Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axxes Opportunistic Credit FundAXOIX · Entity 66232 | Director | October 01, 2024 | October 10, 2024 |
| Axxes Private Markets FundAXEIX · Entity 66139 | Director | April 22, 2024 | April 26, 2024 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | August 06, 2026 | August 10, 2026 |
| Lumen Technologies, Inc.LUMN · Entity 3749 | Director | May 21, 2026 | May 26, 2026 |
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC.SPWH · Entity 7236 | Director | May 27, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axxes Opportunistic Credit Fund
Report date October 01, 2024 · Filed October 10, 2024
This filing explicitly reported no securities owned.
Axxes Private Markets Fund
Report date April 22, 2024 · Filed April 26, 2024
This filing explicitly reported no securities owned.
COMMVAULT SYSTEMS INC
Report date August 06, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,797 |
Reported balance
After 2026-08-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-06 · Grant · Acquired 1,761 · Balance 8,797 F1: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant or the date of the 2027 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant or the date of the 2027 Annual Meeting of Stockholders.
Lumen Technologies, Inc.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 421,144 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 25,197 · Balance 421,144 F1: This grant of restricted stock units will vest on May 21, 2027, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant of restricted stock units will vest on May 21, 2027, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Report date May 27, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 179,535 |
Reported balance
After 2026-05-27 transaction · row 1
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 62,992 · Balance 179,535 F1: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MITEL NETWORKS CORP
Report date November 30, 2018 · Filed December 04, 2018
Section 16 reporting ended · disclosed 2018-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-30 · Disposition to issuer · Disposed 18,611 · Balance 0 F1: On November 30, 2018 (the "Closing Date"), MLN AcquisitionCo ULC (the "Purchaser") acquired all of the outstanding common shares of Mitel Networks Corporation (the "Issuer") under a plan of arrangement under the Canada Business Corporations Act (the "Plan of Arrangement"), and Issuer became a wholly owned subsidiary of the Purchaser, an entity currently owned and controlled by funds affiliated with Searchlight Capital Partners, L.P., a private equity investment group. F2: Pursuant to the Plan of Arrangement, each common share was transferred to the Purchaser in exchange for the right to receive US$11.15 in cash, without interest and less any applicable withholding taxes. |
| Options (Common Shares)SEC Table II · derivative / convertible security · Conversion / exercise price $6.47 · Expires 2024-05-10 | Direct | 0 |
Reported balance
After 2018-11-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-30 · Disposition to issuer · Disposed 45,000 · Balance 0 F3: Pursuant to the Plan of Arrangement, options to purchase common shares (the "Options") were accelerated and all Options were cancelled in exchange for the right to receive an amount equal to the excess, if any, of US$11.15 over the exercise price of such option, less any applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-30 · Disposition to issuer · Disposed 14,500 · Balance 0 F4: Represents 14,500 common shares underlying 14,500 restricted stock units. Pursuant to the Plan of Arrangement, each restricted share unit was cancelled in exchange for the right to receive US$11.15 in cash, less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 30, 2018 (the "Closing Date"), MLN AcquisitionCo ULC (the "Purchaser") acquired all of the outstanding common shares of Mitel Networks Corporation (the "Issuer") under a plan of arrangement under the Canada Business Corporations Act (the "Plan of Arrangement"), and Issuer became a wholly owned subsidiary of the Purchaser, an entity currently owned and controlled by funds affiliated with Searchlight Capital Partners, L.P., a private equity investment group.
F2: Pursuant to the Plan of Arrangement, each common share was transferred to the Purchaser in exchange for the right to receive US$11.15 in cash, without interest and less any applicable withholding taxes.
F3: Pursuant to the Plan of Arrangement, options to purchase common shares (the "Options") were accelerated and all Options were cancelled in exchange for the right to receive an amount equal to the excess, if any, of US$11.15 over the exercise price of such option, less any applicable withholding taxes.
F4: Represents 14,500 common shares underlying 14,500 restricted stock units. Pursuant to the Plan of Arrangement, each restricted share unit was cancelled in exchange for the right to receive US$11.15 in cash, less any applicable withholding taxes.
