person · Reporting owner
DerGurahian Jeffrey Michael
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| loanDepot, Inc.LDI · Entity 723 | Chief Investment Officer | September 23, 2026 | September 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
loanDepot, Inc.
Report date September 23, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectTrilogy Management Investors Seven, LLC | 0 |
Reported balance
After 2026-09-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-23 · Other · Disposed 1,598,390 · Balance 0 F1: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, dated February 11, 2021, each outstanding share of Class C Common Stock, automatically and without further action on the part of the Issuer or the Reporting Person, converted into one fully paid and non-assessable share of Class B Common Stock, par value $0.001 ("Class B Common Stock"), on February 11, 2026. Shares of Class B Common Stock may be converted, together with the corresponding Common Units, for shares of the Issuer's Class A Common Stock, par value $0.001 ("Class A Common Stock") as described in footnote 6. F2: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of October 1, 2026. F3: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4: The Reporting Person has an indirect interest in a portion of the securities of the Class B Common Stock and the Common Units held by Trilogy Seven. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,916,074 |
Reported balance
After 2026-09-23 transaction · row 2
1 source rowRow 2 · 2026-09-23 · Conversion · Acquired 1,598,390 · Balance 2,916,074 F2: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of October 1, 2026. F3: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectTrilogy Management Investors Seven, LLC | 0 |
Reported balance
After 2026-09-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-23 · Conversion · Disposed 1,598,390 · Balance 0 F1: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, dated February 11, 2021, each outstanding share of Class C Common Stock, automatically and without further action on the part of the Issuer or the Reporting Person, converted into one fully paid and non-assessable share of Class B Common Stock, par value $0.001 ("Class B Common Stock"), on February 11, 2026. Shares of Class B Common Stock may be converted, together with the corresponding Common Units, for shares of the Issuer's Class A Common Stock, par value $0.001 ("Class A Common Stock") as described in footnote 6. F6: Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4: The Reporting Person has an indirect interest in a portion of the securities of the Class B Common Stock and the Common Units held by Trilogy Seven. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. |
| Class A Common StockSEC Table I · non-derivative | IndirectCDG Financial LLC | 5,842,969 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,842,969 F5: The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, dated February 11, 2021, each outstanding share of Class C Common Stock, automatically and without further action on the part of the Issuer or the Reporting Person, converted into one fully paid and non-assessable share of Class B Common Stock, par value $0.001 ("Class B Common Stock"), on February 11, 2026. Shares of Class B Common Stock may be converted, together with the corresponding Common Units, for shares of the Issuer's Class A Common Stock, par value $0.001 ("Class A Common Stock") as described in footnote 6.
F2: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of October 1, 2026.
F3: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.
F4: The Reporting Person has an indirect interest in a portion of the securities of the Class B Common Stock and the Common Units held by Trilogy Seven. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven.
F5: The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein.
F6: Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2023 Filed Aug 4, 2023 22:22 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock, par value $0.001 per share | 98,375 | $2.12 | $208,555.00 |
DisclosureSEC source: 0001831631-23-000251 · wk-form4a_1691187769.xml · nonDerivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,446 Read SEC document |
| June 30, 2023 Filed Aug 4, 2023 22:22 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock, par value $0.001 per share | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-23-000251 · wk-form4a_1691187769.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 01:11 UTC | loanDepot, Inc. LDI · Entity 723 | GrantStock Option · Derivative | 2,000,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001831631-22-000363 · wf-form4_167218984772520.xml · derivative · entry 3 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class A Common Stock · 2,000,000 shares Expires 2032-12-23 Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 01:11 UTC | loanDepot, Inc. LDI · Entity 723 | GrantPerformance Share Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000363 · wf-form4_167218984772520.xml · derivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The PSUs are scheduled to vest as follows if the specified stock price hurdles is achieved by the Issuer's Class A Common Stock, in proportion to such achievement: (i) one-half of the target PSUs at up to 150% on 6/30/23, and (ii) all of the target PSUs at up to 150% on 6/30/24 (less the PSUs that vested on 6/30/23). Any PSUs which have not become earned by 6/30/24 will be forfeited. F4 · derivative.expiration_date: The PSUs are scheduled to vest as follows if the specified stock price hurdles is achieved by the Issuer's Class A Common Stock, in proportion to such achievement: (i) one-half of the target PSUs at up to 150% on 6/30/23, and (ii) all of the target PSUs at up to 150% on 6/30/24 (less the PSUs that vested on 6/30/23). Any PSUs which have not become earned by 6/30/24 will be forfeited. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 01:11 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000363 · wf-form4_167218984772520.xml · derivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 50% on each of 6/30/23 and 6/30/24. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 50% on each of 6/30/23 and 6/30/24. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 23:16 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.49 | $149,210.00 |
DisclosureSEC source: 0001655938-22-000003 · wf-form4_167175098939438.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 5,842,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.45 to $1.58. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.nature: The Reporting Person is the Manager of CDG Financial LLC with sole authority to act. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:45 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.57 | $157,420.00 |
DisclosureSEC source: 0001831631-22-000348 · wf-form4_167053588339805.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 5,942,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.66 The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.nature: The Reporting Person is the Manager of CDG Financial LLC with sole authority to act. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 00:43 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.54 | $154,060.00 |
DisclosureSEC source: 0001831631-22-000332 · wf-form4_166864580086198.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,042,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.60 The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.nature: The Reporting Person is the Manager of CDG Financial LLC with sole authority to act. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 23:01 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.69 | $168,670.00 |
DisclosureSEC source: 0001831631-22-000319 · wf-form4_166751647517228.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,142,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.62 to $1.88 The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.nature: The Reporting Person is the Manager of CDG Financial LLC with sole authority to act. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 23:53 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.36 | $135,770.00 |
DisclosureSEC source: 0001831631-22-000307 · wf-form4_166622359838487.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,242,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.34 to $1.38 The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.nature: The Reporting Person is the Manager of CDG Financial LLC with sole authority to act. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:23 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.40 | $140,370.00 |
