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Hill Path Capital Co-Investment Partners LP

Disclosed activity across 2 companies

Tapewire entity
25452
SEC CIK
0001661913

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dave & Buster's Entertainment, Inc.PLAY · Entity 446SEE EXPLANATION OF RESPONSESAugust 05, 2026August 07, 2026
United Parks & Resorts Inc.PRKS · Entity 460110% ownerSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dave & Buster's Entertainment, Inc.

Report date August 05, 2026 · Filed August 07, 2026

Jointly reported with Hill Path Capital Partners LP, Hill Path Capital Partners II LP, Hill Path Capital Partners GP LLC, Hill Path Capital Partners II GP LLC, Hill Path Investment Holdings LLC, Hill Path Investment Holdings II LLC, Hill Path Capital LP, Hill Path Holdings LLC, ROSS SCOTT I

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Scott Ross18,893 Reported balance After 2026-08-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-08-05 · Grant · Acquired 952 · Balance 18,893

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Represents restricted stock units granted to Mr. Ross under the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan. The restricted stock units will vest on August 5, 2027.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path D Fund LP156,760 Reported balance Holding disclosure · report date 2026-08-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 156,760

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: Shares of Common Stock owned directly by Hill Path D Fund. HP D GP, as the general partner of Hill Path D Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Hill Path Investment Holdings II, as the managing member of HP D GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Hill Path, as the investment manager of Hill Path D Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path G Fund LP1,293,990 Reported balance Holding disclosure · report date 2026-08-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,293,990

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5: Shares of Common Stock owned directly by Hill Path G Fund. HP G GP, as the general partner of Hill Path G Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Hill Path Investment Holdings II, as the managing member of HP G GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Hill Path, as the investment manager of Hill Path G Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path J Fund LP650,501 Reported balance Holding disclosure · report date 2026-08-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 650,501

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6: Shares of Common Stock owned directly by Hill Path J Fund. HP J GP, as the general partner of Hill Path J Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Hill Path Investment Holdings II, as the managing member of HP J GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Hill Path, as the investment manager of Hill Path J Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Partners LP2,095,246 Reported balance Holding disclosure · report date 2026-08-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 2,095,246

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F7: Shares of Common Stock owned directly by Hill Path Capital. Hill Path GP, as the general partner of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path, as the investment manager of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Partners II LP2,869,527 Reported balance Holding disclosure · report date 2026-08-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 2,869,527

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F8: Shares of Common Stock owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Co-Investment Partners LP53,231 Reported balance Holding disclosure · report date 2026-08-05 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 53,231

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F9: Shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path GP, as the general partner of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path, as the investment manager of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path D Fund LP ("Hill Path D Fund"), Hill Path G Fund LP ("Hill Path G Fund"), Hill Path J Fund LP ("Hill Path J Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), HP D GP LLC ("HP D GP"), HP G GP LLC ("HP G GP"), HP J GP LLC ("HP J GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Represents restricted stock units granted to Mr. Ross under the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan. The restricted stock units will vest on August 5, 2027.

F4: Shares of Common Stock owned directly by Hill Path D Fund. HP D GP, as the general partner of Hill Path D Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Hill Path Investment Holdings II, as the managing member of HP D GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Hill Path, as the investment manager of Hill Path D Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path D Fund.

F5: Shares of Common Stock owned directly by Hill Path G Fund. HP G GP, as the general partner of Hill Path G Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Hill Path Investment Holdings II, as the managing member of HP G GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Hill Path, as the investment manager of Hill Path G Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path G Fund.

F6: Shares of Common Stock owned directly by Hill Path J Fund. HP J GP, as the general partner of Hill Path J Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Hill Path Investment Holdings II, as the managing member of HP J GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Hill Path, as the investment manager of Hill Path J Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path J Fund.

F7: Shares of Common Stock owned directly by Hill Path Capital. Hill Path GP, as the general partner of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path, as the investment manager of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital.

F8: Shares of Common Stock owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II.

