Miller Jamie S

SEC source: 0001888316-25-000022 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097

F1 · shares: Represents the grant of Annual Deferred Stock Units to Directors pursuant to the Qualcomm Incorporated 2025 Director Compensation Plan. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) March 18, 2028 (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.

SEC source: 0001633917-25-000050 · edgardoc.xml · derivative · entry 5

Miller Jamie S · CIK 0001290697 · EVP, Chief Fin & Op Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,371

Underlying: Common Stock · 2,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.

F3 · derivative.exercise_date: The reporting person received a restricted stock unit grant on December 15, 2023, subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001633917-25-000050 · edgardoc.xml · derivative · entry 4

Miller Jamie S · CIK 0001290697 · EVP, Chief Fin & Op Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,660

Underlying: Common Stock · 9,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.

F3 · derivative.exercise_date: The reporting person received a restricted stock unit grant on December 15, 2023, subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001633917-25-000050 · edgardoc.xml · nonDerivative · entry 3

Miller Jamie S · CIK 0001290697 · EVP, Chief Fin & Op Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,382

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person.

SEC source: 0001633917-25-000050 · edgardoc.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · EVP, Chief Fin & Op Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001633917-25-000050 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · EVP, Chief Fin & Op Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-25-000011 · edgardoc.xml · derivative · entry 2

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,938.3647

Underlying: Common Stock · 1,901.0354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-25-000011 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Joint Account

Disclosed balance after: 6,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on March 9, 2022.

F2 · ownership.nature: Securities held jointly with spouse.

SEC source: 0001633917-25-000029 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · EVP, Chief Fin & Op Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,964

Underlying: Common Stock · 88,964 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.

F2 · derivative.exercise_date: The reporting person received a restricted stock unit grant on March 1, 2025, subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001633917-24-000116 · edgardoc.xml · derivative · entry 5

Miller Jamie S · CIK 0001290697 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,282

Underlying: Common Stock · 11,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.

F3 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001633917-24-000116 · edgardoc.xml · derivative · entry 4

Miller Jamie S · CIK 0001290697 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,756

Underlying: Common Stock · 36,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.

F3 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001633917-24-000116 · edgardoc.xml · nonDerivative · entry 3

Miller Jamie S · CIK 0001290697 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,506

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person.

SEC source: 0001633917-24-000116 · edgardoc.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001633917-24-000116 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001888316-24-000025 · edgardoc.xml · derivative · entry 2

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,726.0743

Underlying: Common Stock · 2,056.6383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-24-000025 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Joint Account

Disclosed balance after: 4,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on March 10, 2021.

F2 · ownership.nature: Securities held jointly with spouse.

SEC source: 0001888316-24-000015 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,772.338

Underlying: Common Stock · 1,624 shares

Expires not disclosed

F1 · security: Represents the grant of Annual Deferred Stock Units to Directors pursuant to the Qualcomm Incorporated 2024 Director Compensation Plan.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001633917-23-000178 · edgardoc.xml · derivative · entry 2

Miller Jamie S · CIK 0001290697 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,924

Underlying: Common Stock · 34,924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.

F2 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001633917-23-000178 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,136

Underlying: Common Stock · 109,136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.

F2 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001888316-23-000023 · edgardoc.xml · derivative · entry 4

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.412

Underlying: Common Stock · 2,764.7318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-23-000023 · edgardoc.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 1,873

F2 · ownership.nature: Securities held jointly with spouse.

SEC source: 0001888316-23-000023 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 2,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Annual Deferred Stock Units granted to the recipient on May 4, 2020.

F2 · ownership.nature: Securities held jointly with spouse.

SEC source: 0001888316-23-000013 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,752.4928

Underlying: Common Stock · 2,203 shares

Expires not disclosed

F1 · security: Represents the grant of Annual Deferred Stock Units to Directors pursuant to the Qualcomm Incorporated 2023 Director Compensation Plan.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001888316-22-000014 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408.3893

Underlying: Common Stock · 1,774 shares

Expires not disclosed

F1 · security: Represents the grant of Annual Deferred Stock Units to Directors pursuant to the Qualcomm Incorporated 2022 Director Compensation Plan.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001205233-21-000013 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,557.4462

Underlying: Common Stock · 1,922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001205233-21-000003 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216.5303

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

SEC source: 0001205233-20-000061 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

SEC source: 0001205233-20-000035 · edgardoc.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590

Underlying: Common Stock · 2,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

SEC source: 0001231205-20-000040 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,680

Underlying: Common Stock · 34,679 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-20-000040 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,896

SEC source: 0001231205-20-000040 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-19-000185 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Underlying: Common Stock · 6,242 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-19-000185 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,150

SEC source: 0001231205-19-000185 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-19-000177 · edgar.xml · derivative · entry 6

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322

Underlying: Common Stock · 4,161 shares

Expires 2019-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 4

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,691

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-19-000177 · edgar.xml · derivative · entry 5

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739

Underlying: Common Stock · 4,369 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,378

SEC source: 0001231205-19-000177 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-19-000147 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,808

Underlying: Common Stock · 10,403 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-19-000147 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,951

SEC source: 0001231205-19-000147 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-19-000139 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,605 shares

Expires 2019-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

SEC source: 0001231205-19-000139 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,166

SEC source: 0001231205-19-000139 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001231205-19-000080 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,290

Underlying: Common Stock · 380,290 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

SEC source: 0001231205-19-000080 · edgar.xml · derivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

SEC source: 0001231205-19-000060 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,359

Underlying: Common Stock · 34,679 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

F3 · shares: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

SEC source: 0001231205-19-000060 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,578

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.