Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Natera, Inc.NTRA · Entity 2635 | Director · EXECUTIVE CHAIRMAN | October 07, 2026 | October 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Natera, Inc.
Report date October 07, 2026 · Filed October 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,119,394 |
Reported balance
After 2026-10-07 transaction · row 1
1 source rowRow 1 · 2026-10-07 · Gift · Disposed 6,000 · Balance 2,119,394 F1: Represents a charitable contribution by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a charitable contribution by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2024 Filed May 11, 2024 01:35 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 215,000 | $0.00 Strike: $5.40 | $0.00 |
DisclosureSEC source: 0001415889-24-012935 · form4-05102024_090501.xml · derivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,496 Underlying: Common Stock · 215,000 shares Expires 2024-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares are fully exercisable. Read SEC document |
| May 08, 2024 Filed May 11, 2024 01:35 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 215,000 | $5.40 | $1,159,989.50 |
DisclosureSEC source: 0001415889-24-012935 · form4-05102024_090501.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,290,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 5,492 | $89.40 | $491,004.02 |
DisclosureSEC source: 0001415889-24-007241 · form4-03072024_090301.xml · nonDerivative · entry 6 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Plan reported Ownership: Indirect · By RMDM Trust Disclosed balance after: 860,036 F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.15 to $89.99 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 13,743 | $88.64 | $1,218,237.24 |
DisclosureSEC source: 0001415889-24-007241 · form4-03072024_090301.xml · nonDerivative · entry 5 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Plan reported Ownership: Indirect · By RMDM Trust Disclosed balance after: 865,528 F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.15 to $89.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 96,977 | $87.49 | $8,484,963.82 |
DisclosureSEC source: 0001415889-24-007241 · form4-03072024_090301.xml · nonDerivative · entry 4 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Plan reported Ownership: Indirect · By RMDM Trust Disclosed balance after: 879,271 F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.15 to $88.10 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 73,788 | $86.88 | $6,410,863.77 |
DisclosureSEC source: 0001415889-24-007241 · form4-03072024_090301.xml · nonDerivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Plan reported Ownership: Indirect · By RMDM Trust Disclosed balance after: 976,248 F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2023. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.15 to $87.14 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,004 | $88.37 | $88,718.46 |
DisclosureSEC source: 0001415889-24-007241 · form4-03072024_090301.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,075,648 F1 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units and in compliance with Rule 10b5-1. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 8 | $87.25 | $698.00 |
DisclosureSEC source: 0001415889-24-007241 · form4-03072024_090301.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,076,652 F1 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units and in compliance with Rule 10b5-1. Read SEC document |
| March 01, 2024 Filed Mar 2, 2024 01:45 UTC | Natera, Inc. NTRA · Entity 2635 | GrantCommon Stock | 4,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-006198 · form4-03012024_080319.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,076,660 F1 · shares: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs were fully-vested at the time of issuance. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| February 23, 2024 Filed Feb 24, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 380,036 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001415889-24-005160 · form4-02232024_090202.xml · derivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · RMDM Trust Disclosed balance after: 0 Underlying: Common Stock · 380,036 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Reporting Person exercised this option as required prior to the expiration date of February 24, 2024. F3 · derivative.exercise_date: The option shares are fully exercisable. F2 · derivative.underlying_shares: The Reporting Person exercised this option as required prior to the expiration date of February 24, 2024. F1 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| February 23, 2024 Filed Feb 24, 2024 02:40 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 380,036 | $2.66 | $1,009,717.65 |
DisclosureSEC source: 0001415889-24-005160 · form4-02232024_090202.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · RMDM Trust Disclosed balance after: 1,050,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 02:27 UTC | Natera, Inc. NTRA · Entity 2635 | GrantCommon Stock | 68,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-002024 · form4-01312024_020107.xml · nonDerivative · entry 5 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,072,556 F5 · shares: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 26, 2025 and the remaining RSUs vest in 12 equal quarterly installments thereafter. F6 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| December 12, 2023 Filed Jan 31, 2024 02:27 UTC | Natera, Inc. NTRA · Entity 2635 | GiftStock Option (right to buy) · Derivative | 380,036 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001415889-24-002024 · form4-01312024_020107.xml · derivative · entry 7 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · RMDM Trust Disclosed balance after: 380,036 Underlying: Common Stock · 380,036 shares Expires 2024-02-25 F7 · shares: Represents stock options transferred to the RMDM Trust from the Reporting Person. F8 · derivative.exercise_date: The option shares are fully vested. F4 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2023 Filed Jan 31, 2024 02:27 UTC | Natera, Inc. NTRA · Entity 2635 | GiftStock Option (right to buy) · Derivative | 380,036 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001415889-24-002024 · form4-01312024_020107.xml · derivative · entry 6 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 380,036 shares Expires 2024-02-25 F7 · shares: Represents stock options transferred to the RMDM Trust from the Reporting Person. F8 · derivative.exercise_date: The option shares are fully vested. Read SEC document |