F9: Shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path GP, as the general partner of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path, as the investment manager of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment.

United Parks & Resorts Inc.

Report date September 30, 2026 · Filed October 03, 2026

Jointly reported with Hill Path Capital Partners LP, Hill Path Capital Partners-H LP, Hill Path Capital Partners Co-Investment E LP, Hill Path Capital Partners Co-Investment E2 LP, Hill Path Capital Partners GP LLC, Hill Path Capital Partners E GP LLC, Hill Path Investment Holdings LLC, Hill Path Capital LP, ROSS SCOTT I

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Scott Ross108,518 Reported balance After 2026-09-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 2,641 · Balance 108,518

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Partners LP5,885,065 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,885,065

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: Shares of Common Stock owned directly by Hill Path Capital. Hill Path GP, as the general partner of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path, as the investment manager of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Co-Investment Partners LP176,201 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 176,201

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5: Shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path GP, as the general partner of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path, as the investment manager of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Partners Co-Investment E LP6,109,961 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,109,961

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6: Shares of Common Stock owned directly by Hill Path E. Hill Path E GP, as the general partner of Hill Path E, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Hill Path Investment Holdings, as the managing member of Hill Path E GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Hill Path, as the investment manager of Hill Path E, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Partners Co-Investment E2 LP402,017 Reported balance Holding disclosure · report date 2026-09-30 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 402,017

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F7: Shares of Common Stock owned directly by Hill Path E2. Hill Path E GP, as the general partner of Hill Path E2, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Hill Path Investment Holdings, as the managing member of Hill Path E GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Hill Path, as the investment manager of Hill Path E2, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Partners-H LP1,334,162 Reported balance Holding disclosure · report date 2026-09-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,334,162

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F8: Shares of Common Stock owned directly by Hill Path H. Hill Path GP, as the general partner of Hill Path H, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Hill Path, as the investment manager of Hill Path H, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H.

Common StockSEC Table I · non-derivativeIndirectBy Hill Path Capital Partners Co-Investment S LP83,900 Reported balance Holding disclosure · report date 2026-09-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 83,900

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F9: Shares of Common Stock owned directly by Hill Path S. Hill Path S GP, as the general partner of Hill Path S, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Hill Path Investment Holdings, as the managing member of Hill Path S GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Hill Path, as the investment manager of Hill Path S, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S.

Common StockSEC Table I · non-derivativeIndirectBy HEP Fund LP10,518,006 Reported balance Holding disclosure · report date 2026-09-30 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 10,518,006

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F10: Shares of Common Stock owned directly by HEP Fund. HE GP, as the general partner of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Investment Holdings, as the managing member of HE GP, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path, as the investment manager of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund.

Common StockSEC Table I · non-derivativeIndirectBy HM Fund LP2,695,994 Reported balance Holding disclosure · report date 2026-09-30 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 2,695,994

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F11: Shares of Common Stock owned directly by HM Fund. HM GP, as the general partner of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Investment Holdings, as the managing member of HM GP, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path, as the investment manager of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Granted under the Issuer's 2025 Omnibus Incentive Plan and vests 100% immediately.

F4: Shares of Common Stock owned directly by Hill Path Capital. Hill Path GP, as the general partner of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path, as the investment manager of Hill Path Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital.

F5: Shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path GP, as the general partner of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path, as the investment manager of Hill Path Co-Investment, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Co-Investment.

F6: Shares of Common Stock owned directly by Hill Path E. Hill Path E GP, as the general partner of Hill Path E, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Hill Path Investment Holdings, as the managing member of Hill Path E GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Hill Path, as the investment manager of Hill Path E, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E.

F7: Shares of Common Stock owned directly by Hill Path E2. Hill Path E GP, as the general partner of Hill Path E2, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Hill Path Investment Holdings, as the managing member of Hill Path E GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Hill Path, as the investment manager of Hill Path E2, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path E2.

