Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Exec VP and Controller | November 14, 2016 | November 16, 2016 |
| CROWN CASTLE INC.CCI · Entity 3127 | Vice President and Controller | August 07, 2026 | August 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date November 14, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,034 |
Last balance in matching sequence
After 2016-11-14 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2016-11-14 · Exercise / conversion · Acquired 4,012 · Balance 32,046 F2: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Row 2 · 2016-11-14 · Sale · Disposed 4,012 · Balance 28,034 F1: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.4350 to $29.7800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. F2: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Row 3 · 2016-11-14 · Exercise / conversion · Acquired 18,271 · Balance 46,305 F2: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Row 4 · 2016-11-14 · Sale · Disposed 18,271 · Balance 28,034 F1: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.4350 to $29.7800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. F2: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Row 5 · 2016-11-14 · Exercise / conversion · Acquired 18,164 · Balance 46,198 F2: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Row 6 · 2016-11-14 · Sale · Disposed 18,164 · Balance 28,034 F1: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.4350 to $29.7800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. F2: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.73 · Expires 2024-01-16 | Direct | 2,006 |
Reported balance
After 2016-11-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-11-14 · Exercise / conversion · Disposed 4,012 · Balance 2,006 F3: Resulted from the conversion of Parent stock option awards, in connection with the Distribution pursuant to the terms of the Employee Matters Agreement. F5: Employee stock options are granted without payment of consideration. F4: This option is part of an option grant that vests in three equal annual installments beginning January 16, 2015. The installment exercised by the reporting person as reported herein vested on January 16, 2015 and January 16, 2016. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.89 · Expires 2023-01-16 | Direct | 0 |
Reported balance
After 2016-11-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-11-14 · Exercise / conversion · Disposed 18,271 · Balance 0 F3: Resulted from the conversion of Parent stock option awards, in connection with the Distribution pursuant to the terms of the Employee Matters Agreement. F5: Employee stock options are granted without payment of consideration. F6: This option vested in three equal annual installments beginning January 16, 2014. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.78 · Expires 2022-01-20 | Direct | 0 |
Reported balance
After 2016-11-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-11-14 · Exercise / conversion · Disposed 18,164 · Balance 0 F3: Resulted from the conversion of Parent stock option awards, in connection with the Distribution pursuant to the terms of the Employee Matters Agreement. F5: Employee stock options are granted without payment of consideration. F7: This option vested in three equal annual installments beginning January 16, 2013. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife in Company 401(k) Plan | 130 |
Reported balance
Holding disclosure · report date 2016-11-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 130 |
| Common StockSEC Table I · non-derivative | IndirectBy Company 401(k) Plan | 454 |
Reported balance
Holding disclosure · report date 2016-11-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 454 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.4350 to $29.7800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F2: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement").
F3: Resulted from the conversion of Parent stock option awards, in connection with the Distribution pursuant to the terms of the Employee Matters Agreement.
F4: This option is part of an option grant that vests in three equal annual installments beginning January 16, 2015. The installment exercised by the reporting person as reported herein vested on January 16, 2015 and January 16, 2016.
F5: Employee stock options are granted without payment of consideration.
F6: This option vested in three equal annual installments beginning January 16, 2014.
F7: This option vested in three equal annual installments beginning January 16, 2013.
CROWN CASTLE INC.
