Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLAUKOS CorpGKOS · Entity 3510 | SVP & CHIEF FINANCIAL OFFICER | August 07, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLAUKOS Corp
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,906 |
Last balance in matching sequence
After 2026-08-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-08-07 · Exercise / conversion · Acquired 20,000 · Balance 63,906 F1: Includes 5,230 restricted stock units that have not yet vested or been delivered to the Reporting Person and and 225 stock units purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan. Row 2 · 2026-08-07 · Sale · Disposed 20,000 · Balance 43,906 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2025. F3: This transaction was executed in multiple trades at prices ranging from $180.00 to $180.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: Includes 5,230 restricted stock units that have not yet vested or been delivered to the Reporting Person and and 225 stock units purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.81 · Expires 2026-12-14 | Direct | 0 |
Reported balance
After 2026-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-07 · Exercise / conversion · Disposed 20,000 · Balance 0 F4: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2025. F5: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 5,230 restricted stock units that have not yet vested or been delivered to the Reporting Person and and 225 stock units purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2025.
F3: This transaction was executed in multiple trades at prices ranging from $180.00 to $180.42. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2025.
F5: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2024 Filed Apr 9, 2024 23:46 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 217 | $96.62 | $20,966.54 |
DisclosureSEC source: 0001415889-24-010614 · form4-04092024_110435.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,931 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $96.03 to $97.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 05, 2024 Filed Apr 9, 2024 23:46 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 18 | $95.55 | $1,719.90 |
DisclosureSEC source: 0001415889-24-010614 · form4-04092024_110435.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,148 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 22:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 158 | $95.16 | $15,035.28 |
DisclosureSEC source: 0001415889-24-010450 · form4-04052024_100448.xml · nonDerivative · entry 3 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,166 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $96.03 to $96.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 22:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 276 | $95.42 | $26,335.92 |
DisclosureSEC source: 0001415889-24-010450 · form4-04052024_100448.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,324 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to 95.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 22:13 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 316 | $94.62 | $29,899.92 |
DisclosureSEC source: 0001415889-24-010450 · form4-04052024_100448.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,600 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 00:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 1 | $92.74 | $92.74 |
DisclosureSEC source: 0001415889-24-010205 · form4-04042024_120422.xml · nonDerivative · entry 6 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,916 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 00:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 81 | $91.74 | $7,430.94 |
DisclosureSEC source: 0001415889-24-010205 · form4-04042024_120422.xml · nonDerivative · entry 5 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,917 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F7 · price: This transaction was executed in multiple trades at prices ranging from $91.34 to $92.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 00:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 178 | $90.76 | $16,155.28 |
DisclosureSEC source: 0001415889-24-010205 · form4-04042024_120422.xml · nonDerivative · entry 4 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,998 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F6 · price: This transaction was executed in multiple trades at prices ranging from $90.34 to $91.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 00:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 170 | $89.71 | $15,250.70 |
DisclosureSEC source: 0001415889-24-010205 · form4-04042024_120422.xml · nonDerivative · entry 3 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,176 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F5 · price: This transaction was executed in multiple trades at prices ranging from $89.32 to $90.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 00:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 44 | $88.76 | $3,905.44 |
DisclosureSEC source: 0001415889-24-010205 · form4-04042024_120422.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,346 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $88.30 to $89.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 00:32 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,001 | $93.10 | $93,193.10 |
DisclosureSEC source: 0001415889-24-010205 · form4-04042024_120422.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,390 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on April 1, 2020 and April 1, 2021. F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:47 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,617 | $88.72 | $143,460.24 |
DisclosureSEC source: 0001415889-24-009543 · form4-04012024_080446.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,391 F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F4 · balance_after: Includes 25,317 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:47 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 982 | $88.08 | $86,494.56 |
DisclosureSEC source: 0001415889-24-009543 · form4-04012024_080446.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,008 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 22, 2023. F2 · balance_after: Includes 29,848 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:56 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 8,591 | $0.00 Strike: $85.78 | $0.00 |
DisclosureSEC source: 0001415889-24-008356 · form4-03182024_110300.xml · derivative · entry 4 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,591 Underlying: Common Stock · 8,591 shares Expires 2034-03-14 F7 · derivative.exercise_date: This option was granted on March 14, 2024 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:56 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 8,906 | $0.00 Strike: $49.51 | $0.00 |
DisclosureSEC source: 0001415889-24-008356 · form4-03182024_110300.xml · derivative · entry 3 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,906 Underlying: Common Stock · 1,830 shares Expires 2033-04-03 F5 · shares: Represents an option to purchase shares of common stock previously granted by the Issuer on April 3, 2023 pursuant to the Reporting Person's election to receive a portion of his annual bonus for 2023 in the form of stock options rather than cash (the "Bonus Election"). The Compensation Committee determined on March 14, 2024 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2023 executive bonus plan and the number of shares of common stock subject to the stock option earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. F6 · derivative.exercise_date: The option to purchase common stock will vest on April 1, 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:56 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 1,830 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-24-008356 · form4-03182024_110300.xml · derivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,872 Underlying: Common Stock · 1,830 shares Expires 2032-03-24 F3 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 14, 2024 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F4 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in March 2024, and the remaining 50% will vest and become exercisable in December 2024. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 23:56 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 4,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-008356 · form4-03182024_110300.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,990 F1 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F2 · balance_after: Includes 32,599 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 14, 2024 Filed Mar 27, 2024 20:37 UTC Amendment | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 8,700 | $0.00 Strike: $85.78 | $0.00 |
