Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DORIAN LPG LTD.LPG · Entity 4443 | Director · President and CEO · 10% owner | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DORIAN LPG LTD.
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 1,882,667 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Grant · Acquired 45,429 · Balance 1,882,667 F1: Restricted Stock Award, pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2026. |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Spouse | 153,500 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 153,500 |
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Trust | 30,664 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 30,664 F2: Shares held by the LMG Trust (the "Trust"). The Reporting Person and his wife are trustees of the Trust, and the beneficiary of the Trust is one of their children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Award, pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2026.
F2: Shares held by the LMG Trust (the "Trust"). The Reporting Person and his wife are trustees of the Trust, and the beneficiary of the Trust is one of their children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2026 Filed Aug 7, 2026 20:39 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 45,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-26-004886 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,882,667 F1 · shares: Restricted Stock Award, pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2026. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:38 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 15,000 | $27.30 | $409,500.00 |
DisclosureSEC source: 0000919574-26-000219 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 153,500 F1 · price: The price reported in Column 4 is an average price. These common shares were purchased in multiple transactions at prices ranging from $27.00 to $27.55 per share. The Reporting Person undertakes to provide to Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| November 14, 2025 Filed Nov 19, 2025 02:09 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 19,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-25-007102 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,837,238 F1 · kind: The Shares were gifted by the Reporting Person on November 14, 2025. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:51 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-25-006309 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,856,838 Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:12 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 11,198 | $30.76 | $344,450.48 |
DisclosureSEC source: 0000919574-25-004380 · ownership.xml · nonDerivative · entry 5 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,858,338 F5 · shares: Represents 11,198 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 24,166 shares of restricted stock granted to the Reporting Person on August 5, 2023. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:12 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 1,854 | $30.76 | $57,029.04 |
DisclosureSEC source: 0000919574-25-004380 · ownership.xml · nonDerivative · entry 4 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,869,536 F4 · shares: Represents 1,854 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the Reporting Person on September 15, 2023. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:12 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 13,053 | $30.76 | $401,510.28 |
DisclosureSEC source: 0000919574-25-004380 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,871,390 F3 · shares: Represents 13,053 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 28,167 shares of restricted stock granted to the Reporting Person on August 5, 2024. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:12 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 10,972 | $30.76 | $337,498.72 |
DisclosureSEC source: 0000919574-25-004380 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,884,443 F2 · shares: In connection with the vesting of a portion of the August 2025 Restricted Stock Award (23,677 shares) on August 5, 2025, 10,972 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:12 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 71,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-25-004380 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,895,415 F1 · shares: Restricted Stock Award (the "August 2025 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2025. Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 20:38 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 5,000 | $17.75 | $88,750.00 |
DisclosureSEC source: 0000919574-25-002389 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 30,664 F3 · price: The price reported in Column 4 is an average price. These common shares were purchased in multiple transactions at prices ranging from $17.70 to $17.85 per share. The Reporting Person undertakes to Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. F4 · ownership.nature: Shares held by the LMG Trust (the "Trust"). The Reporting Person and his wife are trustees of the Trust, and the beneficiary of the Trust is one of their children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 20:38 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 12,500 | $17.75 | $221,875.00 |
DisclosureSEC source: 0000919574-25-002389 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 138,500 F2 · price: The price reported in Column 4 is an average price. These common shares were purchased in multiple transactions at prices ranging from $17.70 to $17.85 per share. The Reporting Person undertakes to Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 20:38 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 12,500 | $17.75 | $221,875.00 |
DisclosureSEC source: 0000919574-25-002389 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,824,386 F1 · price: The price reported in Column 4 is an average price. These common shares were purchased in multiple transactions at prices ranging from $17.70 to $17.85 per share. The Reporting Person undertakes to Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:22 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-006899 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,811,886 Read SEC document |
| November 20, 2024 Filed Nov 20, 2024 21:42 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-006840 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,812,536 Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 21:42 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-006840 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,815,686 Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:42 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-006840 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,820,936 Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 21:04 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 11,198 | $37.16 | $416,117.68 |
