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person · Reporting owner

Golub Lawrence E

Disclosed activity across 7 companies

Tapewire entity
24586
SEC CIK
0001311018

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLUB CAPITAL BDC, Inc.GBDC · Entity 4156DirectorAugust 07, 2026August 11, 2026
GOLUB CAPITAL DIRECT LENDING CORPNONE · Entity 67376Director · CHAIRMAN · 10% ownerDecember 13, 2023December 15, 2023
GOLUB CAPITAL INVESTMENT CorpN/A · Entity 154930Director · ChairmanSeptember 16, 2019September 18, 2019
Golub Capital BDC 3, Inc.NONE · Entity 90239Director · ChairmanJune 03, 2024June 05, 2024
Golub Capital BDC 4, Inc.NONE · Entity 67471Director · CHAIRMAN · 10% ownerJune 06, 2025June 10, 2025
Golub Capital Direct Lending Unlevered CorpNONE · Entity 67375Director · CHAIRMAN · 10% ownerSeptember 09, 2025September 11, 2025
Golub Capital Private Income Fund INONE · Entity 5530010% ownerMarch 26, 2026March 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLUB CAPITAL BDC, Inc.

Report date August 07, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GEMS Fund 4, L.P.0 Reported balance After 2026-08-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-07 · Sale · Disposed 1,676,387 · Balance 0

F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owed by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy Whitehall Capital Investors VI, LLC704,695 Reported balance Holding disclosure · report date 2026-08-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 704,695

F2: The shares reported herein are directly beneficially owned by Whitehall Capital Investors VI, LLC and are held for the benefit of Mr. Golub's family trust.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owed by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

F2: The shares reported herein are directly beneficially owned by Whitehall Capital Investors VI, LLC and are held for the benefit of Mr. Golub's family trust.

GOLUB CAPITAL DIRECT LENDING CORP

Report date December 13, 2023 · Filed December 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC7,021,514.852 Reported balance After 2023-12-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-12-13 · Purchase · Acquired 713,457.267 · Balance 7,021,514.852

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

GOLUB CAPITAL INVESTMENT Corp

Report date September 16, 2019 · Filed September 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GEMS Fund 4, L.P.0 Reported balance After 2019-09-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-09-16 · Disposition to issuer · Disposed 1,829,329.064 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock.

F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBY GEMS Fund, L.P.0 Reported balance After 2019-09-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-09-16 · Disposition to issuer · Disposed 3,895,506.404 · Balance 0

F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.

F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GCOP LLC0 Reported balance After 2019-09-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-09-16 · Disposition to issuer · Disposed 1,095,794.359 · Balance 0

F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock.

F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock.

F2: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

F3: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.

F4: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

F5: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock.

F6: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Golub Capital BDC 3, Inc.

Report date June 03, 2024 · Filed June 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GCOP LLC0 Reported balance After 2024-06-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-06-03 · Disposition to issuer · Disposed 1,948,452 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GEMS Fund 4, L.P.0 Reported balance After 2024-06-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-06-03 · Disposition to issuer · Disposed 1,834,523 · Balance 0

F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F2: Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

F3: Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.

F4: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Golub Capital BDC 4, Inc.

Report date June 06, 2025 · Filed June 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC6,806,539.037 Reported balance After 2025-06-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-06-06 · Purchase · Acquired 299,331.2 · Balance 6,806,539.037

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Golub Capital Direct Lending Unlevered Corp

Report date September 09, 2025 · Filed September 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC2,693,778.673 Reported balance After 2025-09-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-09-09 · Purchase · Acquired 93,357.8 · Balance 2,693,778.673

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Golub Capital Private Income Fund I

Report date March 26, 2026 · Filed March 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy GGP Class E-P, LLC503,018.109 Reported balance Holding disclosure · report date 2026-03-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 503,018.109

F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all the shares owned by such entity.