F8: Shares of Common Stock owned directly by Hill Path H. Hill Path GP, as the general partner of Hill Path H, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Hill Path Investment Holdings, as the managing member of Hill Path GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Hill Path, as the investment manager of Hill Path H, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path H.

F9: Shares of Common Stock owned directly by Hill Path S. Hill Path S GP, as the general partner of Hill Path S, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Hill Path Investment Holdings, as the managing member of Hill Path S GP, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Hill Path, as the investment manager of Hill Path S, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path S.

F10: Shares of Common Stock owned directly by HEP Fund. HE GP, as the general partner of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Investment Holdings, as the managing member of HE GP, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path, as the investment manager of HEP Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HEP Fund.

F11: Shares of Common Stock owned directly by HM Fund. HM GP, as the general partner of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Investment Holdings, as the managing member of HM GP, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path, as the investment manager of HM Fund, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund. Mr. Ross, as the managing member of each of Hill Path Investment Holdings, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by HM Fund.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2022 Filed May 3, 2022 00:28 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 80,707 $45.91 $3,705,000.11
Disclosure

SEC source: 0000921895-22-001440 · form411269004a_05022022.xml · derivative · entry 7

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path D Fund LP

Disclosed balance after: 80,707

Underlying: Common Stock · 80,707 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F9 · ownership.nature: Securities owned directly by Hill Path D Fund. HP D GP, as the general partner of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Investment Holdings II, as the managing member of HP D GP, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path, as the investment manager of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path D Fund.

Read SEC document
April 29, 2022 Filed May 3, 2022 00:28 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 80,708 $45.91 $3,705,046.01
Disclosure

SEC source: 0000921895-22-001440 · form411269004a_05022022.xml · derivative · entry 6

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 80,708

Underlying: Common Stock · 80,708 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 28, 2022 Filed May 3, 2022 00:28 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 86,271 $46.60 $4,019,995.67
Disclosure

SEC source: 0000921895-22-001440 · form411269004a_05022022.xml · derivative · entry 5

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path D Fund LP

Disclosed balance after: 86,271

Underlying: Common Stock · 86,271 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F9 · ownership.nature: Securities owned directly by Hill Path D Fund. HP D GP, as the general partner of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Investment Holdings II, as the managing member of HP D GP, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path, as the investment manager of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path D Fund.

Read SEC document
April 28, 2022 Filed May 3, 2022 00:28 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 86,271 $46.60 $4,019,995.67
Disclosure

SEC source: 0000921895-22-001440 · form411269004a_05022022.xml · derivative · entry 4

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 86,271

Underlying: Common Stock · 86,271 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,116,491 notional shares of Common Stock and an aggregate of 421,579 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,538,070 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 27, 2022 Filed Apr 28, 2022 00:02 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 86,983 $46.05 $4,005,367.09
Disclosure

SEC source: 0000921895-22-001392 · form411269004a_04272022.xml · derivative · entry 9

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path D Fund LP

Disclosed balance after: 86,983

Underlying: Common Stock · 86,983 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F9 · ownership.nature: Securities owned directly by Hill Path D Fund. HP D GP LLC ("HP D GP"), as the general partner of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Investment Holdings II, as the managing member of HP D GP, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path, as the investment manager of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path D Fund.

Read SEC document
April 27, 2022 Filed Apr 28, 2022 00:02 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 86,983 $46.05 $4,005,367.09
Disclosure

SEC source: 0000921895-22-001392 · form411269004a_04272022.xml · derivative · entry 8

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 86,983

Underlying: Common Stock · 86,983 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 00:02 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 53,360 $46.91 $2,503,096.26
Disclosure

SEC source: 0000921895-22-001392 · form411269004a_04272022.xml · derivative · entry 7

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path D Fund LP

Disclosed balance after: 53,360

Underlying: Common Stock · 53,360 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F9 · ownership.nature: Securities owned directly by Hill Path D Fund. HP D GP LLC ("HP D GP"), as the general partner of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Investment Holdings II, as the managing member of HP D GP, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path, as the investment manager of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path D Fund.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 00:02 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 53,359 $46.91 $2,503,049.35
Disclosure

