person · Reporting owner

Martell Frank

Disclosed activity across 4 companies

Tapewire entity: 24519
SEC CIK: 0001387655

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Compass, Inc.COMP · Entity 3646	Director	May 14, 2026	May 15, 2026
SmartRent, Inc.SMRT · Entity 6112	Director · Chief Executive Officer	September 30, 2026	September 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Compass, Inc.

Report date May 14, 2026 · Filed May 15, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	218,233	Reported balance After 2026-05-14 transaction · row 1 1 source row Row 1 · 2026-05-14 · Exercise / conversion · Acquired 35,288 · Balance 218,233 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-05-14 · Exercise / conversion · Disposed 35,288 · Balance 0 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.
Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security	Direct	27,702	Reported balance After 2026-05-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-05-14 · Grant · Acquired 27,702 · Balance 27,702 F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4: The Reporting Person has elected to defer receipt of 100% of the RSUs reported herein pursuant to the Compass, Inc. Deferred Compensation Plan for Directors and Employees. The deferred RSUs will be settled in shares of Class A Common Stock in accordance with the terms of the Plan and the Reporting Person's deferral election. F5: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.
Class A Common StockSEC Table I · non-derivative	IndirectThe Frank D. and Donna M. Martell Family Trust, Est. 8/17/20	30,000	Reported balance Holding disclosure · report date 2026-05-14 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 30,000 F2: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20.

F3: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 22, 2026.

F4: The Reporting Person has elected to defer receipt of 100% of the RSUs reported herein pursuant to the Compass, Inc. Deferred Compensation Plan for Directors and Employees. The deferred RSUs will be settled in shares of Class A Common Stock in accordance with the terms of the Plan and the Reporting Person's deferral election.

F5: The RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) May 14, 2027.

SmartRent, Inc.

Report date September 30, 2026 · Filed September 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	75,630	Ending reported balance After 2026-09-30 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-09-30 · Exercise / conversion · Acquired 150,000 · Balance 150,000 F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. Row 2 · 2026-09-30 · Tax withholding · Disposed 74,370 · Balance 75,630
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	450,000	Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-09-30 · Exercise / conversion · Disposed 150,000 · Balance 450,000 F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. F2: On May 12, 2026, the reporting person was granted 600,000 RSUs, vesting in four substantially equal quarterly installments, commencing on September 30, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2: On May 12, 2026, the reporting person was granted 600,000 RSUs, vesting in four substantially equal quarterly installments, commencing on September 30, 2026.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CORELOGIC, INC.