Common Shares, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy GGP Class B-P, LLC511,247.444 Reported balance Holding disclosure · report date 2026-03-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 511,247.444

F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all the shares owned by such entity

Filing footnotes · ownership attribution and instrument terms

F1: Due to his control and ownership in GGP Class E-P, LLC, Mr. Golub is viewed as having investment power over all the shares owned by such entity.

F2: Due to his control and ownership in GGP Class B-P, LLC, Mr. Golub is viewed as having investment power over all the shares owned by such entity

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2020 Filed May 8, 2020 20:16 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 OtherCommon Stock, par value $0.001 per share 249,593 $9.17 $2,288,767.81
Disclosure

SEC source: 0001476765-20-000063 · wf-form4_158896895598968.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 1,247,968.022

F1 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:42 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 PurchaseSubscription Rights (right to buy) · Derivative 855,548 $0.45 $385,937.70
Disclosure

SEC source: 0001104659-20-057490 · tm2018797d2_4.xml · derivative · entry 3

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,623,421

Underlying: Common Stock · 855,548 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F3 · ownership.nature: Due to his control of and ownership interest in GEMS Fund 4, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:42 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 PurchaseSubscription Rights (right to buy) · Derivative 767,773 $0.58 $447,534.88
Disclosure

SEC source: 0001104659-20-057490 · tm2018797d2_4.xml · derivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGP Holdings, L.P.

Disclosed balance after: 767,873

Underlying: Common Stock · 767,773 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity.

Read SEC document
April 22, 2020 Filed May 6, 2020 20:42 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 PurchaseSubscription Rights (right to buy) · Derivative 100 $0.55 $55.00
Disclosure

SEC source: 0001104659-20-057490 · tm2018797d2_4.xml · derivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGP Holdings, L.P.

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2020-05-06

F1 · derivative.exercise_price: Estimated subscription price of $11.45.

F2 · ownership.nature: Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power overall all the shares owned by such entity.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:23 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 92,042 $15.00 $1,380,630.00
Disclosure

SEC source: 0001715268-20-000020 · wf-form4_158499498947658.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 562,419.224

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 562,419.224 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:23 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 110,000 $15.00 $1,650,000.00
Disclosure

SEC source: 0001715268-20-000020 · wf-form4_158499498947658.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,778,333.332

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,778,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 18:30 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 46,715.667 $15.00 $700,735.01
Disclosure

SEC source: 0001715268-19-000117 · wf-form4_157608903642134.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 458,355.477

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 458,355.477 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 18:30 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 128,333.333 $15.00 $1,925,000.00
Disclosure

SEC source: 0001715268-19-000117 · wf-form4_157608903642134.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,668,333.332

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,668,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 15:56 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 33,368.333 $15.00 $500,525.00
Disclosure

SEC source: 0001715268-19-000096 · wf-form4_157357417034766.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 405,378.743

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 405,378.743 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 15:56 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 91,666.667 $15.00 $1,375,000.01
Disclosure

SEC source: 0001715268-19-000096 · wf-form4_157357417034766.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,539,999.999

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,539,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 19:39 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 33,368.333 $15.00 $500,525.00
Disclosure

SEC source: 0001715268-19-000085 · wf-form4_157056352376627.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 372,010.41

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 372,010.41 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 19:39 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 91,666.667 $15.00 $1,375,000.01
Disclosure

SEC source: 0001715268-19-000085 · wf-form4_157056352376627.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,448,333.332

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,448,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 GrantCommon Stock, par value $0.001 per share 1,582,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000085 · wf-form4_156883897916228.xml · nonDerivative · entry 3

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,582,369

F5 · price: Acquired pursuant to the Merger Agreement in exchange for 1,829,328.324 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F6 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 GrantCommon Stock, par value $0.001 per share 3,369,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000085 · wf-form4_156883897916228.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund, L.P.