| December 12, 2023 Filed Jan 31, 2024 02:27 UTC | Natera, Inc. NTRA · Entity 2635 | GiftCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002024 · form4-01312024_020107.xml · nonDerivative · entry 4 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,003,580 F3 · shares: Represents shares transferred to the RMDM Trust from the Reporting Person. Read SEC document |
| December 12, 2023 Filed Jan 31, 2024 02:27 UTC | Natera, Inc. NTRA · Entity 2635 | GiftCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002024 · form4-01312024_020107.xml · nonDerivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · RMDM Trust Disclosed balance after: 670,000 F3 · shares: Represents shares transferred to the RMDM Trust from the Reporting Person. F4 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2023 Filed Jan 31, 2024 02:27 UTC | Natera, Inc. NTRA · Entity 2635 | GiftCommon Stock | 613,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002024 · form4-01312024_020107.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · Matthew Rabinowitz Grantor Retained Annuity Trust Disclosed balance after: 0 F1 · shares: Represents shares transferred from the Matthew Rabinowitz Grantor Retained Annuity Trust to the Reporting Person. F2 · ownership.nature: The Reporting Person is a trustee of the Matthew Rabinowitz Grantor Retained Annuity Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2023 Filed Jan 31, 2024 02:27 UTC | Natera, Inc. NTRA · Entity 2635 | GiftCommon Stock | 613,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002024 · form4-01312024_020107.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,253,580 F1 · shares: Represents shares transferred from the Matthew Rabinowitz Grantor Retained Annuity Trust to the Reporting Person. Read SEC document |
| March 23, 2023 Filed Mar 25, 2023 01:35 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 120 | $56.08 | $6,729.60 |
DisclosureSEC source: 0001415889-23-005416 · form4-03242023_090309.xml · nonDerivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 640,084 F1 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units ("RSUs") and in compliance with Rule 10b5-1. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:35 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005416 · form4-03242023_090309.xml · derivative · entry 6 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:35 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-005416 · form4-03242023_090309.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 640,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:35 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,484 | $56.32 | $139,902.61 |
DisclosureSEC source: 0001415889-23-005416 · form4-03242023_090309.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 639,803 F1 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units ("RSUs") and in compliance with Rule 10b5-1. Read SEC document |
| March 17, 2023 Filed Mar 22, 2023 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | GrantCommon Stock | 2,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-005302 · form4-03212023_090309.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,287 F1 · shares: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs were fully-vested at the time of issuance. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 02:30 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 152,643 | $0.00 Strike: $43.74 | $0.00 |
DisclosureSEC source: 0001415889-23-001696 · form4-01312023_090101.xml · derivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,643 Underlying: Common Stock · 152,643 shares Expires 2033-01-26 F2 · derivative.exercise_date: The option shares shall vest in tranches upon the Company meeting specified annual revenue milestones. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 02:30 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 152,643 | $0.00 Strike: $43.74 | $0.00 |
DisclosureSEC source: 0001415889-23-001696 · form4-01312023_090101.xml · derivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,643 Underlying: Common Stock · 152,643 shares Expires 2033-01-26 F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on January 27, 2024 and the remaining shares vest in thirty-six (36) equal monthly installments thereafter. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 02:05 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,706 | $39.55 | $107,029.88 |
