Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACCURAY INCARAY · Entity 1170 | SVP & CFO | November 30, 2020 | December 03, 2020 |
| OOMA INCOOMA · Entity 2473 | SVP & Chief Financial Officer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACCURAY INC
Report date November 30, 2020 · Filed December 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,009 |
Reported balance
After 2020-11-30 transaction · row 1
1 source rowRow 1 · 2020-11-30 · Grant · Acquired 61,659 · Balance 228,009 F1: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.46 · Expires 2030-11-30 | Direct | 116,033 |
Reported balance
After 2020-11-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-11-30 · Grant · Acquired 116,033 · Balance 116,033 F2: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date.
F2: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.
OOMA INC
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 167,032 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 3,058 · Balance 167,032 F1: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2023 Filed Sep 19, 2023 00:05 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,487 | $13.23 | $32,903.01 |
DisclosureSEC source: 0001209191-23-049838 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,654 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 23:18 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,296 | $13.64 | $31,317.44 |
DisclosureSEC source: 0001209191-23-049023 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,141 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:13 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,062 | $14.14 | $15,016.68 |
DisclosureSEC source: 0001209191-23-048544 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,437 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:21 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,330 | $14.27 | $33,249.10 |
DisclosureSEC source: 0001209191-23-038381 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,499 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 23:11 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,293 | $13.32 | $30,542.76 |
DisclosureSEC source: 0001209191-23-036052 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,829 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:41 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,045 | $13.50 | $14,107.50 |
DisclosureSEC source: 0001209191-23-034651 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,122 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:20 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,552 | $12.47 | $31,823.44 |
DisclosureSEC source: 0001209191-23-019908 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,167 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:53 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 74,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017936 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,719 F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 8, 2023 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the reporting person's continuous status as a Service Provider (as defined in the Stock Plan) through each applicable vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:12 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,042 | $13.07 | $13,618.94 |
DisclosureSEC source: 0001209191-23-015731 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,719 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:46 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,335 | $13.81 | $32,246.35 |
DisclosureSEC source: 0001209191-22-061952 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,761 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 01, 2022 Filed Dec 6, 2022 00:39 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 873 | $15.38 | $13,426.74 |
DisclosureSEC source: 0001209191-22-059877 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,096 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 17:44 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 10,404 | $12.78 | $132,963.12 |
DisclosureSEC source: 0001209191-22-050455 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,969 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:29 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 798 | $11.65 | $9,296.70 |
DisclosureSEC source: 0001209191-22-048693 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,373 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:05 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 829 | $14.06 | $11,655.74 |
DisclosureSEC source: 0001209191-22-034197 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,171 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:37 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015261 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 F1 · shares: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| September 08, 2021 Filed Sep 20, 2021 21:53 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056922 · doc4.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Represent restricted stock units which will vest as follows: 1/4th of the total original number of restricted stock units shall vest on September 15, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:37 UTC | ACCURAY INC ARAY · Entity 1170 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 116,033 | $0.00 Strike: $4.46 | $0.00 |
DisclosureSEC source: 0001138723-20-000109 · edgardoc.xml · derivative · entry 2 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,033 Underlying: Common Stock · 116,033 shares Expires 2030-11-30 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 02:37 UTC | ACCURAY INC ARAY · Entity 1170 | GrantCommon Stock | 61,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-20-000109 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,009 F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:02 UTC | ACCURAY INC ARAY · Entity 1170 | SaleCommon Stock | 10,653 | $3.02 | $32,179.52 |
DisclosureSEC source: 0001138723-20-000068 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,350 F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 22:31 UTC | ACCURAY INC ARAY · Entity 1170 | SaleCommon Stock | 8,641 | $2.43 | $21,007.14 |
DisclosureSEC source: 0001138723-20-000041 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,003 F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:26 UTC | ACCURAY INC ARAY · Entity 1170 | SaleCommon Stock | 10,563 | $2.70 | $28,523.27 |
DisclosureSEC source: 0001138723-20-000002 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,644 F1 · shares: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:26 UTC | ACCURAY INC ARAY · Entity 1170 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 196,010 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001138723-19-000048 · edgardoc.xml · derivative · entry 2 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,010 Underlying: Common Stock · 196,010 shares Expires 2029-10-31 F2 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:26 UTC | ACCURAY INC ARAY · Entity 1170 | GrantCommon Stock | 88,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-19-000048 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,207 F1 · shares: The restricted stock units (RSUs) are released at vest. At total of 34% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 33% on the second anniversary and 33% on the third anniversary of the commencement date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:13 UTC | ACCURAY INC ARAY · Entity 1170 | SaleCommon Stock | 8,901 | $2.72 | $24,215.17 |
DisclosureSEC source: 0001138723-19-000029 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,337 F1 · kind: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States. Read SEC document |
| November 30, 2018 Filed Dec 7, 2018 00:57 UTC | ACCURAY INC ARAY · Entity 1170 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 345,000 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001138723-18-000113 · edgardoc.xml · derivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,000 Underlying: Common Stock · 345,000 shares Expires 2028-11-30 F1 · derivative.exercise_date: The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 00:05 UTC | ACCURAY INC ARAY · Entity 1170 | SaleCommon Stock | 8,762 | $4.48 | $39,254.64 |
DisclosureSEC source: 0001138723-18-000052 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,238 F1 · kind: Shares were automatically sold in accordance with Accuray policy for all restricted stock unit (RSU) releases in order to cover tax obligations upon RSU release and is consistent with Accuray practices for all RSU releases of employees located in the United States. Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 22:19 UTC | ACCURAY INC ARAY · Entity 1170 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-18-000038 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · VP, Finance and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · shares: The restricted stock units (RSUs) are released as they vest. One hundred percent (100%) of the RSUs subject to the RSU award will vest on December 31, 2019. Read SEC document |
| September 29, 2017 Filed Jan 30, 2018 23:25 UTC | ACCURAY INC ARAY · Entity 1170 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138723-18-000006 · edgardoc.xml · nonDerivative · entry 1 Hamamatsu Shigeyuki · CIK 0001379827 · VP, Finance and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: The restricted stock units (RSUs) are released as they vest. A total of 25% of the shares subject to this grant become vested and are released on the first anniversary of the vesting commencement date and the remaining shares vest and are released at a rate of 25% a year on each anniversary of the vesting commencement date over the remaining three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.