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 Par ValueSEC Table I · non-derivative | Direct | 5,113 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Sale · Disposed 1,500 · Balance 5,113 |
| Common Stock, $0.01 Par ValueSEC Table I · non-derivative | IndirectBy 401(K) Plan | 1,058 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,058 F1: Represents shares previously acquired in transactions exempt under Rule 16b-3(c). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares previously acquired in transactions exempt under Rule 16b-3(c).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Tax withholdingCommon Stock, $0.01 Par Value | 349 | $120.13 | $41,925.37 |
DisclosureSEC source: 0001051470-19-000028 · wf-form4_155078787019529.xml · nonDerivative · entry 5 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,816 F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionCommon Stock, $0.01 Par Value | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-19-000028 · wf-form4_155078787019529.xml · nonDerivative · entry 4 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionCommon Stock, $0.01 Par Value | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-19-000028 · wf-form4_155078787019529.xml · nonDerivative · entry 3 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Feb 21, 2019 22:24 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionTime RSUs · Derivative | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-19-000028 · wf-form4_155078787019529.xml · derivative · entry 7 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below. F4 · derivative.exercise_date: These Time RSUs were previously granted on December 12, 2016. 33 1/3% of the original grant amount of these Time RSUs vests on December 12 of each of 2017, 2018 and 2019. F4 · derivative.expiration_date: These Time RSUs were previously granted on December 12, 2016. 33 1/3% of the original grant amount of these Time RSUs vests on December 12 of each of 2017, 2018 and 2019. Read SEC document |
| December 12, 2018 Filed Feb 21, 2019 22:24 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Tax withholdingCommon Stock, $0.01 Par Value | 347 | $116.14 | $40,300.58 |
DisclosureSEC source: 0001051470-19-000028 · wf-form4_155078787019529.xml · nonDerivative · entry 2 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087 F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e). Read SEC document |
| December 12, 2018 Filed Feb 21, 2019 22:24 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionCommon Stock, $0.01 Par Value | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-19-000028 · wf-form4_155078787019529.xml · nonDerivative · entry 1 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:17 UTC | CROWN CASTLE INC. CCI · Entity 3127 | GrantPerformance RSUs. · Derivative | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-18-000077 · wf-form4_151942781417021.xml · derivative · entry 3 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,899 Underlying: Common Stock · 2,899 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below. F4 · derivative.exercise_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2021 based on the Company's annualized total stockholder return ("TSR") for the three-year period ending December 31, 2020. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation. F4 · derivative.expiration_date: 0% to 150% of these Absolute TSR Performance RSUs may vest on February 19, 2021 based on the Company's annualized total stockholder return ("TSR") for the three-year period ending December 31, 2020. The percentage of Absolute TSR Performance RSUs that may vest will be (a) 0% if TSR is below 6.5%; (b) 50% if TSR is 6.5%; (c) 100% if TSR is 11.5%; and (d) 150% if TSR is 16.5% or greater. If TSR is between 6.5% and 11.5% or between 11.5% and 16.5%, the percentage of Absolute TSR Performance RSUs that may vest is determined using linear interpolation. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:17 UTC | CROWN CASTLE INC. CCI · Entity 3127 | GrantPerformance RSUs · Derivative | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-18-000077 · wf-form4_151942781417021.xml · derivative · entry 2 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Underlying: Common Stock · 1,457 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below. F3 · derivative.exercise_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2021 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2020. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation. F3 · derivative.expiration_date: 0% to 150% of these Relative TSR Performance RSUs may vest on February 19, 2021 based on the Company's annualized total stockholder return ("TSR") performance ranking ("TSR Rank") relative to the constituent companies of the Standard & Poor's 500 Index for the three-year period ending December 31, 2020. The percentage of Relative TSR Performance RSUs that may vest will be (a) 0% if the TSR Rank is below the 30th percentile; (b) 50% if the TSR Rank is at the 30th percentile; (c) 100% if the TSR Rank is at the 55th percentile; and (d) 150% if the TSR Rank is at the 90th percentile or greater. If the TSR Rank is between the 30th and 55th percentiles or between the 55th and 90th percentiles, the percentage of Relative TSR Performance RSUs that may vest is determined using linear interpolation. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:17 UTC | CROWN CASTLE INC. CCI · Entity 3127 | GrantTime RSUs · Derivative | 1,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-18-000077 · wf-form4_151942781417021.xml · derivative · entry 1 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,494 Underlying: Common Stock · 1,494 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below. F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2019, 2020 and 2021. F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2019, 2020 and 2021. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:53 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionTime RSUs · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-18-000032 · wf-form4_151925358188457.xml · derivative · entry 4 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160 Underlying: Common Stock · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnote below. F4 · derivative.exercise_date: 33 1/3% of the Time RSUs vests on February 19 of each of 2018, 2019 and 2020. F4 · derivative.expiration_date: 33 1/3% of the Time RSUs vests on February 19 of each of 2018, 2019 and 2020. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:53 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Tax withholdingCommon Stock, $0.01 Par Value | 196 | $109.12 | $21,387.52 |