DisclosureSEC source: 0001415889-23-000473 · form4-01042023_090122.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,803 F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.22 to $39.5538 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 02:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 6,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000473 · form4-01042023_090122.xml · derivative · entry 5 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: The RSU vested in full on December 31, 2022. F6 · derivative.expiration_date: The RSU vested in full on December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 02:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 6,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-000473 · form4-01042023_090122.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| December 22, 2022 Filed Dec 28, 2022 02:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-013036 · form4-12272022_091211.xml · derivative · entry 4 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| December 22, 2022 Filed Dec 28, 2022 02:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-013036 · form4-12272022_091211.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| September 22, 2022 Filed Sep 27, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009955 · form4-09262022_090907.xml · derivative · entry 4 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 22, 2022 Filed Sep 27, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009955 · form4-09262022_090907.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| June 22, 2022 Filed Jun 25, 2022 00:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006924 · form4-06242022_080635.xml · derivative · entry 4 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201 Underlying: Common Stock · 400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| June 22, 2022 Filed Jun 25, 2022 00:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006924 · form4-06242022_080635.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 13, 2022 Filed May 18, 2022 01:30 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Unit · Derivative | 6,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005198 · form4-05172022_090520.xml · derivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,763 Underlying: Common Stock · 6,763 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The RSU shall vest in full on December 31, 2022. F2 · derivative.expiration_date: The RSU shall vest in full on December 31, 2022. Read SEC document |
| May 12, 2022 Filed May 16, 2022 11:15 UTC | Natera, Inc. NTRA · Entity 2635 | PurchaseCommon Stock | 19,011 | $29.56 | $562,054.51 |
DisclosureSEC source: 0001415889-22-004981 · form4-05162022_070502.xml · nonDerivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · RMDM Trust Disclosed balance after: 420,000 F1 · shares: The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.35 to $29.84 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2022 Filed May 16, 2022 11:15 UTC | Natera, Inc. NTRA · Entity 2635 | PurchaseCommon Stock | 159,783 | $28.81 | $4,603,348.23 |
DisclosureSEC source: 0001415889-22-004981 · form4-05162022_070502.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · RMDM Trust Disclosed balance after: 400,989 F1 · shares: The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.35 to $29.3450 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2022 Filed May 16, 2022 11:15 UTC | Natera, Inc. NTRA · Entity 2635 | PurchaseCommon Stock | 41,026 | $28.09 | $1,152,358.80 |
DisclosureSEC source: 0001415889-22-004981 · form4-05162022_070502.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · RMDM Trust Disclosed balance after: 241,026 F1 · shares: The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $28.34 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| April 13, 2022 Filed Apr 16, 2022 00:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004093 · form4-04152022_080402.xml · derivative · entry 4 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| April 13, 2022 Filed Apr 16, 2022 00:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004093 · form4-04152022_080402.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 00:30 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003345 · form4-03242022_080326.xml · derivative · entry 6 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 Underlying: Common Stock · 401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 22, 2022 Filed Mar 25, 2022 00:30 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003345 · form4-03242022_080326.xml · nonDerivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001415889-22-003083 · form4-03162022_080302.xml · derivative · entry 4 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,036 Underlying: Common Stock · 160,000 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option shares were fully vested as of the grant date. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 160,000 | $2.66 | $425,104.00 |
DisclosureSEC source: 0001415889-22-003083 · form4-03162022_080302.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 02:30 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002906 · form4-03112022_090308.xml · derivative · entry 6 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,819 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 02:30 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001415889-22-002906 · form4-03112022_090308.xml · derivative · entry 5 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,036 Underlying: Common Stock · 90,000 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option shares were fully vested as of the grant date. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 02:30 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002906 · form4-03112022_090308.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| March 09, 2022 Filed Mar 12, 2022 02:30 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 90,000 | $2.66 | $239,121.00 |
DisclosureSEC source: 0001415889-22-002906 · form4-03112022_090308.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Mar 25, 2022 00:30 UTC | Natera, Inc. NTRA · Entity 2635 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003345 · form4-03242022_080326.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,838 F1 · kind: The transaction represents a gift by the Reporting Person. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $65.47 | $0.00 |
DisclosureSEC source: 0001415889-22-000933 · form4-02012022_080223.xml · derivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2032-01-27 F2 · derivative.exercise_date: The option shares shall vest when the Issuer has achieved a specified annual revenue. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.