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person · Reporting owner

Zaks Tal Zvi

Disclosed activity across 3 companies

Tapewire entity
25234
SEC CIK
0001690927

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Adaptimmune Therapeutics PLCADAP · Entity 9824DirectorJuly 01, 2022July 01, 2022
Moderna, Inc.MRNA · Entity 2025Chief Medical OfficerJune 30, 2021July 02, 2021
TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA · Entity 3063DirectorAugust 05, 2026August 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Adaptimmune Therapeutics PLC

Report date July 01, 2022 · Filed July 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to purchase Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.28 · Expires 2032-07-01Direct500,000 Reported balance After 2022-07-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-07-01 · Grant · Acquired 500,000 · Balance 500,000

F1: The exercise price was converted from GBP0.23 based on an exchange rate of $U.S. 1.216007 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Filing footnotes · ownership attribution and instrument terms

F1: The exercise price was converted from GBP0.23 based on an exchange rate of $U.S. 1.216007 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Moderna, Inc.

Report date June 30, 2021 · Filed July 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-30 · Exercise / conversion · Acquired 5,000 · Balance 5,000

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2021.

Row 2 · 2021-06-30 · Sale · Disposed 5,000 · Balance 0

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2021.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.93 · Expires 2030-02-28Direct121,120 Reported balance After 2021-06-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-06-30 · Exercise / conversion · Disposed 5,000 · Balance 121,120

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2021.

F2: 25% of this option vested and became exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2021.

F2: 25% of this option vested and became exercisable on February 28, 2021 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

TEVA PHARMACEUTICAL INDUSTRIES LTD

Report date August 05, 2026 · Filed August 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect73,247 Reported balance After 2026-08-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-05 · Sale · Disposed 17 · Balance 73,247

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Filing footnotes · ownership attribution and instrument terms

F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2020 Filed Dec 16, 2020 21:15 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $20.93 $209,300.00
Disclosure

SEC source: 0001127602-20-031532 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · derivative · entry 18

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,790

Underlying: Common Stock · 10,000 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F15 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 3,533 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · derivative · entry 17

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,291

Underlying: Common Stock · 3,533 shares

Expires 2027-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F14 · derivative.exercise_date: 229,358 of the options will vest over 4 years (25% on the first anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 137,614 of the options will vest over 5 years (25% on the second anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 91,743 of the options will vest over 6 years (25% on the third anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years).

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · derivative · entry 16

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,209

Underlying: Common Stock · 5,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F13 · derivative.exercise_date: 25% of this option vested and became exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 1,467 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · derivative · entry 15

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

Underlying: Common Stock · 1,467 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F12 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 143 $163.49 $23,379.07
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 14

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.37 to $163.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,962 $162.64 $481,739.68
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 13

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.17 to $163.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,619 $161.65 $423,361.35
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 12

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,105

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.05 to $162.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 528 $159.75 $84,348.00
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 11

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,724

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.66 to $160.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,344 $159.14 $373,024.16
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 10

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,252

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.65 to $159.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 4,863 $158.07 $768,694.41
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 9

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,596

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.60 to $158.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,597 $156.95 $250,649.15
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,459

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.51 to $157.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 789 $155.50 $122,689.50
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,056

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.26 to $156.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,459 $154.73 $380,481.07
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.25 to $155.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,696 $153.86 $260,946.56
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,304

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.24 to $154.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $19.15 $191,500.00
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 3,533 $12.21 $43,137.93
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $14.22 $71,100.00
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,467 $12.21 $17,912.07
Disclosure

SEC source: 0001127602-20-031027 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · derivative · entry 17

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,790

Underlying: Common Stock · 10,000 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F14 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $14.22 $0.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · derivative · entry 16

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,209

Underlying: Common Stock · 5,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F13 · derivative.exercise_date: 25% of this option vested and became exercisable on February 27, 2019 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · derivative · entry 15