DisclosureSEC source: 0001415889-24-009209 · form4a-03272024_080352.xml · derivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires 2034-03-14 F1 · shares: This Form 4A amends a Form 4 filed March 18, 2024 that incorrectly reported the number of options granted to the Reporting Person on March 14, 2024 as 8,591. The correct number of options granted was 8,700, as shown above. F2 · derivative.exercise_date: This option was granted on March 14, 2024 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 23:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 181 | $96.06 | $17,386.86 |
DisclosureSEC source: 0001415889-24-003218 · form4-02092024_110207.xml · nonDerivative · entry 3 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,035 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $96.01 to $96.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 23:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 369 | $95.65 | $35,294.85 |
DisclosureSEC source: 0001415889-24-003218 · form4-02092024_110207.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,216 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 23:33 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 33 | $95.00 | $3,135.00 |
DisclosureSEC source: 0001415889-24-003218 · form4-02092024_110207.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,585 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 100 | $91.11 | $9,111.00 |
DisclosureSEC source: 0001415889-24-001640 · form4-01222024_050101.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,618 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $91.02 to $91.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 22:30 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 483 | $90.42 | $43,672.86 |
DisclosureSEC source: 0001415889-24-001640 · form4-01222024_050101.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,718 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 12, 2024 Filed Jan 16, 2024 21:57 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 41 | $77.08 | $3,160.28 |
DisclosureSEC source: 0001415889-24-001107 · form4-01162024_090113.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,201 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 23:04 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 583 | $85.14 | $49,636.62 |
DisclosureSEC source: 0001415889-23-016912 · form4-12222023_111240.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,242 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 27,743 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 01:41 UTC | GLAUKOS Corp GKOS · Entity 3510 | SaleCommon Stock | 1,270 | $79.80 | $101,346.00 |
DisclosureSEC source: 0001415889-23-016672 · form4-12192023_011228.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,825 F1 · balance_after: Includes 27,743 restricted stock units that have not yet vested or been delivered to the Reporting Person, and 569 shares purchased by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 23:57 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 1,830 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-23-016329 · form4-12122023_111237.xml · derivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,042 Underlying: Common Stock · 1,830 shares Expires 2032-03-24 F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F2 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in February 2024, and the remaining 50% will vest and become exercisable in November 2024. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 22:11 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 3,659 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-23-013348 · form4-09182023_100947.xml · derivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,212 Underlying: Common Stock · 3,659 shares Expires 2033-03-24 F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F2 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in October 2023, and the remaining 50% will vest and become exercisable in July 2024. Read SEC document |
| April 10, 2023 Filed Apr 10, 2023 23:27 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,870 | $49.51 | $92,583.70 |
DisclosureSEC source: 0001415889-23-006422 · form4-04102023_110405.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,526 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 27,743 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 23:27 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,091 | $49.51 | $54,015.41 |
DisclosureSEC source: 0001415889-23-006422 · form4-04102023_110405.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,396 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 27,743 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 24, 2023 Filed Mar 29, 2023 01:07 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 1,628 | $49.35 | $80,341.80 |
DisclosureSEC source: 0001415889-23-005532 · form4-03292023_010359.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,487 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022. F2 · balance_after: Includes 36,296 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 6,403 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-23-005408 · form4-03252023_010304.xml · derivative · entry 4 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,403 Underlying: Common Stock · 6,403 shares Expires 2033-03-22 F6 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on March 22, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F7 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in April 2023, and the remaining 50% will vest and become exercisable in January 2024. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 19,601 | $0.00 Strike: $48.46 | $0.00 |
DisclosureSEC source: 0001415889-23-005408 · form4-03252023_010304.xml · derivative · entry 3 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,601 Underlying: Common Stock · 19,601 shares Expires 2033-03-22 F5 · derivative.exercise_date: These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 11,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005408 · form4-03252023_010304.xml · nonDerivative · entry 2 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,115 F3 · shares: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date. F4 · balance_after: Includes 40,826 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 25, 2023 01:03 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantCommon Stock | 5,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005408 · form4-03252023_010304.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,109 F1 · shares: Consists of restricted stock units previously granted by the Issuer on April 1, 2022 pursuant to the Reporting Person's election to receive his annual bonus for 2022 in the form of restricted stock units rather than cash (the "Bonus Election"). The Compensation, Nominating & Governance Committee determined on March 22, 2023 the annual bonus payable to the Reporting Person pursuant to the Issuer's 2022 executive bonus plan and the number of restricted stock units earned by the Reporting Person in accordance with the Bonus Election, subject to continued employment through the vesting date. The restricted stock units will vest on April 3, 2023. F2 · balance_after: Includes 527 shares of common stock previously purchased by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Also includes 29,820 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:17 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 41 | $43.88 | $1,799.08 |
DisclosureSEC source: 0001415889-23-000993 · form4-01132023_100115.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,176 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 24,414 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:47 UTC | GLAUKOS Corp GKOS · Entity 3510 | GrantStock Option (Right to Buy) · Derivative | 9,148 | $0.00 Strike: $55.18 | $0.00 |
DisclosureSEC source: 0001415889-22-012788 · form4-12202022_121255.xml · derivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,148 Underlying: Common Stock · 9,148 shares Expires 2032-03-24 F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 15, 2022 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. F2 · derivative.exercise_date: 70% of the portion of the option reported herein will vest and become exercisable in January 2023 and the remaining 30% will vest and become exercisable in March 2023. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 00:48 UTC | GLAUKOS Corp GKOS · Entity 3510 | Tax withholdingCommon Stock | 2,054 | $60.78 | $124,842.12 |
DisclosureSEC source: 0001104659-22-042940 · tm2211737-5_4seq1.xml · nonDerivative · entry 1 Thurman Alex R. · CIK 0001920061 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,217 F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. F2 · balance_after: Includes 24,512 restricted stock units that have not yet vested or been delivered to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.