Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TOMPKINS FINANCIAL CORPTMP · Entity 2728 | EVP, Pres. Tompkins Comm. Bank | August 07, 2026 | August 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TOMPKINS FINANCIAL CORP
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,572.915 |
Ending reported balance
After 2026-08-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-07 · Exercise / conversion · Acquired 802 · Balance 17,284.915 Row 2 · 2026-08-07 · Tax withholding · Disposed 712 · Balance 16,572.915 F1: Shares withheld for Option cost and taxes |
| Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $76.90 · Expires 2026-11-09 | Direct | 0 |
Reported balance
After 2026-08-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-07 · Exercise / conversion · Disposed 802 · Balance 0 F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| Common StockSEC Table I · non-derivative | Indirectby 401(K) ESOP | 2,433.2255 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,433.2255 |
| Common StockSEC Table I · non-derivative | Indirectby 401(K) ISOP | 135.0365 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 135.0365 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for Option cost and taxes
F2: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 10, 2026 18:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 802 | $0.00 Strike: $76.90 | $0.00 |
DisclosureSEC source: 0001005817-26-000118 · form4.xml · derivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 802 shares Expires 2026-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 18:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 712 | $98.73 | $70,295.76 |
DisclosureSEC source: 0001005817-26-000118 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,572.915 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 18:24 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 802 | $76.90 | $61,673.80 |
DisclosureSEC source: 0001005817-26-000118 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,284.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2026 Filed May 20, 2026 20:39 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 264 | $84.18 | $22,223.52 |
DisclosureSEC source: 0001005817-26-000061 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,482.915 F3 · shares: Shares withheld for taxes. Read SEC document |
| May 18, 2026 Filed May 20, 2026 20:39 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001005817-26-000061 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,746.915 F1 · shares: Each performance-based stock unit (PSU) represents the right to receive one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the first fiscal year immediately following the grant date and ending on the last day of the third fiscal year. F2 · shares: Each performance-based stock unit (PSU) represents the right to receive, following vesting, one share of Tompkins common stock. The number of shares of common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the third anniversary of the grant date. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 18:33 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,365 | $67.79 | $92,533.35 |
DisclosureSEC source: 0001005817-25-000094 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,016.915 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 150 | $66.68 | $10,002.00 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,651.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 66 | $66.68 | $4,400.88 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 4 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,801.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 123 | $66.68 | $8,201.64 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 3 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,867.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 14:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $66.68 | $10,602.12 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,990.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 15:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 2,235 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001005817-25-000057 · form4.xml · derivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,235 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 15:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 2,085 | $64.88 | $135,274.80 |
DisclosureSEC source: 0001005817-25-000057 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,149.915 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 15:04 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 2,235 | $56.29 | $125,808.15 |
DisclosureSEC source: 0001005817-25-000057 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,234.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 18:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $74.62 | $8,432.06 |
DisclosureSEC source: 0001127602-24-027178 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,999.915 F2 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 18:54 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,205 | $74.62 | $89,917.10 |
DisclosureSEC source: 0001127602-24-027178 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,112.915 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:20 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 66 | $73.70 | $4,864.20 |
DisclosureSEC source: 0001127602-24-027065 · form4.xml · nonDerivative · entry 3 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,907.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:20 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 123 | $73.70 | $9,065.10 |
DisclosureSEC source: 0001127602-24-027065 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,973.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:20 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 158 | $73.70 | $11,644.60 |
DisclosureSEC source: 0001127602-24-027065 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,096.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 13:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 3,475 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-24-022036 · form4.xml · derivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,475 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 13:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 3,291 | $54.94 | $180,807.54 |
DisclosureSEC source: 0001127602-24-022036 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,254.915 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 13:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 3,475 | $49.22 | $171,039.50 |
DisclosureSEC source: 0001127602-24-022036 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,545.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2023 Filed Nov 14, 2023 17:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $50.90 | $5,751.70 |