DisclosureSEC source: 0001051470-18-000032 · wf-form4_151925358188457.xml · nonDerivative · entry 2 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217 F1 · shares: Represents shares withheld by the issurer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain shares of restricted stock previously granted to the Reporting Person. Such withholding is exempt from Section 16 (b) pursuant to Rule 16b-3(e). Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:53 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionCommon Stock, $0.01 Par Value | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-18-000032 · wf-form4_151925358188457.xml · nonDerivative · entry 1 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 23:51 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionTime RSUs · Derivative | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-17-000171 · wf-form4_151329548640773.xml · derivative · entry 4 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,434 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnote below. F4 · derivative.exercise_date: These Time RSUs were previously granted on December 12, 2016. 33 1/3% of the original grant amount of these Time RSUs vests on December 12 of each of 2017, 2018 and 2019. F4 · derivative.expiration_date: These Time RSUs were previously granted on December 12, 2016. 33 1/3% of the original grant amount of these Time RSUs vests on December 12 of each of 2017, 2018 and 2019. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 23:51 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Tax withholdingCommon Stock, $0.01 Par Value | 383 | $110.91 | $42,478.53 |
DisclosureSEC source: 0001051470-17-000171 · wf-form4_151329548640773.xml · nonDerivative · entry 2 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 F1 · shares: Represents shares withheld by the issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Such withholding is exempt from Section 16 (b) pursuant to Rule 16b-3(e). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 23:51 UTC | CROWN CASTLE INC. CCI · Entity 3127 | Exercise / conversionCommon Stock, $0.01 Par Value | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-17-000171 · wf-form4_151329548640773.xml · nonDerivative · entry 1 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2017 Filed Sep 7, 2017 22:48 UTC | CROWN CASTLE INC. CCI · Entity 3127 | OtherCommon Stock, $0.01 Par Value | 48 | $101.09 | $4,852.32 |
DisclosureSEC source: 0001051470-17-000142 · wf-form4_150482448876807.xml · nonDerivative · entry 1 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 7 F1 · balance_after: Represents shares previously acquired in transactions exempt under Rule 16b-3(c), reduced by the number of shares sold by the 401(k) Plan on behalf of the reporting person as reported on this Form 4. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:41 UTC | CROWN CASTLE INC. CCI · Entity 3127 | GrantPerformance RSUs · Derivative | 6,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-17-000055 · wf-form4_148772409355958.xml · derivative · entry 2 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,178 Underlying: Common Stock · 6,178 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below. F3 · derivative.exercise_date: 0% to 100% of the Performance RSUs may vest on February 19, 2020 based upon the Company's total stockholder return ("TSR") performance rating ("TSR Rank") relative to a peer group of companies approved by the Company's board of directors for the three year period ending February 16, 2020 ("Period"). If the TSR Rank is at the 30th percentile or more up to the 55th percentile, then 33.34% to 66.67% of the Performance RSUs vest on a pro rata basis based upon the level of the TSR Rank (i.e., approximately an additional 1.3336% of the units vest for each 1.0 percentile increase in the TSR Rank above the 30th percentile up to the 55th percentile), with 66.67% of the Performance RSUs vesting at the 55th percentile (Continued in Footnote 4) F4 · derivative.exercise_date: (Continued from Footnote 3) If the TSR Rank is at the 55th percentile or more, then 66.67% to 100% of the Performance RSUs vest on a pro rata basis based upon the level of the TSR Rank (i.e., approximately an additional 0.95229% of the units vest for each 1.0 percentile increase in the TSR Rank above the 55th percentile up to the 90th percentile (or above)), with 100% of the units vesting at or above the 90th percentile. However, if the TSR is negative for the Period and the TSR Rank is at or above the 30th percentile, the percentage of units which vest shall be 33.34%. If the TSR Rank is below the 30th percentile, 100% of the Performance RSUs will be forfeited. F3 · derivative.expiration_date: 0% to 100% of the Performance RSUs may vest on February 19, 2020 based upon the Company's total stockholder return ("TSR") performance rating ("TSR Rank") relative to a peer group of companies approved by the Company's board of directors for the three year period ending February 16, 2020 ("Period"). If the TSR Rank is at the 30th percentile or more up to the 55th percentile, then 33.34% to 66.67% of the Performance RSUs vest on a pro rata basis based upon the level of the TSR Rank (i.e., approximately an additional 1.3336% of the units vest for each 1.0 percentile increase in the TSR Rank above the 30th percentile up to the 55th percentile), with 66.67% of the Performance RSUs vesting at the 55th percentile (Continued in Footnote 4) F4 · derivative.expiration_date: (Continued from Footnote 3) If the TSR Rank is at the 55th percentile or more, then 66.67% to 100% of the Performance RSUs vest on a pro rata basis based upon the level of the TSR Rank (i.e., approximately an additional 0.95229% of the units vest for each 1.0 percentile increase in the TSR Rank above the 55th percentile up to the 90th percentile (or above)), with 100% of the units vesting at or above the 90th percentile. However, if the TSR is negative for the Period and the TSR Rank is at or above the 30th percentile, the percentage of units which vest shall be 33.34%. If the TSR Rank is below the 30th percentile, 100% of the Performance RSUs will be forfeited. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:41 UTC | CROWN CASTLE INC. CCI · Entity 3127 | GrantTime RSUs · Derivative | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001051470-17-000055 · wf-form4_148772409355958.xml · derivative · entry 1 Collins Robert Sean · CIK 0001590197 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,740 Underlying: Common Stock · 1,740 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2013 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to (i) the reporting person remaining an employee or director of the Company or its affiliates and (ii) the other criteria described in the footnotes below. F2 · derivative.exercise_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2018, 2019 and 2020. F2 · derivative.expiration_date: 33 1/3% of the Time RSUs vest on February 19 of each of 2018, 2019 and 2020. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,164 | $0.00 Strike: $22.78 | $0.00 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · derivative · entry 11 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,164 shares Expires 2022-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Resulted from the conversion of Parent stock option awards, in connection with the Distribution pursuant to the terms of the Employee Matters Agreement. F5 · price: Employee stock options are granted without payment of consideration. F7 · derivative.exercise_date: This option vested in three equal annual installments beginning January 16, 2013. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,271 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · derivative · entry 10 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,271 shares Expires 2023-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Resulted from the conversion of Parent stock option awards, in connection with the Distribution pursuant to the terms of the Employee Matters Agreement. F5 · price: Employee stock options are granted without payment of consideration. F6 · derivative.exercise_date: This option vested in three equal annual installments beginning January 16, 2014. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,012 | $0.00 Strike: $24.73 | $0.00 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · derivative · entry 9 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 4,012 shares Expires 2024-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Resulted from the conversion of Parent stock option awards, in connection with the Distribution pursuant to the terms of the Employee Matters Agreement. F5 · price: Employee stock options are granted without payment of consideration. F4 · derivative.exercise_date: This option is part of an option grant that vests in three equal annual installments beginning January 16, 2015. The installment exercised by the reporting person as reported herein vested on January 16, 2015 and January 16, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 18,164 | $29.55 | $536,764.36 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · nonDerivative · entry 6 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,034 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.4350 to $29.7800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. F2 · balance_after: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 18,164 | $22.78 | $413,775.92 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · nonDerivative · entry 5 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 18,271 | $29.55 | $539,926.32 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · nonDerivative · entry 4 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,034 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.4350 to $29.7800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. F2 · balance_after: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 18,271 | $19.89 | $363,410.19 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · nonDerivative · entry 3 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | SaleCommon Stock | 4,012 | $29.55 | $118,558.61 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · nonDerivative · entry 2 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,034 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.4350 to $29.7800. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. F2 · balance_after: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC | Alcoa Corp AA · Entity 3397 | Exercise / conversionCommon Stock | 4,012 | $24.73 | $99,216.76 |
DisclosureSEC source: 0001675149-16-000071 · edgar.xml · nonDerivative · entry 1 Collins Robert Sean · CIK 0001590197 · Exec VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares of Alcoa Corporation ("Alcoa") common stock were received by the reporting person pursuant to the distribution paid by Alcoa Inc. (now renamed Arconic Inc.) ("Arconic" or "Parent") on November 1, 2016, to Parent shareholders of record as of October 20, 2016 (the "Record Date"), of one share of Alcoa common stock for every three shares of Parent common stock held on the Record Date (the "Distribution"), pursuant to the separation and distribution agreement, dated October 31, 2016, between Alcoa and Parent. Also includes shares of common stock underlying awards resulting from the conversion of Parent equity awards in connection with the Distribution pursuant to the terms of the employee matters agreement, dated as of October 31, 2016, between Alcoa and Parent (the "Employee Matters Agreement"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.