Disclosed balance after: 3,369,613

F3 · price: Acquired pursuant to the Merger Agreement in exchange for 3,895,506.358 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F4 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:36 UTC GOLUB CAPITAL BDC, Inc. GBDC · Entity 4156 GrantCommon Stock, par value $0.001 per share 947,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001476765-19-000085 · wf-form4_156883897916228.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 947,862

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,095,794.220 shares of Golub Capital Investment Corporation ("GCIC") common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:30 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 Disposition to issuerCommon Stock, par value $0.001 per share 1,095,794.359 Not disclosed Not disclosed
Disclosure

SEC source: 0001627515-19-000063 · wf-form4_156883861793720.xml · nonDerivative · entry 3

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 0

F5 · price: Disposed of pursuant to the Merger Agreement in exchange for 947,862 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $2.26 in lieu of fractional shares of GBDC common stock.

F6 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:30 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 Disposition to issuerCommon Stock, par value $0.001 per share 3,895,506.404 Not disclosed Not disclosed
Disclosure

SEC source: 0001627515-19-000063 · wf-form4_156883861793720.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · BY GEMS Fund, L.P.

Disclosed balance after: 0

F3 · price: Disposed of pursuant to the Merger Agreement in exchange for 3,369,613 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $0.74 in lieu of fractional shares of GBDC common stock.

F4 · ownership.nature: Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:30 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 Disposition to issuerCommon Stock, par value $0.001 per share 1,829,329.064 Not disclosed Not disclosed
Disclosure

SEC source: 0001627515-19-000063 · wf-form4_156883861793720.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,582,369 shares of GBDC common stock having a market value of $18.74 per share on the effective date of the merger and a cash payment of $12.00 in lieu of fractional shares of GBDC common stock.

F2 · ownership.nature: Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 17:07 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 26,694.667 $15.00 $400,420.01
Disclosure

SEC source: 0001715268-19-000078 · wf-form4_156753040948889.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 336,036.018

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 336,036.018 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 17:07 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-19-000078 · wf-form4_156753040948889.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,356,666.665

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,356,666.665 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 18:58 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 26,694.667 $15.00 $400,420.01
Disclosure

SEC source: 0001715268-19-000066 · wf-form4_156572266537117.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 309,341.351

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 309,341.351 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 18:58 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-19-000066 · wf-form4_156572266537117.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,283,333.332

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,283,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 19:12 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 33,368.333 $15.00 $500,525.00
Disclosure

SEC source: 0001715268-19-000057 · wf-form4_156218111695161.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 277,733.023

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 277,733.023 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 19:12 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 91,666.667 $15.00 $1,375,000.01
Disclosure

SEC source: 0001715268-19-000057 · wf-form4_156218111695161.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,209,999.999

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,209,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:32 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 26,694.667 $15.00 $400,420.01
Disclosure

SEC source: 0001715268-19-000050 · wf-form4_155983874192120.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 244,364.69

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 244,364.69 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:32 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-19-000050 · wf-form4_155983874192120.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,118,333.332

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,118,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:34 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 26,694.667 $15.00 $400,420.01
Disclosure

SEC source: 0001715268-19-000040 · wf-form4_155864007517867.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 216,176.697

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 216,176.697 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:34 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-19-000040 · wf-form4_155864007517867.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,044,999.999

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,044,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 15:17 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 33,368.333 $15.00 $500,525.00
Disclosure

SEC source: 0001715268-19-000029 · wf-form4_155620542075337.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 189,482.03

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 189,482.03 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 15:17 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 91,666.667 $15.00 $1,375,000.01
Disclosure

SEC source: 0001715268-19-000029 · wf-form4_155620542075337.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 971,666.666

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 971,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 18:29 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 26,694.667 $15.00 $400,420.01
Disclosure

SEC source: 0001715268-19-000022 · wf-form4_155353856099919.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 156,113.697

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 156,113.697 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 18:29 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-19-000022 · wf-form4_155353856099919.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 879,999.999

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 879,999.999 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 15:53 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 26,694.667 $15.00 $400,420.01
Disclosure

SEC source: 0001715268-19-000016 · wf-form4_155231956804769.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 129,419.03