DisclosureSEC source: 0001127602-23-027331 · form4.xml · nonDerivative · entry 4 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,070.915 F2 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 20:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 123 | $51.02 | $6,275.46 |
DisclosureSEC source: 0001127602-23-027212 · form4.xml · nonDerivative · entry 3 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,183.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 20:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $51.02 | $8,112.18 |
DisclosureSEC source: 0001127602-23-027212 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,306.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 20:27 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $51.02 | $6,632.60 |
DisclosureSEC source: 0001127602-23-027212 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,465.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 17:48 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,665 | $51.02 | $84,948.30 |
DisclosureSEC source: 0001127602-23-027331 · form4.xml · nonDerivative · entry 3 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,595.915 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2022 Filed Nov 15, 2022 17:03 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 113 | $81.25 | $9,181.25 |
DisclosureSEC source: 0001127602-22-025600 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 4 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,043.915 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 159 | $81.48 | $12,955.32 |
DisclosureSEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 3 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,313.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 130 | $81.48 | $10,592.40 |
DisclosureSEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,472.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 14:45 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 119 | $81.48 | $9,696.12 |
DisclosureSEC source: 0001127602-22-025398 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,602.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 18:57 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 723 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-22-025168 · form4.xml · derivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 723 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 18:57 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 521 | $81.23 | $42,320.83 |
DisclosureSEC source: 0001127602-22-025168 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,721.915 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 18:57 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 723 | $40.60 | $29,353.80 |
DisclosureSEC source: 0001127602-22-025168 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,242.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:17 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 78 | $83.79 | $6,535.62 |
DisclosureSEC source: 0001127602-22-025082 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,519.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2021 Filed Nov 23, 2021 20:43 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 135 | $82.89 | $11,190.15 |
DisclosureSEC source: 0001005817-21-000017 · primary_doc.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,597.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2021 Filed Nov 12, 2025 14:34 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 135 | $82.89 | $11,190.15 |
DisclosureSEC source: 0001005817-25-000073 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Pres. Tompkins Comm. Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,597.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 01:46 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 120 | $83.89 | $10,066.80 |
DisclosureSEC source: 0001127602-21-029237 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,732.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,360 | $83.97 | $114,199.20 |
DisclosureSEC source: 0001127602-21-028940 · form4.xml · nonDerivative · entry 4 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852.915 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 137 | $83.97 | $11,503.89 |
DisclosureSEC source: 0001127602-21-028940 · form4.xml · nonDerivative · entry 3 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,492.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 126 | $83.97 | $10,580.22 |
DisclosureSEC source: 0001127602-21-028940 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,629.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 20:10 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 116 | $83.97 | $9,740.52 |
DisclosureSEC source: 0001127602-21-028940 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,755.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 21:07 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 93 | $82.94 | $7,713.42 |
DisclosureSEC source: 0001127602-21-028573 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,871.915 F1 · shares: Deemed disposition of shares to the Issuer to satisfy option cost and taxes. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 416 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020203 · form4.xml · derivative · entry 5 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 416 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 286 | $81.51 | $23,311.86 |
DisclosureSEC source: 0001127602-21-020203 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,964.915 F1 · shares: Deemed disposition of shares to Issuer to satisfy option cost and taxes. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:26 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Exercise / conversionCommon Stock | 416 | $37.00 | $15,392.00 |
DisclosureSEC source: 0001127602-21-020203 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2020 Filed Nov 23, 2020 20:32 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 136 | $65.92 | $8,965.12 |
DisclosureSEC source: 0001127602-20-029824 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,834.915 F1 · shares: Deemed disposition of shares to Issuer to satisfy option cost and taxes. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:19 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | GrantCommon Stock | 1,755 | $63.44 | $111,337.20 |
DisclosureSEC source: 0001127602-20-028700 · form4.xml · nonDerivative · entry 2 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970.915 F2 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 14:19 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 338 | $63.44 | $21,442.72 |
DisclosureSEC source: 0001127602-20-028700 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,215.915 F1 · shares: Deemed disposition of shares to Issuer to satisfy option cost and taxes. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 19:01 UTC | TOMPKINS FINANCIAL CORP TMP · Entity 2728 | Tax withholdingCommon Stock | 83 | $55.26 | $4,586.58 |
DisclosureSEC source: 0001127602-20-028330 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,553.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.