Report date June 04, 2021 · Filed June 08, 2021

Section 16 reporting ended · disclosed 2021-06-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-06-04 transaction · row 1 1 source row Row 1 · 2021-06-04 · Disposition to issuer · Disposed 578,766.982 · Balance 0 F1: Includes (i) 325.182 shares acquired under the CoreLogic, ("CoreLogic") employee stock purchase plan on March 31, 2021, (ii) 49,501.038 restricted stock units of CoreLogic subject to time-based vesting ("RSUs"), and (iii) 202,590.105 performance-based restricted stock units of CoreLogic subject to both time-based and performance-based vesting ("PSUs"). Each RSU and PSU is settled by the delivery of the underlying shares of CoreLogic common stock. F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"): (i) each option that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, F3: (continued from footnote 2) equal to the product of (A) the excess, if any, of (x) the Merger Consideration over (y) the per-share exercise price for such option multiplied by (B) the total number of shares of CoreLogic common stock underlying such option; (ii) each RSU that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) (or, for RSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger) multiplied by (B) the Merger Consideration; and (iii) each PSU that was outstanding immediately prior to the effective time of the Merger automatically vested F4: (continued from footnote 3) (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of CoreLogic common stock underlying such PSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) with performance measured in accordance with the terms of the applicable governing documents, as determined by the board of directors of CoreLogic or a committee thereof after consultation with Parent prior to the effective time of the Merger (or, for PSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger and measured at the target level of performance) multiplied by (B) the Merger Consideration.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.95 · Expires 2023-02-26	Direct	Reported balance After 2021-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-06-04 · Disposition to issuer · Disposed 33,318 · Balance 0 F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"): (i) each option that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, F3: (continued from footnote 2) equal to the product of (A) the excess, if any, of (x) the Merger Consideration over (y) the per-share exercise price for such option multiplied by (B) the total number of shares of CoreLogic common stock underlying such option; (ii) each RSU that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) (or, for RSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger) multiplied by (B) the Merger Consideration; and (iii) each PSU that was outstanding immediately prior to the effective time of the Merger automatically vested F4: (continued from footnote 3) (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of CoreLogic common stock underlying such PSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) with performance measured in accordance with the terms of the applicable governing documents, as determined by the board of directors of CoreLogic or a committee thereof after consultation with Parent prior to the effective time of the Merger (or, for PSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger and measured at the target level of performance) multiplied by (B) the Merger Consideration. F5: The option became exercisable in three equal annual installments beginning February 27, 2014.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.49 · Expires 2024-03-02	Direct	Reported balance After 2021-06-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-06-04 · Disposition to issuer · Disposed 20,313 · Balance 0 F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"): (i) each option that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, F3: (continued from footnote 2) equal to the product of (A) the excess, if any, of (x) the Merger Consideration over (y) the per-share exercise price for such option multiplied by (B) the total number of shares of CoreLogic common stock underlying such option; (ii) each RSU that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) (or, for RSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger) multiplied by (B) the Merger Consideration; and (iii) each PSU that was outstanding immediately prior to the effective time of the Merger automatically vested F4: (continued from footnote 3) (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of CoreLogic common stock underlying such PSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) with performance measured in accordance with the terms of the applicable governing documents, as determined by the board of directors of CoreLogic or a committee thereof after consultation with Parent prior to the effective time of the Merger (or, for PSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger and measured at the target level of performance) multiplied by (B) the Merger Consideration. F6: The option became exercisable in three equal annual installments beginning March 3, 2015.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 325.182 shares acquired under the CoreLogic, ("CoreLogic") employee stock purchase plan on March 31, 2021, (ii) 49,501.038 restricted stock units of CoreLogic subject to time-based vesting ("RSUs"), and (iii) 202,590.105 performance-based restricted stock units of CoreLogic subject to both time-based and performance-based vesting ("PSUs"). Each RSU and PSU is settled by the delivery of the underlying shares of CoreLogic common stock.

F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"): (i) each option that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest,

F3: (continued from footnote 2) equal to the product of (A) the excess, if any, of (x) the Merger Consideration over (y) the per-share exercise price for such option multiplied by (B) the total number of shares of CoreLogic common stock underlying such option; (ii) each RSU that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) (or, for RSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger) multiplied by (B) the Merger Consideration; and (iii) each PSU that was outstanding immediately prior to the effective time of the Merger automatically vested

F4: (continued from footnote 3) (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of CoreLogic common stock underlying such PSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) with performance measured in accordance with the terms of the applicable governing documents, as determined by the board of directors of CoreLogic or a committee thereof after consultation with Parent prior to the effective time of the Merger (or, for PSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger and measured at the target level of performance) multiplied by (B) the Merger Consideration.

F5: The option became exercisable in three equal annual installments beginning February 27, 2014.

F6: The option became exercisable in three equal annual installments beginning March 3, 2015.

loanDepot, Inc.

Report date June 04, 2025 · Filed June 06, 2025

Section 16 reporting ended · disclosed 2025-06-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,220,441	Ending reported balance After 2025-06-04 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-06-04 · Exercise / conversion · Acquired 624,114 · Balance 1,537,367 F1: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025. Row 2 · 2025-06-04 · Tax withholding · Disposed 316,926 · Balance 1,220,441
Performance Share UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-06-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-06-04 · Exercise / conversion · Disposed 624,114 · Balance 0 F1: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025.
Class A Common StockSEC Table I · non-derivative	Indirect2024 Trust	417,952	Reported balance Holding disclosure · report date 2025-06-04 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 417,952 F2: As trustee, Mr. Martell has voting and investment power over the assets of the 2024 trust.
Class A Common StockSEC Table I · non-derivative	IndirectThe Frank D. and Donna M. Martell Family Trust	386,846	Reported balance Holding disclosure · report date 2025-06-04 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 386,846 F3: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20

Filing footnotes · ownership attribution and instrument terms

F1: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Martell's Transition, Separation and Advisory Agreement and General Release of Claims dated March 5, 2025.

