Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Global Management, Inc.APO · Entity 2956 | See remarks. | August 07, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Global Management, Inc.
Report date August 07, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2026-08-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-07 · Other · Acquired 1 · Balance 1 F2: On August 7, 2026, the Reporting Person entered into a variable share forward transaction (the "Transaction") in accordance with Rule 144 under the Securities Act of 1933 with an unaffiliated financial institution (the "Bank") pursuant to a Master Confirmation entered into between the Reporting Person and the Bank, dated July 18, 2025 (the "Agreement") relating to up to 2,000,000 shares of common stock of the Issuer, par value $0.00001 per share ("Common Stock") and obligating the Reporting Person to deliver to the Bank up to 2,000,000 shares of Common Stock (or, at the Reporting Person's election, subject to satisfaction of certain conditions under the terms of the Transaction, an equivalent amount of cash) to settle the Transaction. F3: The Reporting Person pledged 2,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Transaction, and retained voting and ordinary dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the Reporting Person settles the Transaction in cash), subject to certain payments the Reporting Person may need to make to the Bank with respect to dividends under the terms of the Agreement. Under the terms of the Agreement, the Reporting Person will receive a prepayment from the Bank equal to the product of (i) the aggregate number of shares underlying the Transaction and (ii) a percentage of the initial share price, which will be determined following a hedging period. F4: Under the Transaction, on the relevant settlement date for each of the up to 8 components, the number of shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank ) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that will be determined following a hedging period (the "Floor Price"), the Reporting Person will deliver to the Bank the ratable portion of the Pledged Shares to be delivered with respect to each settlement date (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and a cap price that will be determined... (Continued in Footnote 4) F5: (Continued from Footnote 3) ... following a hedging period (the "Cap Price"), the Reporting Person will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the Bank the number of shares of Common Stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. |
| Common StockSEC Table I · non-derivative | Direct | 26,466,101 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,466,101 |
| Common StockSEC Table I · non-derivative | IndirectShares held by spouse. | 4,526,000 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,526,000 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC. | 6,969,127 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,969,127 F1: Reflects shares held indirectly by Mr. Black in a wholly-owned limited liability company of which he is the sole member and sole manager. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares held indirectly by Mr. Black in a wholly-owned limited liability company of which he is the sole member and sole manager.
F2: On August 7, 2026, the Reporting Person entered into a variable share forward transaction (the "Transaction") in accordance with Rule 144 under the Securities Act of 1933 with an unaffiliated financial institution (the "Bank") pursuant to a Master Confirmation entered into between the Reporting Person and the Bank, dated July 18, 2025 (the "Agreement") relating to up to 2,000,000 shares of common stock of the Issuer, par value $0.00001 per share ("Common Stock") and obligating the Reporting Person to deliver to the Bank up to 2,000,000 shares of Common Stock (or, at the Reporting Person's election, subject to satisfaction of certain conditions under the terms of the Transaction, an equivalent amount of cash) to settle the Transaction.
F3: The Reporting Person pledged 2,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Transaction, and retained voting and ordinary dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the Reporting Person settles the Transaction in cash), subject to certain payments the Reporting Person may need to make to the Bank with respect to dividends under the terms of the Agreement. Under the terms of the Agreement, the Reporting Person will receive a prepayment from the Bank equal to the product of (i) the aggregate number of shares underlying the Transaction and (ii) a percentage of the initial share price, which will be determined following a hedging period.
F4: Under the Transaction, on the relevant settlement date for each of the up to 8 components, the number of shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank ) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that will be determined following a hedging period (the "Floor Price"), the Reporting Person will deliver to the Bank the ratable portion of the Pledged Shares to be delivered with respect to each settlement date (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and a cap price that will be determined... (Continued in Footnote 4)
F5: (Continued from Footnote 3) ... following a hedging period (the "Cap Price"), the Reporting Person will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the Bank the number of shares of Common Stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Apollo Asset Management, Inc.