SEC source: 0000921895-22-001392 · form411269004a_04272022.xml · derivative · entry 6

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 53,359

Underlying: Common Stock · 53,359 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 25, 2022 Filed Apr 28, 2022 00:02 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 21,892 $47.18 $1,032,919.29
Disclosure

SEC source: 0000921895-22-001392 · form411269004a_04272022.xml · derivative · entry 5

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path D Fund LP

Disclosed balance after: 21,892

Underlying: Common Stock · 21,892 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F9 · ownership.nature: Securities owned directly by Hill Path D Fund. HP D GP LLC ("HP D GP"), as the general partner of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Investment Holdings II, as the managing member of HP D GP, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path, as the investment manager of Hill Path D Fund, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path D Fund. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path D Fund.

Read SEC document
April 25, 2022 Filed Apr 28, 2022 00:02 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 21,893 $47.18 $1,032,966.47
Disclosure

SEC source: 0000921895-22-001392 · form411269004a_04272022.xml · derivative · entry 4

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 21,893

Underlying: Common Stock · 21,893 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II and Hill Path D Fund (collectively, the "Hill Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 889,933 notional shares of Common Stock and an aggregate of 162,235 notional shares of Common Stock, respectively. To date, the Swaps provide the Hill Funds with economic exposure to an aggregate of 1,052,168 notional shares of Common Stock (the "Subject Shares") and provide the Hill Funds with economic results that are comparable to the economic results of ownership but do not provide the Hill Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 19:54 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 98,156 $46.02 $4,516,874.10
Disclosure

SEC source: 0000921895-22-001264 · form411269004_04152022.xml · derivative · entry 5

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 98,156

Underlying: Common Stock · 98,156 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 727,698 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 727,698 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 727,698 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 19:54 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 166,000 $45.16 $7,495,995.60
Disclosure

SEC source: 0000921895-22-001264 · form411269004_04152022.xml · derivative · entry 4

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 166,000

Underlying: Common Stock · 166,000 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 727,698 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 727,698 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 727,698 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 12, 2022 Filed Apr 12, 2022 22:15 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 155,000 $43.19 $6,694,202.00
Disclosure

SEC source: 0000921895-22-001224 · form411269004_04122022.xml · derivative · entry 6

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 155,000

Underlying: Common Stock · 155,000 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 11, 2022 Filed Apr 12, 2022 22:15 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 218,217 $42.23 $9,216,045.85
Disclosure

SEC source: 0000921895-22-001224 · form411269004_04122022.xml · derivative · entry 5

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 218,217

Underlying: Common Stock · 218,217 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 22:15 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 PurchaseCash-Settled Total Return Swap · Derivative 90,325 $40.43 $3,651,767.49
Disclosure

SEC source: 0000921895-22-001224 · form411269004_04122022.xml · derivative · entry 4

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 90,325

Underlying: Common Stock · 90,325 shares

Expires 2029-04-09

F7 · security: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_price: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F7 · derivative.exercise_date: To date, Hill Path Capital II has entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 463,542 notional shares of Common Stock (the "Subject Shares"). The Swaps provide Hill Path Capital II with economic exposure to the Subject Shares and provide Hill Path Capital II with economic results that are comparable to the economic results of ownership of the Subject Shares, but do not provide Hill Path Capital II with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F8 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F6 · ownership.nature: Securities owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by Hill Path Capital II.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:17 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 1,083 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-001084 · form411269002a_04042022.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 50,184

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:34 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 1,903 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-000063 · form411269002a_01042022.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 49,101

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 02:12 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 GrantCommon Stock 58,863 $36.71 $2,160,737.12
Disclosure

SEC source: 0001193805-21-001768 · form411269004_12152021.xml · nonDerivative · entry 3

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 2,869,527

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Shares of Common Stock owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II.

