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person · Reporting owner

Anderson Karli S.

Disclosed activity across 3 companies

Tapewire entity
24836
SEC CIK
0001577417

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROYAL GOLD INCRGLD · Entity 3241VP Investor RelationsAugust 26, 2018August 28, 2018
WESTWATER RESOURCES, INC.WWR · Entity 6988DirectorAugust 07, 2026August 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROYAL GOLD INC

Report date August 26, 2018 · Filed August 28, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,021 Reported balance After 2018-08-26 transaction · row 1
1 source row

Row 1 · 2018-08-26 · Tax withholding · Disposed 385 · Balance 22,021

F1: Represents shares withheld to satisfy taxes; no shares were sold.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to satisfy taxes; no shares were sold.

WESTWATER RESOURCES, INC.

Report date August 07, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect790,909 Reported balance After 2026-08-07 transaction · row 1
1 source row

Row 1 · 2026-08-07 · Sale · Disposed 50,000 · Balance 790,909

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7500 to $0.7643, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc., any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7500 to $0.7643, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc., any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Summit Materials, Inc.

Report date February 10, 2025 · Filed February 10, 2025

Section 16 reporting ended · disclosed 2025-02-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-10 transaction · row 1
1 source row

Row 1 · 2025-02-10 · Disposition to issuer · Disposed 48,285 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-10 · Disposition to issuer · Disposed 15,289 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-10 · Disposition to issuer · Disposed 9,222 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-10 · Disposition to issuer · Disposed 13,589 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 16:24 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 7,227 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004927 · wf-form4_164634264313642.xml · derivative · entry 1

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,227

Underlying: Class A Common Stock · 7,227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 17:58 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 2,369 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004586 · wf-form4_164617545741085.xml · derivative · entry 5

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738

Underlying: Class A Common Stock · 2,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F4 · derivative.exercise_date: The Reporting Person was granted 7,107 restricted stock units that vest in three equal annual installments beginning on February 28, 2022.

F4 · derivative.expiration_date: The Reporting Person was granted 7,107 restricted stock units that vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 17:58 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 2,201 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004586 · wf-form4_164617545741085.xml · derivative · entry 4

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201

Underlying: Class A Common Stock · 2,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F3 · derivative.exercise_date: The Reporting Person was granted 6,603 restricted stock units that vest in three equal annual installments beginning on February 28, 2021.

F3 · derivative.expiration_date: The Reporting Person was granted 6,603 restricted stock units that vest in three equal annual installments beginning on February 28, 2021.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 17:58 UTC Summit Materials, Inc. SUM · Entity 16259 Tax withholdingClass A Common Stock 1,452 $31.22 $45,331.44
Disclosure

SEC source: 0001628280-22-004586 · wf-form4_164617545741085.xml · nonDerivative · entry 3

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,033

Read SEC document
February 28, 2022 Filed Mar 1, 2022 17:58 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 2,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-004586 · wf-form4_164617545741085.xml · nonDerivative · entry 2

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 17:58 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 2,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-004586 · wf-form4_164617545741085.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 16:19 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-018236 · wf-form4_163113237991607.xml · derivative · entry 3

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: On September 3, 2019, the Reporting Person was granted 3,000 restricted stock units that vest in three equal annual installments beginning on September 3, 2020.

F3 · derivative.expiration_date: On September 3, 2019, the Reporting Person was granted 3,000 restricted stock units that vest in three equal annual installments beginning on September 3, 2020.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 16:19 UTC Summit Materials, Inc. SUM · Entity 16259 Tax withholdingClass A Common Stock 289 $32.92 $9,513.88
Disclosure

SEC source: 0001628280-21-018236 · wf-form4_163113237991607.xml · nonDerivative · entry 2

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,915

Read SEC document
September 03, 2021 Filed Sep 8, 2021 16:19 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-018236 · wf-form4_163113237991607.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 17:00 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 5,711 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-099513 · tm2123895-1_4seq1.xml · derivative · entry 3

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710

Underlying: Class A Common Stock · 5,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: The Reporting Person was granted 11,421 restricted stock units that vest in two equal annual installments beginning on July 30, 2021.

F3 · derivative.expiration_date: The Reporting Person was granted 11,421 restricted stock units that vest in two equal annual installments beginning on July 30, 2021.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 17:00 UTC Summit Materials, Inc. SUM · Entity 16259 Tax withholdingClass A Common Stock 1,651 $33.60 $55,473.60
Disclosure

SEC source: 0001104659-21-099513 · tm2123895-1_4seq1.xml · nonDerivative · entry 2

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,204

Read SEC document
July 30, 2021 Filed Aug 3, 2021 17:00 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 5,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-099513 · tm2123895-1_4seq1.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:32 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantStock Option (right to buy) · Derivative 21,256 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001123292-21-000890 · edgar.xml · derivative · entry 1

Anderson Karli S. · CIK 0001577417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

Underlying: Common Stock · 21,256 shares

Expires 2031-05-21

F1 · derivative.exercise_date: The option vests upon the earlier of May 21, 2022 or the issuer's 2022 annual meeting of stockholders.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:27 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 7,107 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-045796 · tm2111872-11_4seq1.xml · derivative · entry 1

Anderson Karli S. · CIK 0001577417 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,107

Underlying: Class A Common Stock · 7,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2022.

