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person · Reporting owner

Wood Anthony J.

Disclosed activity across 1 company

Tapewire entity
2552
SEC CIK
0001716837

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524Director · CEO and Chairman BOD · 10% ownerSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V-B57,336 Reported balance After 2026-09-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeIndirectWood 2017 Revocable Trust44,290 Reported balance After 2026-09-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeDirect39,626 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 39,626

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Nonexempt Irrevocable Trust92,276 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 92,276

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Irrevocable Trust42,500 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 42,500

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V82,034 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 82,034

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V72,699 Reported balance Holding disclosure · report date 2026-09-14 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 72,699

Class A Common StockSEC Table I · non-derivativeIndirectWood Gifts Trust20,612 Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,612

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V-B169,006 Reported balance Holding disclosure · report date 2026-09-14 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 169,006

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 3,653 $430.40 $1,572,256.68
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 18

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,100

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F16 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.98 to $430.77 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 5,156 $429.45 $2,214,255.54
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 17

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 28,753

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.98 to $429.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 6,554 $428.46 $2,808,106.52
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 16

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 33,909

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.98 to $428.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 10,536 $427.41 $4,503,162.26
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 15

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 40,463

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $426.97 to $427.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 6,076 $426.52 $2,591,537.34
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 14

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 50,999

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.95 to $426.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,600 $425.46 $1,957,103.12
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 57,075

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $424.93 to $425.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,923 $424.29 $2,088,786.56
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 61,675

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $423.89 to $424.77 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 7,626 $423.35 $3,228,477.78
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 66,598

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $422.88 to $423.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 10,621 $422.27 $4,484,967.91
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 74,224

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $421.87 to $422.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 13,564 $421.43 $5,716,330.78
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 84,845

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $420.84 to $421.81 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 5,691 $420.33 $2,392,086.65
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 98,409

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $419.81 to $420.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,800 $419.36 $2,012,948.16
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 104,100

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.76 to $419.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 400 $417.69 $167,075.00
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 108,900

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.28 to $417.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 700 $416.28 $291,395.02
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 109,300

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.85 to $416.58 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 45,000 $2.76 $124,200.00
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 110,000

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 45,000 $2.76 $124,200.00
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 45,000 $2.76 $124,200.00
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 22:31 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001716837-21-000112 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $2.76 Strike: $2.76 $69,000.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · derivative · entry 30

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 25,000 $2.76 Strike: $2.76 $69,000.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · derivative · entry 29

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $2.76 Strike: $2.76 $69,000.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · derivative · entry 28

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,333

Underlying: Class B Common Stock · 25,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F24 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 55,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · derivative · entry 27

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 16,865,815

Underlying: Class A Common Stock · 55,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 425 $418.62 $177,914.99
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 25

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F23 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.48 to $418.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,818 $417.66 $1,176,956.30
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 24

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,425

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F22 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.22 to $418.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,000 $416.61 $833,210.20
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 23

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 28,243

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F21 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.17 to $417.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,700 $415.81 $706,882.27
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 22

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 30,243

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F20 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.17 to $416.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,100 $414.68 $870,834.93
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 21

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 31,943

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F19 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.15 to $415.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 6,000 $413.48 $2,480,870.40
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 20

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 34,043

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F18 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.06 to $414.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 3,875 $412.47 $1,598,322.03
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 19

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 40,043

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F17 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.06 to $413.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 6,034 $411.51 $2,483,034.44
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 18

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 43,918

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F16 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.05 to $412.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,000 $410.64 $1,642,573.20
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 17

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 49,952

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $410.04 to $411.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,800 $409.62 $737,324.82
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 16

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 53,952

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $408.98 to $409.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,546 $408.41 $1,856,635.95
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 15

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 55,752

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $407.98 to $408.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 3,257 $407.69 $1,327,851.22
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 14

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 60,298

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $406.98 to $407.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 980 $406.17 $398,044.84
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 63,555

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.98 to $406.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 11,611 $405.41 $4,707,194.61
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 64,535

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $404.94 to $405.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 13,909 $404.41 $5,624,970.68
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 76,146

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $403.93 to $404.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 5,173 $403.44 $2,086,989.43
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 90,055

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $402.92 to $403.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 3,075 $402.45 $1,237,529.14
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 95,228

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.90 to $402.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,141 $401.59 $458,214.87
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 98,303

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.90 to $401.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,600 $400.31 $1,040,802.10
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 99,444

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.82 to $400.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,156 $399.22 $860,711.64
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 102,044

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.78 to $399.76 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 800 $398.25 $318,596.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 104,200

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $397.77 to $398.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 25,000 $2.76 $69,000.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 105,000

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 25,000 $2.76 $69,000.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 $2.76 $69,000.00
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:04 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 55,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001716837-21-000109 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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July 01, 2021 Filed Jul 6, 2021 23:37 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 133 $0.00 Strike: $435.67 $0.00
Disclosure

SEC source: 0001716837-21-000107 · edgar.xml · derivative · entry 32

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

Underlying: Class A Common Stock · 133 shares

Expires 2031-06-30

F25 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the Reporting Person of $20,000.00.

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July 01, 2021 Filed Jul 6, 2021 23:37 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 45,000 $2.76 Strike: $2.76 $124,200.00
Disclosure

SEC source: 0001716837-21-000107 · edgar.xml · derivative · entry 31

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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July 01, 2021 Filed Jul 6, 2021 23:37 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass B Common Stock · Derivative 45,000 $2.76 Strike: $2.76 $124,200.00
Disclosure

SEC source: 0001716837-21-000107 · edgar.xml · derivative · entry 30

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 45,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.