Read SEC document
December 13, 2021 Filed Dec 16, 2021 02:12 UTC Dave & Buster's Entertainment, Inc. PLAY · Entity 446 GrantCommon Stock 75,000 $35.31 $2,648,070.00
Disclosure

SEC source: 0001193805-21-001768 · form411269004_12152021.xml · nonDerivative · entry 2

Hill Path Capital Partners LP · CIK 0001661914 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II LP · CIK 0001756658 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners GP LLC · CIK 0001676386 · SEE EXPLANATION OF RESPONSES

Hill Path Capital Partners II GP LLC · CIK 0001826029 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings LLC · CIK 0001676389 · SEE EXPLANATION OF RESPONSES

Hill Path Investment Holdings II LLC · CIK 0001826028 · SEE EXPLANATION OF RESPONSES

Hill Path Capital LP · CIK 0001676292 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

ROSS SCOTT I · CIK 0001549220 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hill Path Capital Partners II LP

Disclosed balance after: 2,810,664

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Capital Partners II LP ("Hill Path Capital II"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners II GP LLC ("Hill Path GP II"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Investment Holdings II LLC ("Hill Path Investment Holdings II"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Shares of Common Stock owned directly by Hill Path Capital II. Hill Path GP II, as the general partner of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Investment Holdings II, as the managing member of Hill Path GP II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path, as the investment manager of Hill Path Capital II, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II. Mr. Ross, as the managing partner of each of Hill Path Investment Holdings II, Hill Path and Hill Path Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by Hill Path Capital II.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:26 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-002351 · form411269002sea1_10042021.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 47,198

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:12 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 1,152 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-001754 · form411269002sea1_07022021.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 46,061

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 21:40 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-001645 · form411269002a_06152021.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 44,909

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Represents deferred stock units granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vest 100% on the day before the 2022 Annual Stockholder's Meeting of the Issuer. The shares subject to these units will be issued to Mr. Ross three months after his "separation from service" as a director pursuant to the terms of the award agreement.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:32 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 1,160 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-000920 · form411269002ros1_04022021.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 42,209

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:42 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 3,053 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-000011 · form411269002ros1_01042021.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 41,049

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 23:46 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 2,678 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-002514 · form411269002sea1_10022020.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 37,996

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 23:30 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 22,563 $15.71 $354,525.65
Disclosure

SEC source: 0000921895-20-001979 · form411269002a_07132020.xml · derivative · entry 11

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 22,563

Underlying: Common Stock · 22,563 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,130,373 notional shares of Common Stock and an aggregate of 1,291,058 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,421,431 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,130,373 notional shares of Common Stock and an aggregate of 1,291,058 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,421,431 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,130,373 notional shares of Common Stock and an aggregate of 1,291,058 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,421,431 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 23:30 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 54,707 $15.71 $859,594.68
Disclosure

SEC source: 0000921895-20-001979 · form411269002a_07132020.xml · derivative · entry 10

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 54,707

Underlying: Common Stock · 54,707 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,130,373 notional shares of Common Stock and an aggregate of 1,291,058 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,421,431 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,130,373 notional shares of Common Stock and an aggregate of 1,291,058 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,421,431 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,130,373 notional shares of Common Stock and an aggregate of 1,291,058 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,421,431 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
July 08, 2020 Filed Jul 8, 2020 23:25 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 40,497 $16.00 $648,113.99
Disclosure

SEC source: 0000921895-20-001954 · form411269002a_07082020.xml · derivative · entry 15

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 40,497

Underlying: Common Stock · 40,497 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
July 08, 2020 Filed Jul 8, 2020 23:25 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 98,193 $16.00 $1,571,480.77
Disclosure

SEC source: 0000921895-20-001954 · form411269002a_07082020.xml · derivative · entry 14

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 98,193

Underlying: Common Stock · 98,193 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 23:25 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 93,851 $15.62 $1,466,159.09
Disclosure