F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 21:13 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantStock option (right to buy) · Derivative 31,451 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001123292-20-000894 · edgar.xml · derivative · entry 1

Anderson Karli S. · CIK 0001577417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,451

Underlying: Common Stock · 31,451 shares

Expires 2030-06-12

F1 · derivative.exercise_date: The option vests upon the earlier of June 12, 2021 or the issuer's 2021 annual meeting of stockholders.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 18:51 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 385 $78.32 $30,153.20
Disclosure

SEC source: 0001562180-18-003777 · primarydocument.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,021

F1 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 GrantStock Option (Right to buy ISOs) · Derivative 1,286 $77.73 Strike: $77.73 $99,960.78
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 12

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 GrantStock Appreciation Right (SARs) · Derivative 6,144 $77.73 Strike: $77.73 $477,573.12
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 11

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,144

Underlying: Common Stock · 6,144 shares

Expires 2028-08-21

F3 · derivative.exercise_date: One-third vests annually over three years beginning on August 21, 2019.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionPerformance Shares · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 10

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049

Underlying: Common Stock · 18 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionPerformance Shares · Derivative 165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 9

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Common Stock · 165 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionPerformance Shares · Derivative 1,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · derivative · entry 8

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,530 shares

Expires 2018-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 GrantCommon Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 7

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,406

F2 · shares: Grant of Restricted Stock with a two year hold and then vesting as to one-third in years three, four and five.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 6

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 5

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 4

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 3

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 673 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 2

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,074

Read SEC document
August 21, 2018 Filed Aug 23, 2018 17:36 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003759 · primarydocument.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 15:47 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 527 $77.65 $40,921.55
Disclosure

SEC source: 0001562180-18-003735 · primarydocument.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,217

F1 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 19:40 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,049 $89.77 $94,168.73
Disclosure

SEC source: 0001562180-18-002744 · primarydocument.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,744

Read SEC document
May 29, 2018 Filed May 31, 2018 21:44 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionPerformance Shares · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002733 · primarydocument.xml · derivative · entry 3

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 850 shares

Expires 2019-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:44 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 368 $88.63 $32,615.84
Disclosure

SEC source: 0001562180-18-002733 · primarydocument.xml · nonDerivative · entry 2

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,793

F1 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:44 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002733 · primarydocument.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 22:20 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 433 $88.54 $38,337.82
Disclosure

SEC source: 0001562180-18-002527 · primarydocument.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,311

F1 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

Read SEC document
August 30, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 2,262 $91.45 $206,859.90
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · nonDerivative · entry 6

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,744

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionStock Appreciation Rights (SARs) · Derivative 6,809 $0.00 Strike: $56.54 $0.00
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · derivative · entry 12

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,404

Underlying: Common Stock · 6,809 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-third vest annually over 3 years beginning on August 20, 2016.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionStock Appreciation Rights (SARs) · Derivative 6,630 $0.00 Strike: $75.72 $0.00
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · derivative · entry 11

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,630 shares

Expires 2024-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third vest annually over 3 years beginning on August 26, 2015.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionStock Appreciation Rights (SARs) · Derivative 1,021 $0.00 Strike: $50.53 $0.00
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · derivative · entry 10

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,021 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third vest annually over 3 years beginning on May 15, 2014.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionStock Option (Right to buy ISOs) · Derivative 1,179 $0.00 Strike: $56.54 $0.00
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · derivative · entry 9

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589

Underlying: Common Stock · 1,179 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-third vest annually over 3 years beginning on August 20, 2016.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionStock Option (Right to buy ISOs) · Derivative 440 $0.00 Strike: $75.72 $0.00
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · derivative · entry 8

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 440 shares

Expires 2024-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third vest annually over 3 years beginning on August 26, 2015.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionStock Option (Right to buy ISOs) · Derivative 1,979 $0.00 Strike: $50.53 $0.00
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · derivative · entry 7

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,979 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third vest annually over 3 years beginning on May 15, 2014.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Disposition to issuerCommon Stock 10,190 $92.11 $938,600.90
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · nonDerivative · entry 5

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,006

F2 · shares: Represents the difference between the number of SARs exercised (14,460) and the number of shares issuable as a result of the exercise (4,270).

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 1,943 $92.11 $178,969.73
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · nonDerivative · entry 4

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,196

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 7,988 $56.54 $451,641.52
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · nonDerivative · entry 3

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 7,070 $75.72 $535,340.40
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · nonDerivative · entry 2

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:23 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 3,000 $50.53 $151,590.00
Disclosure

SEC source: 0000085535-17-000049 · primary_doc.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 22:09 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 386 $88.74 $34,253.64
Disclosure

SEC source: 0000085535-17-000048 · primary_doc.xml · nonDerivative · entry 1

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081

F1 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 23:11 UTC ROYAL GOLD INC RGLD · Entity 3241 GrantStock Appreciation Right (SARs) · Derivative 5,787 $87.42 Strike: $87.42 $505,899.54
Disclosure

SEC source: 0000085535-17-000030 · primary_doc.xml · derivative · entry 8

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787

Underlying: Common Stock · 5,787 shares

Expires 2027-08-23

F6 · derivative.exercise_date: One-third vest annually over 3 years beginning on August 23, 2018.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 23:11 UTC ROYAL GOLD INC RGLD · Entity 3241 GrantStock Option (Right to Buy ISOs) · Derivative 1,143 $87.42 Strike: $87.42 $99,921.06
Disclosure

SEC source: 0000085535-17-000030 · primary_doc.xml · derivative · entry 7

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock · 1,143 shares

Expires 2027-08-23

F6 · derivative.exercise_date: One-third vest annually over 3 years beginning on August 23, 2018.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 23:11 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionPerformance Shares · Derivative 1,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000085535-17-000030 · primary_doc.xml · derivative · entry 6

Anderson Karli S. · CIK 0001577417 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 1,233 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of cetain performance goals.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.