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Banks Matthew C.

Disclosed activity across 1 company

Tapewire entity
2525
SEC CIK
0001959033

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524VP, CAOOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect7,568 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 554 · Balance 7,568

F1: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 208 $57.09 $11,874.72
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,632

F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 828 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 9

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,450

Underlying: Class A Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F8 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 8

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,486

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

F7 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 149 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 890

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,244

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,079

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 Tax withholdingClass A Common Stock 1,653 $57.94 $95,774.82
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,840

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:15 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 3,331 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012008 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2024 Filed May 3, 2024 23:03 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 206 $57.28 $11,799.68
Disclosure

SEC source: 0001062993-24-009368 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,162

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:50 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 207 $65.27 $13,510.89
Disclosure

SEC source: 0001062993-24-007954 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,368

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 828 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 8

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,278

Underlying: Class A Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F8 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,735

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

F7 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 148 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,039

Underlying: Class A Common Stock · 148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,990

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 204 $63.20 $12,892.80
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,575

F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 Tax withholdingClass A Common Stock 1,677 $63.35 $106,237.95
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,779

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 3,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:41 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 205 $90.55 $18,562.75
Disclosure

SEC source: 0001062993-24-000458 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,126

F1 · shares: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:39 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 206 $103.59 $21,339.54
Disclosure

SEC source: 0001062993-23-021960 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,331

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

Read SEC document
November 17, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 6,794 $89.19 $605,956.86
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,537

F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 8,480 $89.03 $754,974.40
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,331

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 827 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 9

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,106

Underlying: Class A Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F9 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F9 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,248 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 8

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,984

Underlying: Class A Common Stock · 1,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

F8 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 13,378 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,378

Underlying: Class A Common Stock · 13,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in two equal annual installments. The first installment vested on November 15, 2023.

F7 · derivative.expiration_date: This RSU vests in two equal annual installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 149 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,187

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 749 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,736

Underlying: Class A Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,797

Underlying: Class A Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 16,711 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 23:16 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 2,296 $85.03 $195,228.88
Disclosure

SEC source: 0001062993-23-020122 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,100

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:16 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 208 $59.14 $12,301.12
Disclosure

SEC source: 0001062993-23-020122 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,396

F1 · shares: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:50 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 208 $70.20 $14,601.60
Disclosure

SEC source: 0001062993-23-019000 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,604

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 22:40 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 9,933 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018300 · form4.xml · derivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,933

Underlying: Class A Common Stock · 9,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 22:58 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 205 $92.89 $19,042.45
Disclosure

SEC source: 0001062993-23-017740 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,812

F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

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September 05, 2023 Filed Sep 6, 2023 22:58 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,259 $82.69 $104,106.71
Disclosure

SEC source: 0001062993-23-017740 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,017

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023.

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September 01, 2023 Filed Sep 6, 2023 22:58 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017740 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,232

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.

F7 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.

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September 01, 2023 Filed Sep 6, 2023 22:58 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 148 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017740 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,336

Underlying: Class A Common Stock · 148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

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September 01, 2023 Filed Sep 6, 2023 22:58 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017740 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,485

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

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September 01, 2023 Filed Sep 6, 2023 22:58 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017740 · form4.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,157

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

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September 01, 2023 Filed Sep 6, 2023 22:58 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,502 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017740 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 00:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,614 $60.42 $97,517.88
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,774

Read SEC document
June 02, 2023 Filed Jun 6, 2023 00:21 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,886 $60.06 $113,273.16
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,388

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023.

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June 01, 2023 Filed Jun 6, 2023 00:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 2,497 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,481

Underlying: Class A Common Stock · 2,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.

F6 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 149 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,484

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,231

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,516

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 3,751 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:44 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 26,756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009931 · form4.xml · derivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,756

Underlying: Class A Common Stock · 26,756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU was granted on 04/28/23 and vests 50% on 11/15/23 and 50% on 11/15/24.

F3 · derivative.expiration_date: This RSU was granted on 04/28/23 and vests 50% on 11/15/23 and 50% on 11/15/24.

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April 28, 2023 Filed May 2, 2023 20:44 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 19,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009931 · form4.xml · derivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,978

Underlying: Class A Common Stock · 19,978 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU was granted on 04/28/23 and 2/16th of the shares vest on 6/1/23 and the remaining shares vest quarterly over the remaining 14 quarterly vest dates.

F2 · derivative.expiration_date: This RSU was granted on 04/28/23 and 2/16th of the shares vest on 6/1/23 and the remaining shares vest quarterly over the remaining 14 quarterly vest dates.

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March 02, 2023 Filed Mar 4, 2023 00:32 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 640 $61.93 $39,635.20
Disclosure

SEC source: 0001716837-23-000021 · edgar.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.