SEC source: 0000921895-20-001954 · form411269002a_07082020.xml · derivative · entry 13

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 93,851

Underlying: Common Stock · 93,851 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 23:25 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 227,556 $15.62 $3,554,925.34
Disclosure

SEC source: 0000921895-20-001954 · form411269002a_07082020.xml · derivative · entry 12

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 227,556

Underlying: Common Stock · 227,556 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 23:25 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 56,517 $15.64 $883,773.28
Disclosure

SEC source: 0000921895-20-001954 · form411269002a_07082020.xml · derivative · entry 11

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 56,517

Underlying: Common Stock · 56,517 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 23:25 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 137,033 $15.64 $2,142,826.13
Disclosure

SEC source: 0000921895-20-001954 · form411269002a_07082020.xml · derivative · entry 10

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 137,033

Underlying: Common Stock · 137,033 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 3,075,666 notional shares of Common Stock and an aggregate of 1,268,495 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 4,344,161 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 23:47 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 134,034 $15.61 $2,092,391.37
Disclosure

SEC source: 0000921895-20-001921 · form411269002a_07022020.xml · derivative · entry 15

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 134,034

Underlying: Common Stock · 134,034 shares

Expires 2027-06-08

F14 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F15 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F13 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 23:47 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 324,988 $15.61 $5,073,355.17
Disclosure

SEC source: 0000921895-20-001921 · form411269002a_07022020.xml · derivative · entry 14

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 324,988

Underlying: Common Stock · 324,988 shares

Expires 2027-06-08

F14 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F15 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 23:47 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 140,705 $15.82 $2,226,572.20
Disclosure

SEC source: 0000921895-20-001921 · form411269002a_07022020.xml · derivative · entry 13

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 140,705

Underlying: Common Stock · 140,705 shares

Expires 2027-06-08

F14 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F15 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F13 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 23:47 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 341,161 $15.82 $5,398,668.13
Disclosure

SEC source: 0000921895-20-001921 · form411269002a_07022020.xml · derivative · entry 12

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 341,161

Underlying: Common Stock · 341,161 shares

Expires 2027-06-08

F14 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F15 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:47 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 71,728 $14.77 $1,059,358.00
Disclosure

SEC source: 0000921895-20-001921 · form411269002a_07022020.xml · derivative · entry 11

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 71,728

Underlying: Common Stock · 71,728 shares

Expires 2027-06-08

F14 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F15 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F13 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:47 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 173,915 $14.77 $2,568,568.03
Disclosure

SEC source: 0000921895-20-001921 · form411269002a_07022020.xml · derivative · entry 10

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 173,915

Underlying: Common Stock · 173,915 shares

Expires 2027-06-08

F14 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 2,612,884 notional shares of Common Stock and an aggregate of 1,077,630 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 3,690,514 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F15 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:47 UTC United Parks & Resorts Inc. SEAS · Entity 4601 GrantCommon Stock 3,533 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-001921 · form411269002a_07022020.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 35,318

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), HAT Fund LP ("HAT Fund"), HAT Fund II LP ("HAT Fund II"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
June 29, 2020 Filed Jun 29, 2020 23:32 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 94,055 $14.32 $1,347,290.85
Disclosure

SEC source: 0000921895-20-001878 · form411269002a_06292020.xml · derivative · entry 15

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 94,055

Underlying: Common Stock · 94,055 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
June 29, 2020 Filed Jun 29, 2020 23:32 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 228,050 $14.32 $3,266,702.23
Disclosure

SEC source: 0000921895-20-001878 · form411269002a_06292020.xml · derivative · entry 14

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 228,050

Underlying: Common Stock · 228,050 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 23:32 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 173,552 $13.84 $2,402,810.08
Disclosure

SEC source: 0000921895-20-001878 · form411269002a_06292020.xml · derivative · entry 13

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 173,552

Underlying: Common Stock · 173,552 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 23:32 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 420,805 $13.84 $5,826,003.14
Disclosure