DisclosureSEC source: 0000919574-24-004293 · ownership.xml · nonDerivative · entry 5 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,824,936 F5 · shares: Represents 11,198 shares reacquired by the Issuer to satisfy tax withholding obligations in connection with the vesting of 24,166 shares of restricted stock granted to the Reporting Person on August 5, 2022. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 21:04 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 11,199 | $37.16 | $416,154.84 |
DisclosureSEC source: 0000919574-24-004293 · ownership.xml · nonDerivative · entry 4 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,836,134 F4 · shares: Represents 11,199 shares reacquired by the Issuer to satisfy tax withholding obligations in connection with the vesting of 24,167 shares of restricted stock granted to the Reporting Person on August 5, 2023. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 21:04 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 1,854 | $37.16 | $68,894.64 |
DisclosureSEC source: 0000919574-24-004293 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,847,333 F3 · shares: Represents 1,854 shares reacquired by the Issuer to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the Reporting Person on September 15, 2023. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 21:04 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 13,053 | $37.16 | $485,049.48 |
DisclosureSEC source: 0000919574-24-004293 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,849,187 F2 · shares: In connection with the vesting of a portion of the August 2024 Restricted Stock Award (28,167 shares) on August 5, 2024, 13,053 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 21:04 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 84,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-004293 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,862,240 F1 · shares: Restricted Stock Award (the "August 2024 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2024. Read SEC document |
| January 12, 2024 Filed Jan 16, 2024 21:13 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 5,000 | $42.58 | $212,900.00 |
DisclosureSEC source: 0000919574-24-000384 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,777,740 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.48 to $42.68. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| January 02, 2024 Filed Jan 2, 2024 22:34 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 6,560 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000019 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,740 Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 22:34 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 1,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000019 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,779,300 Read SEC document |
| December 28, 2023 Filed Jan 2, 2024 22:34 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 6,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000019 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,780,660 Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 21:07 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-005282 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,786,740 F1 · shares: Restricted Stock Award (the "September 2023 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments on September 15, 2023, August 5, 2024 and August 5, 2025. Notwithstanding the foregoing, the restricted shares to be issued to the Reporting Person that are eligible to vest on August 5, 2025 shall vest subject to a vesting formula to be determined by the Compensation Committee of the Board of Directors of the Issuer. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:49 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 11,199 | $28.33 | $317,267.67 |
DisclosureSEC source: 0000919574-23-004375 · ownership.xml · nonDerivative · entry 4 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,774,740 F4 · shares: Represents 11,199 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 24,166 shares of restricted stock granted to the Reporting Person on August 5, 2021. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:49 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 11,199 | $28.33 | $317,267.67 |
DisclosureSEC source: 0000919574-23-004375 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,785,939 F3 · shares: Represents 11,199 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 24,167 shares of restricted stock granted to the Reporting Person on August 5, 2022. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:49 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 11,199 | $28.33 | $317,267.67 |
DisclosureSEC source: 0000919574-23-004375 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,797,138 F2 · shares: In connection with the vesting of a portion of the August 2023 Restricted Stock Award (24,167 shares) on August 5, 2023, 11,199 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:49 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-004375 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,808,337 F1 · shares: Restricted Stock Award (the "August 2023 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2023. Notwithstanding the foregoing, the restricted shares to be issued to the Reporting Person that are eligible to vest on August 5, 2025 shall vest subject to a vesting formula to be determined by the Compensation Committee of the Board of Directors of the Issuer. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 5,000 | $19.86 | $99,300.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 9 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 25,664 F4 · shares: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $19.705 to $20.00. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. F5 · ownership.nature: Shares held by the LMG Trust (the "Trust"). The Reporting Person and his wife are trustees of the Trust, and the beneficiary of the Trust is one of their children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 5,000 | $19.82 | $99,100.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 8 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 126,000 F3 · shares: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $19.66 to $19.995. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 10,000 | $19.85 | $198,500.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 5 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,735,837 F2 · shares: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $19.74 to $19.97. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | PurchaseCommon Shares, $0.01 par value per share | 10,000 | $19.50 | $195,000.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 4 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,725,837 F1 · shares: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $19.3693 to $19.59. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| December 23, 2022 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 11 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By member of the household Disclosed balance after: 8,250 F6 · ownership.nature: Owned by member of the Reporting Person's household. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| December 23, 2022 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 7 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 121,000 Read SEC document |
