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Woods Andrew

Disclosed activity across 1 company

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24983
SEC CIK
0001966530

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364GENERAL COUNSEL & SECRETARYOctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect39,761 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 10,079 · Balance 39,761

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2025 Filed Apr 3, 2025 23:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010078 · form4-04032025_110455.xml · derivative · entry 4

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,234

Underlying: Class A Common Stock · 4,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:22 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 11,497 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010078 · form4-04032025_110455.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2025 Filed Mar 4, 2025 02:35 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 44,952 $0.00 Strike: $15.65 $0.00
Disclosure

SEC source: 0001415889-25-006331 · form4-03042025_020309.xml · derivative · entry 2

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,952

Underlying: Class A Common Stock · 44,952 shares

Expires 2035-02-17

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2025, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 18, 2025 Filed Mar 4, 2025 02:35 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 44,952 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006331 · form4-03042025_020309.xml · derivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,952

Underlying: Class A Common Stock · 44,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2025, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:26 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,579 $15.15 $39,066.95
Disclosure

SEC source: 0001415889-25-000765 · form4-01062025_090134.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,123

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.885 to $15.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:28 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,529 $14.84 $52,362.24
Disclosure

SEC source: 0001415889-25-000443 · form4-01032025_090102.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,702

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.61 to $15.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:28 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000443 · form4-01032025_090102.xml · derivative · entry 5

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,761

Underlying: Class A Common Stock · 3,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:28 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000443 · form4-01032025_090102.xml · derivative · entry 4

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,007

Underlying: Class A Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:28 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000443 · form4-01032025_090102.xml · derivative · entry 3

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,273

Underlying: Class A Common Stock · 4,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:28 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 8,687 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000443 · form4-01032025_090102.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2024 Filed Oct 3, 2024 23:42 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,805 $14.31 $40,143.76
Disclosure

SEC source: 0001415889-24-024698 · form4-10032024_111056.xml · nonDerivative · entry 3

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,544

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2024.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.23 to $14.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 23:42 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,076 $14.52 $44,677.05
Disclosure

SEC source: 0001415889-24-024698 · form4-10032024_111056.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,349

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer on October 2, 2024 and October 3, 2024 at prices ranging from $14.32 to $14.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,396 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024698 · form4-10032024_111056.xml · derivative · entry 6

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,158

Underlying: Class A Common Stock · 3,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024698 · form4-10032024_111056.xml · derivative · entry 5

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,258

Underlying: Class A Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024698 · form4-10032024_111056.xml · derivative · entry 4

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,312

Underlying: Class A Common Stock · 4,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:42 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 8,686 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024698 · form4-10032024_111056.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:37 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,710 $15.30 $41,463.00
Disclosure

SEC source: 0001415889-24-022932 · form4-09052024_080901.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,739

F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2024.

F2 · balance_after: Includes 1,389 shares of Class A Common Stock acquired by the reporting person on November 30, 2023 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 21:30 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,266 $20.41 $66,673.10
Disclosure

SEC source: 0001415889-24-019246 · form4-07032024_090738.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,070

F2 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $20.12 to $20.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

F1 · balance_after: Includes 1,496 shares of Class A Common Stock acquired on May 31, 2024 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:30 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019246 · form4-07032024_090738.xml · derivative · entry 5

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,554

Underlying: Class A Common Stock · 3,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:30 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019246 · form4-07032024_090738.xml · derivative · entry 4

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,509

Underlying: Class A Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:30 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019246 · form4-07032024_090738.xml · derivative · entry 3

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,351

Underlying: Class A Common Stock · 4,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:30 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 8,687 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019246 · form4-07032024_090738.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,496 shares of Class A Common Stock acquired on May 31, 2024 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 3,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010129 · form4-04032024_090418.xml · derivative · entry 5

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,951

Underlying: Class A Common Stock · 3,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010129 · form4-04032024_090418.xml · derivative · entry 4

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,760

Underlying: Class A Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010129 · form4-04032024_090418.xml · derivative · entry 3

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,390

Underlying: Class A Common Stock · 4,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,220 $23.16 $74,590.33
Disclosure

SEC source: 0001415889-24-010129 · form4-04032024_090418.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,153

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $22.675 to $23.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 8,686 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010129 · form4-04032024_090418.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · GENERAL COUNSEL & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2024 Filed Feb 1, 2024 02:28 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 54,348 $0.00 Strike: $15.38 $0.00
Disclosure

SEC source: 0001209191-24-002518 · doc4.xml · derivative · entry 2

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,348

Underlying: Class A Common Stock · 54,348 shares

Expires 2034-01-25

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2024, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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January 26, 2024 Filed Feb 1, 2024 02:28 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 54,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002518 · doc4.xml · derivative · entry 1

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,348

Underlying: Class A Common Stock · 54,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:11 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 2,324 $15.96 $37,100.80
Disclosure

SEC source: 0001209191-24-000549 · doc4.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,687

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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January 01, 2024 Filed Jan 4, 2024 00:11 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000549 · doc4.xml · derivative · entry 4

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,429

Underlying: Class A Common Stock · 4,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:11 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000549 · doc4.xml · derivative · entry 3

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,010

Underlying: Class A Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:11 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 5,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000549 · doc4.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 01:10 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,213 $11.82 $73,466.24
Disclosure

SEC source: 0001209191-23-051774 · doc4.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,711

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:10 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 16,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051774 · doc4.xml · derivative · entry 4

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,468

Underlying: Class A Common Stock · 16,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/4 of the total award on October 1, 2023 and 1/16th of the RSUs will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:10 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051774 · doc4.xml · derivative · entry 3

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,261

Underlying: Class A Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:10 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 17,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051774 · doc4.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 01:28 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 447 $18.10 $8,091.68
Disclosure

SEC source: 0001209191-23-041417 · doc4.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,517

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 01:28 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041417 · doc4.xml · derivative · entry 3

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,512

Underlying: Class A Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 01:28 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041417 · doc4.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:14 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 538 $13.70 $7,370.98
Disclosure

SEC source: 0001209191-23-022674 · doc4.xml · nonDerivative · entry 2

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.48 to $13.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:14 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022674 · doc4.xml · derivative · entry 3

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,763

Underlying: Class A Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F4 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:14 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022674 · doc4.xml · nonDerivative · entry 1

Woods Andrew · CIK 0001966530 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.