Report date December 31, 2021 · Filed January 04, 2022
Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-01-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-08-20 · Gift · Disposed 1,975,000 · Balance 11,892,605 F1: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time. Row 2 · 2021-08-30 · Gift · Disposed 2,200,000 · Balance 9,692,605 F1: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time. Row 3 · 2022-01-01 · Other · Disposed 9,692,605 · Balance 0 F2: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the ?Merger Agreement?), by and among Apollo Global Management, Inc., a Delaware corporation (?AGM?), Athene Holding Ltd, a Bermuda exempted company (?AHL?), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM (?Holdings?), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings (?AHL Merger Sub?), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings (?AGM Merger Sub?), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the ?AGM Merger?), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the ?AHL Merger?, and together with the AGM Merger, the ?Mergers?). (Con?t in FN3) F3: (Con?t from FN2) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. |
| Apollo Operating Group unitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 58,084,161 |
Reported balance
After 2021-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-31 · Other · Disposed 17,215,839 · Balance 58,084,161 F4: Prior to the Mergers, each Apollo Operating Group (?AOG?) unit represented a right to receive one share of Class A Common Stock of Apollo Global Management, Inc., subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris, AP Professional Holdings, L.P. (?AP Professional Holdings?), BRH Holdings L.P. (?BRH?) and the other parties thereto (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among AGM and the other parties thereto (the "Seventh A&R Exchange Agreement"). F5: On December 31, 2021, BFP Partners, L.P., an estate planning vehicle for which voting and investment control are exercised by the reporting person, made a pro rata distribution to its limited partners, and such limited partners made further pro rata distributions to each of their limited partners, of the interests it holds in BRH, which holds approximately 90% of the limited partnership interests in AP Professional Holdings, the direct holder of the AOG units. The AOG units are the number of AOG units that the reporting person had a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Seventh A&R Exchange Agreement. F7: Pursuant to Instruction 4(c)(iii), this response has been left blank. F6: The AOG units were fully vested as of December 31, 2011 and do not expire. F8: By AP Professional Holdings. The reporting person is an indirect limited partner in BRH, which holds approximately 90% of the limited partnership interests in AP Professional Holdings, the direct holder of the AOG units. The AOG units are the number of AOG units that the reporting person has a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Seventh A&R Exchange Agreement. |
| Apollo Operating Group unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-12-31 · Other · Disposed 58,084,161 · Balance 0 F4: Prior to the Mergers, each Apollo Operating Group (?AOG?) unit represented a right to receive one share of Class A Common Stock of Apollo Global Management, Inc., subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris, AP Professional Holdings, L.P. (?AP Professional Holdings?), BRH Holdings L.P. (?BRH?) and the other parties thereto (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among AGM and the other parties thereto (the "Seventh A&R Exchange Agreement"). F9: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, BRH and the other parties thereto, the reporting person (a) sold and transferred on December 31, 2021, to APO Corp., a wholly-owned consolidated subsidiary of AGM, a portion of his AOG Units in exchange for an amount equal to $3.66 multiplied by 58,084,161, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remainder of his AOG units for 58,084,161 shares of common stock of Holdings. F6: The AOG units were fully vested as of December 31, 2011 and do not expire. F10: In connection with the Mergers, on December 31, 2021, immediately prior to the closing of the mergers, AP Professional Holdings distributed the AOG units to BRH, which distributed the AOG units to its limited partners. |
Filing footnotes · ownership attribution and instrument terms
F1: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time.
F2: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the ?Merger Agreement?), by and among Apollo Global Management, Inc., a Delaware corporation (?AGM?), Athene Holding Ltd, a Bermuda exempted company (?AHL?), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM (?Holdings?), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings (?AHL Merger Sub?), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings (?AGM Merger Sub?), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the ?AGM Merger?), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the ?AHL Merger?, and together with the AGM Merger, the ?Mergers?). (Con?t in FN3)
F3: (Con?t from FN2) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.
F4: Prior to the Mergers, each Apollo Operating Group (?AOG?) unit represented a right to receive one share of Class A Common Stock of Apollo Global Management, Inc., subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris, AP Professional Holdings, L.P. (?AP Professional Holdings?), BRH Holdings L.P. (?BRH?) and the other parties thereto (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among AGM and the other parties thereto (the "Seventh A&R Exchange Agreement").
F5: On December 31, 2021, BFP Partners, L.P., an estate planning vehicle for which voting and investment control are exercised by the reporting person, made a pro rata distribution to its limited partners, and such limited partners made further pro rata distributions to each of their limited partners, of the interests it holds in BRH, which holds approximately 90% of the limited partnership interests in AP Professional Holdings, the direct holder of the AOG units. The AOG units are the number of AOG units that the reporting person had a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Seventh A&R Exchange Agreement.
F6: The AOG units were fully vested as of December 31, 2011 and do not expire.
F7: Pursuant to Instruction 4(c)(iii), this response has been left blank.
F8: By AP Professional Holdings. The reporting person is an indirect limited partner in BRH, which holds approximately 90% of the limited partnership interests in AP Professional Holdings, the direct holder of the AOG units. The AOG units are the number of AOG units that the reporting person has a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Seventh A&R Exchange Agreement.
