b) 216,667 shares vest on January 20, 2019; and (c) 216,667 shares vest on January 20, 2020.