POLYCOM INC
Report date September 23, 2016 · Filed September 27, 2016
Section 16 reporting ended · disclosed 2016-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-27 transaction · row 1
1 source rowRow 1 · 2016-09-27 · Disposition to issuer · Disposed 42,500 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Triangle Private Holdings I, LLC and Triangle Private Merger Sub Inc. (the "Merger Agreement"), in exchange for a cash payment of $12.50 per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,000 |
Reported balance
After 2016-09-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-09-23 · Grant · Acquired 20,000 · Balance 20,000 F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3: This restricted stock unit award was granted on September 23, 2016, in lieu of the automatic, nondiscretionary award under the Company's 2011 Equity Incentive Plan that otherwise would have been granted upon the reporting person's reelection to the Company's Board at the Company's 2016 Annual Meeting of Stockholders. This award vests as to 25% of the total granted shares underlying the award on each of December 23, 2016, March 23, 2017, June 23, 2017 and September 23, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-09-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-26 · Disposition to issuer · Disposed 20,000 · Balance 0 F4: Cancelled pursuant to the Merger Agreement, in exchange for a cash payment of $12.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Triangle Private Holdings I, LLC and Triangle Private Merger Sub Inc. (the "Merger Agreement"), in exchange for a cash payment of $12.50 per share.
F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
F3: This restricted stock unit award was granted on September 23, 2016, in lieu of the automatic, nondiscretionary award under the Company's 2011 Equity Incentive Plan that otherwise would have been granted upon the reporting person's reelection to the Company's Board at the Company's 2016 Annual Meeting of Stockholders. This award vests as to 25% of the total granted shares underlying the award on each of December 23, 2016, March 23, 2017, June 23, 2017 and September 23, 2017.
F4: Cancelled pursuant to the Merger Agreement, in exchange for a cash payment of $12.50 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2026 Filed Aug 10, 2026 21:42 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001304391-26-000005 · wk-form4_1786398144.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,797 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant or the date of the 2027 Annual Meeting of Stockholders. Read SEC document |
| May 27, 2026 Filed May 28, 2026 20:50 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 62,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001304391-26-000002 · form4-05282026_040503.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,535 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:51 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 25,197 | $9.44 | $237,859.68 |
DisclosureSEC source: 0001628280-26-038176 · wk-form4_1779828689.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,144 F1 · kind: This grant of restricted stock units will vest on May 21, 2027, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 20:14 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 1,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001304391-25-000004 · wk-form4_1754943264.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,036 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2026 Annual Meeting of Shareholders. Read SEC document |
| May 28, 2025 Filed May 30, 2025 20:10 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 51,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014975 · form4-05302025_040503.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,543 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:47 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 51,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-25-000071 · wk-form4_1747428418.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,947 F1 · kind: This grant of restricted stock will vest on May 14, 2026. Read SEC document |
| August 08, 2024 Filed Aug 12, 2024 20:07 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-24-000092 · wk-form4_1723493228.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,847 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2025 Annual Meeting of Shareholders. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:20 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | SaleCommon Stock | 17,000 | $2.67 | $45,373.00 |
DisclosureSEC source: 0001415889-24-017627 · form4-06202024_080607.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,997 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.635 to $2.695, inclusive. The reporting person undertakes to provide to the Issuer and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 28,328 restricted stock units scheduled to vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting on June 30, 2024, and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 30, 2024 Filed May 31, 2024 20:45 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 28,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015062 · form4-05312024_080527.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,997 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:49 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 157,518 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000072 · wk-form4_1716238154.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,553 F1 · kind: This grant of restricted stock will vest on May 16, 2025. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:24 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 6,000 | $103.23 | $619,380.00 |
DisclosureSEC source: 0001169561-24-000036 · wk-form4_1714767851.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,317 Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:02 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 604 | $78.20 | $47,232.80 |
DisclosureSEC source: 0001169561-23-000158 · wk-form4_1703019720.xml · nonDerivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,317 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.03 and $78.34, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:02 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 2,046 | $77.71 | $158,994.66 |
DisclosureSEC source: 0001169561-23-000158 · wk-form4_1703019720.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,921 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.34 and $77.98, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 21:28 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-23-000136 · wk-form4_1693517284.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,967 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 22:20 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009547 · form4-06092023_060614.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,669 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:31 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 85,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000066 · wf-form4_168453188501446.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,035 F1 · kind: This grant of restricted stock units will vest on May 17, 2024, but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 22:18 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | PurchaseCommon Stock | 12,500 | $6.36 | $79,500.00 |