F9: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, BRH and the other parties thereto, the reporting person (a) sold and transferred on December 31, 2021, to APO Corp., a wholly-owned consolidated subsidiary of AGM, a portion of his AOG Units in exchange for an amount equal to $3.66 multiplied by 58,084,161, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remainder of his AOG units for 58,084,161 shares of common stock of Holdings.
F10: In connection with the Mergers, on December 31, 2021, immediately prior to the closing of the mergers, AP Professional Holdings distributed the AOG units to BRH, which distributed the AOG units to its limited partners.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2021 Filed Jan 4, 2022 00:14 UTC | Apollo Asset Management, Inc. AAM · Entity 123302 | GiftClass A Common Stock | 1,975,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-000082 · es210214361_4-aamblack.xml · nonDerivative · entry 1 BLACK LEON D · CIK 0001032666 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,892,605 F1 · kind: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time. Read SEC document |
| August 06, 2021 Filed Aug 6, 2021 21:30 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group units · Derivative | 4,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-002576 · es210175665_4-black.xml · derivative · entry 3 BLACK LEON D · CIK 0001032666 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 75,300,000 Underlying: Class A Common Stock · 4,700,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A Common Stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among the Issuer and the other parties thereto (the "Seventh A&R Exchange Agreement"). F4 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F3 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F3 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F5 · ownership.nature: By AP Professional Holdings, L.P. The reporting person is an indirect limited partner, through BFP Partners, L.P., an estate planning vehicle for which the reporting person exercises voting and investment control, in BRH Holdings, L.P. ("BRH"), which holds approximately 90% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by BFP Partners, L.P. are the number of AOG units that it has a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Seventh A&R Exchange Agreement. Read SEC document |
| August 06, 2021 Filed Aug 6, 2021 21:30 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 4,700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-002576 · es210175665_4-black.xml · nonDerivative · entry 1 BLACK LEON D · CIK 0001032666 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A Common Stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among the Issuer and the other parties thereto (the "Seventh A&R Exchange Agreement"). F2 · ownership.nature: By BFP Partners, L.P., an estate planning vehicle for which voting and investment control are exercised by the reporting person. This exchange transaction does not involve the sale of any shares of Class A Common Stock. Read SEC document |
| July 31, 2020 Filed Feb 11, 2021 21:25 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | GiftClass A Common Stock | 1,085,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-000491 · es210128795_5-black.xml · nonDerivative · entry 1 BLACK LEON D · CIK 0001032666 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,242,166 F1 · shares: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time. Read SEC document |
| November 08, 2019 Filed Feb 13, 2020 22:35 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | GiftClass A Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-20-000457 · es2000340_5-black.xml · nonDerivative · entry 1 BLACK LEON D · CIK 0001032666 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,327,166 F1 · shares: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time. F2 · ownership.direct: The amounts shown in Column 5 of Table I reflect (in addition to the transactions described herein) changes in form of beneficial ownership that have occurred since the reporting person's most recent prior statement. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 20:20 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group units · Derivative | 12,727,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001905 · es1901072_4-black.xml · derivative · entry 3 BLACK LEON D · CIK 0001032666 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 80,000,000 Underlying: Class A common stock · 12,727,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Following the Conversion, each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of the Issuer, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"), which was further amended and restated on September 5, 2019. F4 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F3 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F3 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F5 · ownership.nature: By AP Professional Holdings, L.P. The reporting person is an indirect limited partner, through Black Family Partners, L.P., an estate planning vehicle for which the reporting person exercises voting and investment control, in BRH Holdings, L.P. ("BRH"), which holds approximately 90.5% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 20:20 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | GiftClass A common stock | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-001905 · es1901072_4-black.xml · nonDerivative · entry 2 BLACK LEON D · CIK 0001032666 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,827,166 F2 · balance_after: Following the Conversion, tax-free exchanges of AOG units under the Exchange Agreement will no longer be possible. Accordingly, the reporting person has elected to convert AOG units in connection with the Conversion. The AOG units were exchanged for shares of Class A common stock solely for purposes of charitable contributions. It is the reporting person's intent to contribute the shares to charity or a donor advised fund over time. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 20:20 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A common stock | 12,727,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-001905 · es1901072_4-black.xml · nonDerivative · entry 1 BLACK LEON D · CIK 0001032666 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,727,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Following the Conversion, each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of the Issuer, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"), which was further amended and restated on September 5, 2019. F2 · balance_after: Following the Conversion, tax-free exchanges of AOG units under the Exchange Agreement will no longer be possible. Accordingly, the reporting person has elected to convert AOG units in connection with the Conversion. The AOG units were exchanged for shares of Class A common stock solely for purposes of charitable contributions. It is the reporting person's intent to contribute the shares to charity or a donor advised fund over time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.