SEC source: 0000921895-20-001878 · form411269002a_06292020.xml · derivative · entry 12

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 420,805

Underlying: Common Stock · 420,805 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 23:32 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 170,259 $14.20 $2,418,392.89
Disclosure

SEC source: 0000921895-20-001878 · form411269002a_06292020.xml · derivative · entry 11

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 170,259

Underlying: Common Stock · 170,259 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 23:32 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 412,820 $14.20 $5,863,777.84
Disclosure

SEC source: 0000921895-20-001878 · form411269002a_06292020.xml · derivative · entry 10

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 412,820

Underlying: Common Stock · 412,820 shares

Expires 2027-06-08

F13 · security: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_price: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F13 · derivative.exercise_date: To date, HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to an aggregate of 1,772,820 notional shares of Common Stock and an aggregate of 731,163 notional shares of Common Stock, respectively. To date, the Swaps provide the HAT Funds with economic exposure to an aggregate of 2,503,983 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The transactions reported herein were effected in compliance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

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June 15, 2020 Filed Jun 15, 2020 23:52 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 97,270 $17.76 $1,727,116.39
Disclosure

SEC source: 0000921895-20-001784 · form411269002a_06152020.xml · derivative · entry 15

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 97,270

Underlying: Common Stock · 97,270 shares

Expires 2027-06-08

F13 · security: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_price: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_date: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 23:52 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 235,847 $17.76 $4,187,675.75
Disclosure

SEC source: 0000921895-20-001784 · form411269002a_06152020.xml · derivative · entry 14

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 235,847

Underlying: Common Stock · 235,847 shares

Expires 2027-06-08

F13 · security: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_price: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_date: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 23:52 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 141,748 $17.10 $2,423,890.80
Disclosure

SEC source: 0000921895-20-001784 · form411269002a_06152020.xml · derivative · entry 13

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund II LP

Disclosed balance after: 141,748

Underlying: Common Stock · 141,748 shares

Expires 2027-06-08

F13 · security: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_price: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_date: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F12 · ownership.nature: Securities owned directly by HAT Fund II. Hill Path, as the investment manager of HAT Fund II, may be deemed to beneficially own the securities owned directly by HAT Fund II. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund II. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund II.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 23:52 UTC United Parks & Resorts Inc. SEAS · Entity 4601 PurchaseCash-Settled Total Return Swap · Derivative 343,689 $17.10 $5,877,081.90
Disclosure

SEC source: 0000921895-20-001784 · form411269002a_06152020.xml · derivative · entry 12

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By HAT Fund LP

Disclosed balance after: 343,689

Underlying: Common Stock · 343,689 shares

Expires 2027-06-08

F13 · security: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_price: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F13 · derivative.exercise_date: HAT Fund and HAT Fund II (collectively, the "HAT Funds") have entered into cash-settled total return swap agreements with an unaffiliated third party financial institution as the counterparty (collectively, the "Swaps") that establish economic exposure to 711,145 notional shares of Common Stock and 293,297 notional shares of Common Stock, respectively. The Swaps provide the HAT Funds with economic exposure to an aggregate of 1,004,442 notional shares of Common Stock (the "Subject Shares") and provide the HAT Funds with economic results that are comparable to the economic results of ownership but do not provide the HAT Funds with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares.

F14 · derivative.expiration_date: The termination date of the Swaps will be automatically extended by thirty-six months unless the counterparty elects not to so extend the termination date at least one year prior thereto.

F11 · ownership.nature: Securities owned directly by HAT Fund. Hill Path, as the investment manager of HAT Fund, may be deemed to beneficially own the securities owned directly by HAT Fund. Hill Path Holdings, as the general partner of Hill Path, may be deemed to beneficially own the securities owned directly by HAT Fund. Mr. Ross, as the managing member of each of Hill Path and Hill Path Holdings, may be deemed to beneficially own the securities owned directly by HAT Fund.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.