Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cronos Group Inc.CRON · Entity 4811 | Director | August 06, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cronos Group Inc.
Report date August 06, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| DEFERRED SHARE UNITSSEC Table II · derivative / convertible security | Direct | 362,742.22 |
Reported balance
After 2026-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-06 · Grant · Acquired 48,859.93 · Balance 362,742.22 F1: Upon redemption, Deferred Share Units entitle the reporting person to receive a lump sum cash payment in an amount equal to the fair market value of the common shares of Cronos Group Inc. (the "Company") on the date of redemption. F2: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon redemption, Deferred Share Units entitle the reporting person to receive a lump sum cash payment in an amount equal to the fair market value of the common shares of Cronos Group Inc. (the "Company") on the date of redemption.
F2: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2022 Filed Nov 17, 2022 21:29 UTC | Cronos Group Inc. CRON · Entity 4811 | PurchaseCOMMON SHARES | 77,601 | $2.97 | $230,133.53 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 4 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 315,597 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.9289 to $3.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:29 UTC | Cronos Group Inc. CRON · Entity 4811 | PurchaseCOMMON SHARES | 33,259 | $2.97 | $98,632.89 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 135,263 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.9289 to $3.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Cronos Group Inc. CRON · Entity 4811 | PurchaseCOMMON SHARES | 118,998 | $3.10 | $368,453.51 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 237,996 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.035 to $3.165. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Cronos Group Inc. CRON · Entity 4811 | PurchaseCOMMON SHARES | 51,002 | $3.10 | $157,917.49 |
DisclosureSEC source: 0001656472-22-000176 · wf-form4_166872056146030.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 102,004 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.035 to $3.165. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 00:46 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantDEFERRED SHARE UNITS · Derivative | 53,763.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · derivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,832.14 Underlying: COMMON SHARES · 53,763.44 shares Expires not disclosed F4 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Adler to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption. F5 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by Cronos Group Inc. (the "Company") on the first trading day after Mr. Adler ceases to be a director of the Company. F5 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by Cronos Group Inc. (the "Company") on the first trading day after Mr. Adler ceases to be a director of the Company. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 00:46 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantCOMMON SHARES | 118,998 | $2.74 | $326,304.42 |
DisclosureSEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III (Q), LP Disclosed balance after: 118,998 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.715 to $2.795. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III (Q), LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 00:46 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantCOMMON SHARES | 51,002 | $2.74 | $139,852.58 |
DisclosureSEC source: 0001656472-22-000164 · wf-form4_166812759702029.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Gotham Green Fund III, LP Disclosed balance after: 51,002 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.715 to $2.795. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.direct: Gotham Green GP III, LLC is the general partner of Gotham Green Fund III, LP. Mr. Adler, as the Managing Member of Gotham Green GP III, LLC, may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16 of the Exchange Act. Mr. Adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest. Read SEC document |
| August 17, 2022 Filed Aug 23, 2022 20:59 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative | 500,000 | $0.00 Strike: $2.42 | $0.00 |
DisclosureSEC source: 0001656472-22-000126 · wf-form4_166128833404008.xml · derivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 500,000 shares Expires 2022-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The prices are expressed in Canadian dollars. F2 · derivative.exercise_date: The options were granted August 23, 2017 and vest in monthly installments over a four-year period. Read SEC document |
| August 17, 2022 Filed Aug 23, 2022 20:59 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 337,110 | $4.36 | $1,469,799.60 |
DisclosureSEC source: 0001656472-22-000126 · wf-form4_166128833404008.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594,544 F1 · price: The prices are expressed in Canadian dollars. Read SEC document |
| August 17, 2022 Filed Aug 23, 2022 20:59 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 500,000 | $2.42 | $1,210,000.00 |
DisclosureSEC source: 0001656472-22-000126 · wf-form4_166128833404008.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,931,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The prices are expressed in Canadian dollars. Read SEC document |
| August 17, 2022 Filed Oct 4, 2022 20:22 UTC Amendment | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 277,523 | $4.36 | $1,210,000.28 |
DisclosureSEC source: 0001656472-22-000133 · wf-form4a_166491495000077.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,654,131 F1 · security: The amount of securities withheld in respect of the total option exercise price was misreported on the reporting person's Form 4 filed on August 23, 2022. The reporting person is filing this amended Form 4 to reflect the correct amount of securities withheld in respect of the total option exercise following the August 17, 2022 transaction date. F2 · price: Price is expressed in Canadian dollars. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:18 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative | 1,300,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001656472-22-000063 · wf-form4_164762389167085.xml · derivative · entry 6 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 1,300,000 shares Expires 2022-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Price is expressed in Canadian dollars. F5 · derivative.exercise_date: The options were granted April 12, 2017 and vest in monthly installments over a four-year period. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:18 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 1,033,418 | $3.95 | $4,082,001.10 |