| December 23, 2022 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,715,837 Read SEC document |
| December 22, 2022 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 10 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By member of the household Disclosed balance after: 7,250 F6 · ownership.nature: Owned by member of the Reporting Person's household. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| December 22, 2022 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 6 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 122,000 Read SEC document |
| December 22, 2022 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,716,837 Read SEC document |
| December 06, 2022 Filed Apr 4, 2023 00:03 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-002369 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,719,837 Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:16 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 2,197 | $15.70 | $34,492.90 |
DisclosureSEC source: 0000919574-22-004654 · ownership.xml · nonDerivative · entry 4 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,721,837 F4 · shares: Represents 2,197 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 24,167 shares of restricted stock granted to the Reporting Person on August 5, 2021. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:16 UTC | DORIAN LPG LTD. LPG · Entity 4443 | Tax withholdingCommon Shares, $0.01 par value per share | 10,856 | $15.70 | $170,439.20 |
DisclosureSEC source: 0000919574-22-004654 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724,034 F3 · shares: In connection with the vesting of a portion of the August 2022 Restricted Stock Award (24,167 shares) on August 5, 2022, 10,856 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:16 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GrantCommon Shares, $0.01 par value per share | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-004654 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,890 F1 · shares: Restricted Stock Award (the "August 2022 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2022 (the "Grant Date"). Notwithstanding the foregoing, the restricted shares (the "Vesting Shares") to be issued to the Reporting Person that are eligible to vest on August 5, 2024 (the "Scheduled Vesting Date") shall vest when and only if the volume weighted average price of the Issuer's common shares F2 · shares: (continued from footnote 1) over any consecutive 15-day period prior to the final business day of the tenth fiscal quarter following the Grant Date of the Vesting Shares, as reported on Bloomberg (or on such other internationally recognized financial information provider), equals or exceeds, 95% of the book value of an Issuer share, which shall be determined (in good faith by the management of the Issuer) in respect of the Scheduled Vesting Date, as of the first business day of the fiscal quarter immediately preceding the Scheduled Vesting Date. Read SEC document |
| June 27, 2022 Filed Aug 9, 2022 21:16 UTC | DORIAN LPG LTD. LPG · Entity 4443 | GiftCommon Shares, $0.01 par value per share | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-004654 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662,390 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:49 UTC | DORIAN LPG LTD. LPG · Entity 4443 | OtherForward Sale Contract (obligation to sell) · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002304 · ownership.xml · derivative · entry 6 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares, par value $0.01 per share · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.exercise_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.expiration_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.expiration_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.expiration_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.expiration_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:49 UTC | DORIAN LPG LTD. LPG · Entity 4443 | OtherForward Sale Contract (obligation to sell) · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002304 · ownership.xml · derivative · entry 5 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares, par value $0.01 per share · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.exercise_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.expiration_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.expiration_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.expiration_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.expiration_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 21:05 UTC | DORIAN LPG LTD. LPG · Entity 4443 | OtherForward Sale Contract (obligation to sell) · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · derivative · entry 9 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 61,904 shares Expires not disclosed F1 · derivative.exercise_price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.exercise_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.expiration_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.expiration_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.expiration_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.expiration_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.expiration_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. 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| March 04, 2022 Filed Mar 9, 2022 21:05 UTC | DORIAN LPG LTD. LPG · Entity 4443 | OtherCommon Shares, $0.01 par value per share | 61,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736,201 Read SEC document |
| March 01, 2022 Filed Mar 9, 2022 21:05 UTC | DORIAN LPG LTD. LPG · Entity 4443 | OtherForward Sale Contract (obligation to sell) · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · derivative · entry 8 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, par value $0.01 per share · 65,433 shares Expires not disclosed F1 · derivative.exercise_price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.exercise_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.expiration_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.expiration_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.expiration_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.expiration_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.expiration_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. 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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.