DisclosureSEC source: 0000018926-22-000054 · wf-form4_166803230368068.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,430 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.315 to $6.495. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 24, 2022 Filed Aug 24, 2022 20:10 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001169561-22-000073 · wf-form4_166137179022136.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,830 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2023 Annual Meeting. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:30 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 8,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005806 · form4-05272022_040526.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,730 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 18, 2022 Filed May 20, 2022 00:59 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 18,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030796 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,930 F1 · kind: This grant of restricted stock units will vest on May 18, 2023 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:56 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 9,000 | $67.00 | $603,000.00 |
DisclosureSEC source: 0001209191-22-005608 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,135 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 2,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-053103 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,135 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2022 Annual Meeting. F2 · price: Not applicable. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:11 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 4,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006069 · edgar.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,692 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:58 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 3,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035381 · doc4.xml · nonDerivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,416 F2 · kind: This grant of restricted stock will vest on May 20, 2022. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:58 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 10,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035381 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,782 F1 · kind: This grant of restricted stock units will vest on May 20, 2022 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 23:29 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | SaleCommon Stock | 10,000 | $10.21 | $102,100.00 |
DisclosureSEC source: 0001209191-20-064717 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,880 F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $10.200 - $10.215. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:32 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 4,618 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-049146 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,495 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting. F2 · price: Not applicable. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 22:55 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | SaleCommon Stock | 7,320 | $13.53 | $99,032.28 |
DisclosureSEC source: 0001104659-20-079876 · a4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,472 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.52 to $13.55, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 20:35 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 6,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007027 · edgar.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,792 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date,with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 20, 2020 Filed May 21, 2020 23:41 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 8,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031521 · doc4.xml · nonDerivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,880 F2 · kind: This grant of restricted stock units will vest on May 20, 2021 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election. Read SEC document |
| May 20, 2020 Filed May 21, 2020 23:41 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 8,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031521 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,661 F1 · kind: This grant of restricted stock will vest on May 20, 2021. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:23 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 4,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-047501 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,877 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2020 Annual Meeting. F2 · price: Not applicable. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:18 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 19,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006897 · edgar.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,506 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date,with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 22, 2019 Filed May 24, 2019 22:01 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 14,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032809 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,441 F1 · kind: This grant of restricted stock units will vest on May 22, 2020 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election. Read SEC document |
| February 03, 2019 Filed Feb 5, 2019 22:22 UTC | SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 | GrantCommon Stock | 4,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001343 · edgar.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,374 F1 · shares: Grant of restricted stock units that vest in three substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date,with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next 3months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:49 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Disposition to issuerRestricted Stock Units · Derivative | 14,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-030130 · doc4.xml · derivative · entry 3 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,500 shares Expires not disclosed F4 · derivative.exercise_price: Represents 14,500 common shares underlying 14,500 restricted stock units. Pursuant to the Plan of Arrangement, each restricted share unit was cancelled in exchange for the right to receive US$11.15 in cash, less any applicable withholding taxes. F4 · price: Represents 14,500 common shares underlying 14,500 restricted stock units. Pursuant to the Plan of Arrangement, each restricted share unit was cancelled in exchange for the right to receive US$11.15 in cash, less any applicable withholding taxes. F4 · derivative.exercise_date: Represents 14,500 common shares underlying 14,500 restricted stock units. Pursuant to the Plan of Arrangement, each restricted share unit was cancelled in exchange for the right to receive US$11.15 in cash, less any applicable withholding taxes. F4 · derivative.expiration_date: Represents 14,500 common shares underlying 14,500 restricted stock units. Pursuant to the Plan of Arrangement, each restricted share unit was cancelled in exchange for the right to receive US$11.15 in cash, less any applicable withholding taxes. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:49 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Disposition to issuerOptions (Common Shares) · Derivative | 45,000 | Not disclosed Strike: $6.47 | Not disclosed |
DisclosureSEC source: 0000899243-18-030130 · doc4.xml · derivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 45,000 shares Expires 2024-05-10 F3 · price: Pursuant to the Plan of Arrangement, options to purchase common shares (the "Options") were accelerated and all Options were cancelled in exchange for the right to receive an amount equal to the excess, if any, of US$11.15 over the exercise price of such option, less any applicable withholding taxes. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:49 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Disposition to issuerCommon Shares | 18,611 | $11.15 | $207,512.65 |
