Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | Director · CEO and Chairman BOD · 10% owner | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2025 Annuity Trust V-B | 57,336 |
Reported balance
After 2026-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336 F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B. |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2017 Revocable Trust | 44,290 |
Reported balance
After 2026-09-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290 F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B. |
| Class A Common StockSEC Table I · non-derivative | Direct | 39,626 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,626 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2020 Nonexempt Irrevocable Trust | 92,276 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 92,276 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2020 Irrevocable Trust | 42,500 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 42,500 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2025 Annuity Trust V | 82,034 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 82,034 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2026 Annuity Trust V | 72,699 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 72,699 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood Gifts Trust | 20,612 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 20,612 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2026 Annuity Trust V-B | 169,006 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 169,006 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,435 | $137.32 | $883,657.42 |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 48,027 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.70 to $137.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,692 | $136.13 | $774,849.11 |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 54,462 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.70 to $136.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,073 | $135.09 | $685,334.91 |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 60,154 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.71 to $135.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,065 | $134.29 | $680,181.38 |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 65,227 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.70 to $134.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,300 | $133.33 | $173,330.95 |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 70,292 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.69 to $133.676 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 25, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · derivative · entry 16 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 18,900,233 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 25, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 Read SEC document |
| November 25, 2019 Filed Dec 5, 2019 00:36 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000203 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 186,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · derivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 19,050,233 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 711 | $0.00 Strike: $146.50 | $0.00 |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · derivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711 Underlying: Class A Common Stock · 711 shares Expires 2029-10-31 F9 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in annual base salary of the Reporting Person of $41,666.67. F8 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 400 | $148.22 | $59,288.00 |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.70 to $148.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,000 | $146.99 | $587,972.00 |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,992 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.70 to $147.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 18,753 | $146.16 | $2,740,908.48 |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 40,992 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.68 to $146.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,687 | $145.22 | $1,261,561.76 |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 59,745 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.68 to $145.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,160 | $144.39 | $456,268.29 |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 68,432 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.67 to $144.66 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:44 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000185 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · derivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 19,085,233 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,017 | $0.00 Strike: $102.40 | $0.00 |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · derivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017 Underlying: Class A Common Stock · 1,017 shares Expires 2029-09-30 F9 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in annual base salary of the Reporting Person of $41,666.67. F8 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,930 | $104.92 | $202,488.65 |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.76 to $105.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 9,067 | $103.94 | $942,458.43 |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 38,522 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.63 to $104.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 12,875 | $102.96 | $1,325,581.68 |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 47,589 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.60 to $103.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,923 | $102.10 | $706,806.45 |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 60,464 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.60 to $102.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,205 | $101.17 | $425,438.35 |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 67,387 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.60 to $101.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:53 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-025029 · doc4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · derivative · entry 13 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 19,120,233 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 664 | $0.00 Strike: $156.88 | $0.00 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · derivative · entry 12 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664 Underlying: Class A Common Stock · 664 shares Expires 2029-09-02 F11 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in annual base salary of the Reporting Person of $41,666.67. F10 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,858 | $156.95 | $605,500.37 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 10 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.80 to $157.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 12,690 | $156.26 | $1,982,958.44 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 9 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 40,450 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.79 to $156.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,979 | $155.41 | $773,774.44 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 53,140 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.79 to $155.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,149 | $154.11 | $639,421.48 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 58,119 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.75 to $154.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,724 | $153.41 | $878,143.45 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 62,268 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.75 to $153.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,000 | $152.25 | $456,741.90 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 67,992 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.70 to $152.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 600 | $150.81 | $90,484.98 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 70,992 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.44 to $151.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 30, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 415,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · derivative · entry 11 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 19,155,223 Underlying: Class A Common Stock · 415,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 30, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 415,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 Read SEC document |
| August 30, 2019 Filed Sep 6, 2019 00:55 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 415,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000159 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 451,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 00:43 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 287,730 | $0.00 Strike: $100.85 | $0.00 |
DisclosureSEC source: 0001716837-19-000134 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,730 Underlying: Class A Common Stock · 287,730 shares Expires 2029-07-31 F1 · derivative.exercise_date: This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 8/14/2022 Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · derivative · entry 10 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 19,570,233 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,033 | $0.00 Strike: $100.85 | $0.00 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · derivative · entry 9 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 Underlying: Class A Common Stock · 1,033 shares Expires 2029-07-31 F11 · price: This Stock Option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in annual base salary of the Reporting Person of $41,666.67. F10 · derivative.exercise_date: The Stock Option is fully vested. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 200 | $105.59 | $21,117.00 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,592 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.58 to $105.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 13,856 | $105.07 | $1,455,794.50 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 36,792 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.58 to $105.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,088 | $104.22 | $634,510.23 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 50,648 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.57 to $104.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,600 | $102.63 | $164,211.04 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 56,736 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.32 to $103.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,580 | $101.64 | $262,225.78 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 58,336 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.32 to $102.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 9,176 | $100.87 | $925,559.26 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 60,916 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.32 to $101.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,500 | $99.95 | $149,917.95 |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 70,092 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.28 to $100.20 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:42 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-19-000139 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 71,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000124 · edgar.xml · derivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 19,605,233 Underlying: Class A Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.