DisclosureSEC source: 0001656472-22-000063 · wf-form4_164762389167085.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,431,654 F2 · kind: Cronos Group Inc. (the "Company") withheld 1,033,418 common shares underlying the options for payment of the exercise price, using the closing price of the Company's common shares on March 15, 2022 of C$3.95 as reported on the Toronto Stock Exchange. F1 · price: Price is expressed in Canadian dollars. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:18 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 1,300,000 | $3.14 | $4,082,000.00 |
DisclosureSEC source: 0001656472-22-000063 · wf-form4_164762389167085.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,465,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Price is expressed in Canadian dollars. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:05 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantDEFERRED SHARE UNITS · Derivative | 16,304.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001656472-21-000098 · wf-form4_162871590529656.xml · derivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,068.7 Underlying: COMMON SHARES · 16,304.34 shares Expires not disclosed F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle the reporting person to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption. F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods). F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after the reporting person ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods). Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 21:53 UTC | Cronos Group Inc. CRON · Entity 4811 | SaleCOMMON SHARES | 714,759 | $10.07 | $7,194,549.67 |
DisclosureSEC source: 0001656472-21-000037 · wf-form4_161610441194662.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165,072 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.87 to $10.22, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | SaleCOMMON SHARES | 452,810 | $10.65 | $4,823,649.09 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 7 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,879,831 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.40 to 10.90, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (8) to this Form 4. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionWARRANTS · Derivative | 1,250,000 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 15 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Rachel Adler 2020 Gift Trust Disclosed balance after: 0 Underlying: COMMON SHARES · 1,250,000 shares Expires 2021-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. F9 · derivative.underlying_shares: On December 16, 2020, the reporting person transferred the corresponding warrants as a gift to his spouse, who shares the reporting person's household. On the same day of such gift transfer, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust (the "Trust"), of which the reporting person is a trustee. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionWARRANTS · Derivative | 2,737,132 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 14 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 2,737,132 shares Expires 2021-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative | 1,200,000 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 13 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 1,200,000 shares Expires 2021-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. F14 · derivative.exercise_date: The options were granted October 6, 2016 and vested in monthly installments over a four-year period. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARE OPTION (right to buy) · Derivative | 83,334 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · derivative · entry 12 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 83,334 shares Expires 2021-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.50 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. F13 · derivative.exercise_date: The options were granted August 10, 2016 and vested in monthly installments over a four-year period. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 23,361 | $10.39 | $242,653.04 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 9 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Rachel Adler 2020 Gift Trust Disclosed balance after: 1,226,639 F10 · kind: On March 11, 2021, the Trust exercised warrants to purchase 1,250,000 common shares of the Company for C$0.245 per common share. The Trust paid the exercise price on a cashless basis, resulting in the Company's withholding of 23,361 common shares to pay the exercise price and issuing to the Trust the remaining 1,226,639 common shares. F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 1,250,000 | $0.19 | $242,625.00 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 8 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Rachel Adler 2020 Gift Trust Disclosed balance after: 1,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. F9 · balance_after: On December 16, 2020, the reporting person transferred the corresponding warrants as a gift to his spouse, who shares the reporting person's household. On the same day of such gift transfer, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust (the "Trust"), of which the reporting person is a trustee. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 51,152 | $10.39 | $531,320.94 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 6 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,332,641 F7 · kind: On March 12, 2021, the reporting person exercised warrants to purchase 2,737,132 common shares of the Company for C$0.245 per common share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 51,152 common shares to pay the exercise price and issuing to the reporting person the remaining 2,685,980 common shares. F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 2,737,132 | $0.19 | $531,277.32 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 5 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,383,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 112,586 | $10.39 | $1,169,442.04 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 4 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,646,661 F5 · kind: The Company withheld 112,586 common shares underlying the options for payment of the exercise price, using the closing price of the Company's common shares on March 11, 2021 of C$13.11 as reported on the Toronto Stock Exchange. F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 1,200,000 | $0.97 | $1,169,400.00 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,759,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The price reported was converted from the Canadian exercise price of C$1.23 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Tax withholdingCOMMON SHARES | 3,179 | $10.39 | $33,020.59 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,559,247 F2 · kind: Cronos Group Inc. (the "Company") withheld 3,179 common shares underlying the options for payment of the exercise price, using the closing price of the Company's common shares on March 11, 2021 of C$13.11 as reported on the Toronto Stock Exchange. F3 · price: The price reported is in U.S. dollars based on the exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:21 UTC | Cronos Group Inc. CRON · Entity 4811 | Exercise / conversionCOMMON SHARES | 83,334 | $0.40 | $33,016.93 |
DisclosureSEC source: 0001656472-21-000033 · wf-form4_161593323165408.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,562,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported was converted from the Canadian exercise price of C$0.50 to U.S. dollars using an exchange rate of C$1.00 to US$0.7923 as reported by Bloomberg as of March 11, 2021. Read SEC document |
| December 16, 2020 Filed Feb 16, 2021 23:14 UTC | Cronos Group Inc. CRON · Entity 4811 | GiftWARRANTS · Derivative | 1,250,000 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001656472-21-000003 · wf-form5_161351721679704.xml · derivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Rachel Adler 2020 Gift Trust Disclosed balance after: 1,250,000 Underlying: COMMON SHARES · 1,250,000 shares Expires 2021-05-27 F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7873 as reported by Bloomberg as of December 16, 2020. F2 · kind: This transaction involved a gift of warrants by the reporting person to his spouse, who shares the reporting person's household. On the same day of the transaction being reported on this Form 5, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust, of which the reporting person is a trustee. Read SEC document |
| December 16, 2020 Filed Feb 16, 2021 23:14 UTC | Cronos Group Inc. CRON · Entity 4811 | GiftWARRANTS · Derivative | 1,250,000 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001656472-21-000003 · wf-form5_161351721679704.xml · derivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,737,132 Underlying: COMMON SHARES · 1,250,000 shares Expires 2021-05-27 F1 · derivative.exercise_price: The price reported was converted from the Canadian exercise price of C$0.245 to U.S. dollars using an exchange rate of C$1.00 to US$0.7873 as reported by Bloomberg as of December 16, 2020. F2 · kind: This transaction involved a gift of warrants by the reporting person to his spouse, who shares the reporting person's household. On the same day of the transaction being reported on this Form 5, the reporting person's spouse transferred such warrants as a gift to the Rachel Adler 2020 Gift Trust, of which the reporting person is a trustee. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 22:02 UTC | Cronos Group Inc. CRON · Entity 4811 | SaleCOMMON SHARES | 100,000 | $7.33 | $733,400.00 |
DisclosureSEC source: 0001796212-20-000011 · wf-form4_160573695611269.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479,092 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.38, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:34 UTC | Cronos Group Inc. CRON · Entity 4811 | SaleCOMMON SHARES | 9,300 | $7.30 | $67,890.00 |
DisclosureSEC source: 0001796212-20-000009 · wf-form4_160530324516401.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579,092 F1 · balance_after: The total number of shares beneficially owned was misreported on the reporting person's Form 3 filed on December 31, 2019, which overreported the amount of beneficially owned shares by 200,000 shares. The number stated in this filing reflects the correction of the misreported amount. Read SEC document |
| November 10, 2020 Filed Nov 11, 2020 01:09 UTC | Cronos Group Inc. CRON · Entity 4811 | SaleCOMMON SHARES | 21,361 | $7.30 | $155,945.98 |
DisclosureSEC source: 0001796212-20-000005 · wf-form4_160505693297049.xml · nonDerivative · entry 3 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,788,392 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.305, inclusive. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 01:09 UTC | Cronos Group Inc. CRON · Entity 4811 | SaleCOMMON SHARES | 769,339 | $7.73 | $5,946,298.06 |
DisclosureSEC source: 0001796212-20-000005 · wf-form4_160505693297049.xml · nonDerivative · entry 2 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,809,753 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $8.19, inclusive. Read SEC document |
| November 06, 2020 Filed Nov 11, 2020 01:09 UTC | Cronos Group Inc. CRON · Entity 4811 | SaleCOMMON SHARES | 100,000 | $7.60 | $760,180.00 |
DisclosureSEC source: 0001796212-20-000005 · wf-form4_160505693297049.xml · nonDerivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,579,092 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.46 to $7.80, inclusive. The reporting person undertakes to provide to Cronos Group Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:31 UTC | Cronos Group Inc. CRON · Entity 4811 | GrantDEFERRED SHARE UNITS · Derivative | 19,280.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001796212-20-000003 · wf-form4_159718145962226.xml · derivative · entry 1 ADLER JASON MARC · CIK 0001796212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,764.36 Underlying: COMMON SHARES · 19,280.2 shares Expires not disclosed F1 · derivative.exercise_price: Upon redemption, Deferred Share Units entitle Mr. Adler to receive a lump sum cash payment in an amount equal to the fair market value of common shares of Cronos Group Inc. (the "Company") on the date of redemption. F2 · derivative.exercise_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Mr. Adler ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods). F2 · derivative.expiration_date: Vested Deferred Share Units are mandatorily redeemed by the Company on the first trading day after Mr. Adler ceases to be a director of the Company (subject to applicable securities regulations and policies of the Company relating to insider trading and "black out" periods). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.