DisclosureSEC source: 0000899243-18-030130 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: On November 30, 2018 (the "Closing Date"), MLN AcquisitionCo ULC (the "Purchaser") acquired all of the outstanding common shares of Mitel Networks Corporation (the "Issuer") under a plan of arrangement under the Canada Business Corporations Act (the "Plan of Arrangement"), and Issuer became a wholly owned subsidiary of the Purchaser, an entity currently owned and controlled by funds affiliated with Searchlight Capital Partners, L.P., a private equity investment group. F2 · security: Pursuant to the Plan of Arrangement, each common share was transferred to the Purchaser in exchange for the right to receive US$11.15 in cash, without interest and less any applicable withholding taxes. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 10:07 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | SaleCommon Shares | 30 | $10.98 | $329.25 |
DisclosureSEC source: 0001127602-18-032367 · form4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,611 F1 · shares: Represents the automatic sale of Common Shares to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 16:08 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Exercise / conversionRestricted Stock Units · Derivative | 524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-031855 · form4.xml · derivative · entry 3 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. F1 · price: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. F1 · derivative.exercise_date: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. F1 · derivative.expiration_date: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 16:08 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | GrantRestricted Stock Units · Derivative | 524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-031855 · form4.xml · derivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524 Underlying: Common Shares · 524 shares Expires not disclosed F1 · derivative.exercise_price: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. F1 · price: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. F1 · derivative.exercise_date: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. F1 · derivative.expiration_date: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 16:08 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Exercise / conversionCommon Shares | 524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-031855 · form4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents 524 Common Shares underlying 524 RSUs granted on October 31, 2018. These RSUs vest immediately subject to any black-out periods. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 19:18 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 3,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-048464 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074 F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest on August 23, 2019. F2 · price: Not applicable. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 11:23 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Exercise / conversionRestricted Stock Units · Derivative | 523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-025108 · form4.xml · derivative · entry 3 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · date: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · shares: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · price: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · derivative.exercise_date: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · derivative.expiration_date: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 11:23 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Exercise / conversionCommon Shares | 523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-025108 · form4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · shares: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · price: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 11:23 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | GrantRestricted Stock Units · Derivative | 523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-025108 · form4.xml · derivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523 Underlying: Common Shares · 523 shares Expires not disclosed F1 · derivative.exercise_price: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · date: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · shares: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · price: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · derivative.exercise_date: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. F1 · derivative.expiration_date: Represents 523 Common Shares underlying 523 RSUs granted on Aug 8, 2018. These RSUs vest immediately. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 15:55 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Exercise / conversionRestricted Stock Units · Derivative | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024964 · form4.xml · derivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents 516 Restricted Stock Units ("RSUs") granted to Ms. Bejar on May 9, 2018 in lieu of quarterly cash fees. As the Corporation is currently in a black-out period, the immediate vesting of the RSUs (as per the approved compensation package) will be deferred until the next open trade window. F1 · derivative.exercise_date: Represents 516 Restricted Stock Units ("RSUs") granted to Ms. Bejar on May 9, 2018 in lieu of quarterly cash fees. As the Corporation is currently in a black-out period, the immediate vesting of the RSUs (as per the approved compensation package) will be deferred until the next open trade window. F1 · derivative.expiration_date: Represents 516 Restricted Stock Units ("RSUs") granted to Ms. Bejar on May 9, 2018 in lieu of quarterly cash fees. As the Corporation is currently in a black-out period, the immediate vesting of the RSUs (as per the approved compensation package) will be deferred until the next open trade window. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 15:55 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | Exercise / conversionCommon Shares | 516 | $11.01 | $5,681.16 |
DisclosureSEC source: 0001127602-18-024964 · form4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 25, 2018 21:11 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 8,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033571 · doc4.xml · nonDerivative · entry 1 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,735 F1 · kind: This grant of restricted stock will vest on May 24, 2019. Read SEC document |
| May 09, 2018 Filed May 10, 2018 14:26 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | GrantRestricted Stock Units · Derivative | 516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-016914 · form4.xml · derivative · entry 2 Bejar Martha Helena · CIK 0001304391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516 Underlying: Common Shares · 516 shares Expires not disclosed F2 · derivative.exercise_price: Represents 516 Restricted Stock Units ("RSUs") granted to Ms. Bejar on May 9, 2018 in lieu of quarterly cash fees. As the Corporation is currently in a black-out period, the immediate vesting of the RSUs (as per the approved compensation package) will be deferred until the next open trade window. F2 · price: Represents 516 Restricted Stock Units ("RSUs") granted to Ms. Bejar on May 9, 2018 in lieu of quarterly cash fees. As the Corporation is currently in a black-out period, the immediate vesting of the RSUs (as per the approved compensation package) will be deferred until the next open trade window. F2 · derivative.exercise_date: Represents 516 Restricted Stock Units ("RSUs") granted to Ms. Bejar on May 9, 2018 in lieu of quarterly cash fees. As the Corporation is currently in a black-out period, the immediate vesting of the RSUs (as per the approved compensation package) will be deferred until the next open trade window. F2 · derivative.expiration_date: Represents 516 Restricted Stock Units ("RSUs") granted to Ms. Bejar on May 9, 2018 in lieu of quarterly cash fees. As the Corporation is currently in a black-out period, the immediate vesting of the RSUs (as per the approved compensation package) will be deferred until the next open trade window. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.