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 129,419.03 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 15:53 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-19-000016 · wf-form4_155231956804769.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 806,666.666

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 806,666.666 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:45 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 46,715.667 $15.00 $700,735.01
Disclosure

SEC source: 0001715268-18-000114 · wf-form4_154446393280916.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 100,805

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 100,805 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:45 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 128,333.333 $15.00 $1,925,000.00
Disclosure

SEC source: 0001715268-18-000114 · wf-form4_154446393280916.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 733,333.333

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 733,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 20:52 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 20,021 $15.00 $300,315.00
Disclosure

SEC source: 0001715268-18-000101 · wf-form4_154274714465590.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 54,089.333

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 54,089.333 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 20:52 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 55,000 $15.00 $825,000.00
Disclosure

SEC source: 0001715268-18-000101 · wf-form4_154274714465590.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 605,000

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 605,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 20:09 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 7,701.8 $15.00 $115,527.00
Disclosure

SEC source: 0001627515-18-000071 · wf-form4_154265815963667.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,829,329.064

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,829,329.064 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 12:15 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 20,021 $15.00 $300,315.00
Disclosure

SEC source: 0001715268-18-000095 · wf-form4_153986491043643.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 34,068.333

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 34,068.333 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 12:15 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 55,000 $15.00 $825,000.00
Disclosure

SEC source: 0001715268-18-000095 · wf-form4_153986491043643.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 550,000

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 550,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 19:09 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 109,759.733 $15.00 $1,646,396.00
Disclosure

SEC source: 0001627515-18-000062 · wf-form4_153911217555359.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,821,627.264

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,821,627.264 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 19:01 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 13,347.333 $15.00 $200,210.00
Disclosure

SEC source: 0001715268-18-000091 · wf-form4_153911164394033.xml · nonDerivative · entry 2

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GCOP LLC

Disclosed balance after: 14,047.333

F2 · ownership.nature: Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 14,047.333 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 19:01 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 36,666.667 $15.00 $550,000.01
Disclosure

SEC source: 0001715268-18-000091 · wf-form4_153911164394033.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 495,000

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 495,000.000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 18:10 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 55,815.467 $15.00 $837,232.01
Disclosure

SEC source: 0001627515-18-000057 · wf-form4_153738060584662.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,711,867.531

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,711,867.531 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 17:18 UTC GOLUB CAPITAL INVESTMENT Corp N/A · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 93,025.733 $15.00 $1,395,386.00
Disclosure

SEC source: 0001627515-18-000052 · wf-form4_153556310611766.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,656,052.064

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,656,052.064 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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August 03, 2018 Filed Aug 7, 2018 15:16 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-18-000074 · wf-form4_153365498032223.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 458,333.333

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 458,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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June 18, 2018 Filed Jun 20, 2018 13:54 UTC GOLUB CAPITAL INVESTMENT Corp NONE · Entity 154930 PurchaseCommon Stock, par value $0.001 per share 55,815.467 $15.00 $837,232.01
Disclosure

SEC source: 0001627515-18-000040 · wf-form4_152950285653388.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 1,563,026.331

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,563,026.331 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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June 15, 2018 Filed Jun 19, 2018 20:13 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 73,333.333 $15.00 $1,100,000.00
Disclosure

SEC source: 0001715268-18-000060 · wf-form4_152943917352476.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 385,000

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 385,000 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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June 12, 2018 Filed Jun 14, 2018 14:40 UTC Golub Capital BDC 3, Inc. NONE · Entity 90239 PurchaseCommon Stock, par value $0.001 per share 36,666.667 $15.00 $550,000.01
Disclosure

SEC source: 0001715268-18-000054 · wf-form4_152898721367787.xml · nonDerivative · entry 1

Golub Lawrence E · CIK 0001311018 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By GEMS Fund 4, L.P.

Disclosed balance after: 311,666.667

F1 · ownership.nature: Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 311,666.667 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.