DisclosureSEC source: 0001831631-22-000296 · wf-form4_166508776728154.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,342,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.36 to $1.45 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.nature: The Reporting Person is the Manager of CDG Financial LLC with sole authority to act. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 21:16 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.48 | $147,740.00 |
DisclosureSEC source: 0001831631-22-000283 · wf-form4_166388135024871.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,442,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.47 to $1.51 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F3 · ownership.nature: The Reporting Person is the Manager of CDG Financial LLC with sole authority to act. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:29 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.65 | $165,040.00 |
DisclosureSEC source: 0001831631-22-000272 · wf-form4_166301457593882.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,542,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.63 to $1.70 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 22:27 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.60 | $160,290.00 |
DisclosureSEC source: 0001831631-22-000240 · wf-form4_166138002239803.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,642,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.60 to $1.63 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 20:55 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.81 | $181,300.00 |
DisclosureSEC source: 0001831631-22-000231 · wf-form4_166025128579304.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,742,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.57 to $1.68 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:07 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 16,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000220 · wf-form4_165955720713749.xml · derivative · entry 4 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,701 Underlying: Class A Common Stock · 16,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F3 · date: In accordance with the terms of the Agreement, RSUs that vested on July 28, 2022 were settled on August 1, 2022. F4 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 16,900 on each of 7/28/22, 7/28/23 and 7/28/24 and 16,901 on 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. F4 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 16,900 on each of 7/28/22, 7/28/23 and 7/28/24 and 16,901 on 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:07 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock, par value $0.001 per share | 6,650 | $1.77 | $11,770.50 |
DisclosureSEC source: 0001831631-22-000220 · wf-form4_165955720713749.xml · nonDerivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,821 Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:07 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock, par value $0.001 per share | 16,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-22-000220 · wf-form4_165955720713749.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock Read SEC document |
| July 19, 2022 Filed Jul 21, 2022 20:00 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.63 | $162,850.00 |
DisclosureSEC source: 0001831631-22-000210 · wf-form4_165843359348062.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,842,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.57 to $1.68 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 20:02 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.53 | $152,620.00 |
DisclosureSEC source: 0001831631-22-000198 · wf-form4_165756970634639.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 6,942,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.46 to $1.57 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:07 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock | 100,000 | $1.47 | $146,760.00 |
DisclosureSEC source: 0001831631-22-000172 · wf-form4_165610121617530.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 7,042,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.41 to $1.52 The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:14 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 7,142,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000112 · wf-form4_165169862331141.xml · derivative · entry 3 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trilogy Management Investors Six, LLC Disclosed balance after: 80,564,094 Underlying: Class A Common Stock · 7,142,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six are directly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F2 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six are directly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six are directly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F2 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six are directly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F2 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:14 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 7,142,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000112 · wf-form4_165169862331141.xml · nonDerivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Indirect · CDG Financial LLC Disclosed balance after: 7,142,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six are directly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein. F2 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · kind: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to her directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · price: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to her directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021. F4 · ownership.nature: The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:59 UTC | loanDepot, Inc. LDI · Entity 723 | GrantPerformance Share Units · Derivative | 202,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000079 · wf-form4_164876034301765.xml · derivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,802 Underlying: Class A Common Stock · 202,802 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The PSUs vest on the 4th anniversary of the grant date in proportion to specified stock price hurdles being achieved by the Issuer's Class A Common stock. F4 · derivative.expiration_date: The PSUs vest on the 4th anniversary of the grant date in proportion to specified stock price hurdles being achieved by the Issuer's Class A Common stock. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:59 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 67,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000079 · wf-form4_164876034301765.xml · derivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,601 Underlying: Class A Common Stock · 67,601 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 16,900 on each of 7/28/22, 7/28/23 and 7/28/24 and 16,901 on 7/28/25. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 16,900 on each of 7/28/22, 7/28/23 and 7/28/24 and 16,901 on 7/28/25. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:18 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock, par value $0.001 per share | 82,179 | $8.07 | $663,184.53 |
DisclosureSEC source: 0001831631-21-000100 · wf-form4_162940427818898.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Capital Markets Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,571 F1 · kind: Shares withheld to cover tax withholding obligations on settlement of restricted stock units. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 02:38 UTC | loanDepot, Inc. LDI · Entity 723 | GrantClass A Common Stock, par value $0.001 per share | 165,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007291 · doc4.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,750 F1 · shares: Class A Common Stock to be acquired pursuant to restricted stock units which were granted and vested on February 18, 2021. Vested shares will be delivered to the reporting person within 30 days after the six month anniversary of vesting, subject to later delivery in the event of certain trading blackout periods. F2 · price: Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.