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,945

Underlying: Common Stock · 5,000 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F12 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 392 $153.50 $60,172.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 14

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.40 to $153.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 312 $152.74 $47,654.88
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 13

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.35 to $153.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 100 $151.00 $15,100.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 12

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 700 $150.09 $105,063.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 11

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.94 to $150.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 4,100 $149.38 $612,458.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 10

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.93 to $149.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,893 $148.35 $874,226.55
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 9

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,604

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.85 to $148.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 3,335 $147.22 $490,978.70
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,497

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.70 to $147.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,108 $146.12 $308,020.96
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,832

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.67 to $146.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,660 $145.25 $241,115.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,940

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.65 to $145.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 600 $144.09 $86,454.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.63 to $144.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 800 $142.43 $113,944.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.21 to $142.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $19.15 $191,500.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

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November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $14.22 $71,100.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:06 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-20-030240 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

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November 23, 2020 Filed Nov 24, 2020 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-029930 · form4.xml · derivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,790

Underlying: Common Stock · 10,000 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

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November 23, 2020 Filed Nov 24, 2020 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-029930 · form4.xml · derivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,945

Underlying: Common Stock · 5,000 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · derivative.exercise_date: 25% of this option vested and became exercisable on February 22, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.

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November 23, 2020 Filed Nov 24, 2020 21:24 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 6,724 $101.21 $680,536.04
Disclosure

SEC source: 0001127602-20-029930 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.78 to $101.49. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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November 23, 2020 Filed Nov 24, 2020 21:24 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 6,836 $100.12 $684,420.32
Disclosure

SEC source: 0001127602-20-029930 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $99.72 to $100.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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November 23, 2020 Filed Nov 24, 2020 21:24 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,440 $99.31 $143,006.40
Disclosure

SEC source: 0001127602-20-029930 · form4.xml · nonDerivative · entry 3

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,560

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.70 to $99.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $19.15 $191,500.00
Disclosure

SEC source: 0001127602-20-029930 · form4.xml · nonDerivative · entry 2

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $12.21 $61,050.00
Disclosure

SEC source: 0001127602-20-029930 · form4.xml · nonDerivative · entry 1

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:58 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0001127602-20-029315 · form4.xml · derivative · entry 10

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common Stock · 10,000 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F9 · derivative.exercise_date: This option is fully vested and exercisable.

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November 16, 2020 Filed Nov 17, 2020 21:58 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001127602-20-029315 · form4.xml · derivative · entry 9

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,824

Underlying: Common Stock · 5,000 shares

Expires 2027-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F8 · derivative.exercise_date: 229,358 of the options will vest over 4 years (25% on the first anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 137,614 of the options will vest over 5 years (25% on the second anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years). 91,743 of the options will vest over 6 years (25% on the third anniversary of the grant date of October 3, 2017, then quarterly for the next 3 years).

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November 16, 2020 Filed Nov 17, 2020 21:58 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,600 $99.20 $158,720.00
Disclosure

SEC source: 0001127602-20-029315 · form4.xml · nonDerivative · entry 8

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.94 to $99.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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November 16, 2020 Filed Nov 17, 2020 21:58 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 3,003 $98.34 $295,315.02
Disclosure

SEC source: 0001127602-20-029315 · form4.xml · nonDerivative · entry 7

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.92 to $98.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:58 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,623 $97.45 $255,611.35
Disclosure

SEC source: 0001127602-20-029315 · form4.xml · nonDerivative · entry 6

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,603

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.91 to $97.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:58 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 4,179 $96.44 $403,022.76
Disclosure

SEC source: 0001127602-20-029315 · form4.xml · nonDerivative · entry 5

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,226

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.89 to $96.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:58 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 2,895 $95.36 $276,067.20
Disclosure

SEC source: 0001127602-20-029315 · form4.xml · nonDerivative · entry 4

Zaks Tal Zvi · CIK 0001690927 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,405

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $94.85 to $95.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.