F2: As trustee, Mr. Martell has voting and investment power over the assets of the 2024 trust.

F3: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 13, 2023 Filed Sep 14, 2023 22:25 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	15,000	$1.92	$28,732.50	Disclosure SEC source: 0001831631-23-000272 · wk-form4_1694730313.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust Disclosed balance after: 368,402 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.885 to $1.94. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F2 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. F2 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. Read SEC document
September 12, 2023 Filed Sep 14, 2023 22:25 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	20,000	$1.93	$38,600.00	Disclosure SEC source: 0001831631-23-000272 · wk-form4_1694730313.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust Disclosed balance after: 353,402 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.95. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F2 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. F2 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. Read SEC document
September 07, 2023 Filed Sep 7, 2023 21:56 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	12,051	$2.00	$24,129.72	Disclosure SEC source: 0001831631-23-000266 · wk-form4_1694123755.xml · nonDerivative · entry 3 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust Disclosed balance after: 333,402 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on September 7, 2023 in multiple transactions at prices ranging from $1.95 to $2.05. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F3 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. F3 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. Read SEC document
September 06, 2023 Filed Sep 7, 2023 21:56 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	25,000	$1.99	$49,797.50	Disclosure SEC source: 0001831631-23-000266 · wk-form4_1694123755.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust Disclosed balance after: 321,351 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on September 6, 2023 in multiple transactions at prices ranging from $1.95 to $2.05. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F3 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. F3 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. Read SEC document
September 05, 2023 Filed Sep 7, 2023 21:56 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	12,949	$1.98	$25,641.61	Disclosure SEC source: 0001831631-23-000266 · wk-form4_1694123755.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust Disclosed balance after: 296,351 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased on September 5, 2023 in multiple transactions at prices ranging from $1.97 to $1.99. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F2 · balance_after: Includes 117 shares originally purchased on May 18, 2022 which were inadvertently omitted from the total number of shares reported as purchased on that date in the Reporting Person's Form 4 filed on May 18, 2022. F3 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. F3 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20. Read SEC document
August 16, 2023 Filed Aug 18, 2023 21:28 UTC	loanDepot, Inc. LDI · Entity 723	GrantPerformance Share Units · Derivative	280,000	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000262 · wk-form4_1692394078.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,249,162 Underlying: Class A Common Stock · 280,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The PSUs are scheduled to vest if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of July 19, 2023 equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest; (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by July 19, 2028 will be forfeited. F4 · derivative.expiration_date: The PSUs are scheduled to vest if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of July 19, 2023 equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest; (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by July 19, 2028 will be forfeited. Read SEC document
August 16, 2023 Filed Aug 18, 2023 21:28 UTC	loanDepot, Inc. LDI · Entity 723	GrantRestricted Stock Units · Derivative	280,000	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000262 · wk-form4_1692394078.xml · derivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,249,162 Underlying: Class A Common Stock · 280,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 1/3rd on each of July 19, 2024, July 19, 2025 and July 19, 2026. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 1/3rd on each of July 19, 2024, July 19, 2025 and July 19, 2026. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:30 UTC	loanDepot, Inc. LDI · Entity 723	GrantPerformance Share Units · Derivative	969,162	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000237 · wk-form4_1689975048.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,162 Underlying: Class A Common Stock · 969,162 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive on share of Class A Common Stock. F4 · derivative.exercise_date: The PSUs are scheduled to vest if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest; (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 25% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by July 19, 2028 will be forfeited. F4 · derivative.expiration_date: The PSUs are scheduled to vest if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest; (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 25% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by July 19, 2028 will be forfeited. Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:30 UTC	loanDepot, Inc. LDI · Entity 723	GrantRestricted Stock Units · Derivative	969,162	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000237 · wk-form4_1689975048.xml · derivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,162 Underlying: Class A Common Stock · 969,162 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 1/3rd on each of the first three anniversaries of the date of grant. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 1/3rd on each of the first three anniversaries of the date of grant. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document
July 19, 2023 Filed Aug 4, 2023 22:21 UTC Amendment	loanDepot, Inc. LDI · Entity 723	GrantPerformance Share Units · Derivative	969,162	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000250 · wk-form4a_1691187687.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,162 Underlying: Class A Common Stock · 969,162 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive on share of Class A Common Stock. F4 · derivative.exercise_date: The PSUs are scheduled to vest if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest; (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by July 19, 2028 will be forfeited. F4 · derivative.expiration_date: The PSUs are scheduled to vest if the average closing price of the Class A Common Stock over any 30-consecutive trading day period prior to the 5th anniversary of the grant date equals or exceeds the following share prices: (i) <$3.00 share price - 0% of target PSUs that vest; (ii) $3.00 share price - 25% of target PSUs that vest; (iii) $4.00 share price - 50% of target PSUs that vest; (iv) $5.00 share price - 75% of target PSUs that vest; (v) $6.00 share price - 100% of target PSUs that vest; (vi) $7.50 share price - 125% of target PSUs that vest; (vii) $9.00 share price - 150% of target PSUs that vest; (viii) $10.50 share price - 175% of target PSUs that vest; and (ix) $13.00 share price - 200% of target PSUs that vest. Any PSUs which have not become earned by July 19, 2028 will be forfeited. Read SEC document
July 19, 2023 Filed Aug 4, 2023 22:21 UTC Amendment	loanDepot, Inc. LDI · Entity 723	GrantRestricted Stock Units · Derivative	969,162	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000250 · wk-form4a_1691187687.xml · derivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,162 Underlying: Class A Common Stock · 969,162 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 1/3rd on each of the first three anniversaries of the date of grant. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 1/3rd on each of the first three anniversaries of the date of grant. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document
July 06, 2023 Filed Jul 7, 2023 23:10 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	40,394	$0.00	$0.00	Disclosure SEC source: 0001563190-23-000156 · wk-form4_1688771449.xml · derivative · entry 3 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. F3 · derivative.expiration_date: The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. Read SEC document
July 06, 2023 Filed Jul 7, 2023 23:10 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionClass A Common Stock	40,394	$0.00	$0.00	Disclosure SEC source: 0001563190-23-000156 · wk-form4_1688771449.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document
June 05, 2023 Filed Jun 5, 2023 21:18 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	2,901	$0.00	$0.00	Disclosure SEC source: 0001563190-23-000125 · wk-form4_1685999897.xml · derivative · entry 4 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. F4 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. Read SEC document
June 05, 2023 Filed Jun 5, 2023 21:18 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionClass A Common Stock	2,901	$0.00	$0.00	Disclosure SEC source: 0001563190-23-000125 · wk-form4_1685999897.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:18 UTC	Compass, Inc. COMP · Entity 3646	GrantRestricted Stock Unit (RSU) · Derivative	58,746	$0.00	$0.00	Disclosure SEC source: 0001563190-23-000125 · wk-form4_1685999897.xml · derivative · entry 3 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,746 Underlying: Class A Common Stock · 58,746 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024. F3 · derivative.expiration_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024. Read SEC document
April 27, 2023 Filed May 11, 2023 20:11 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	250,000	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000156 · wf-form4_168383589675379.xml · derivative · entry 4 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F5 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F5 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document
April 27, 2023 Filed May 11, 2023 20:11 UTC	loanDepot, Inc. LDI · Entity 723	Tax withholdingClass A Common Stock	115,428	$1.76	$203,153.28	Disclosure SEC source: 0001831631-23-000156 · wf-form4_168383589675379.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,572 F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F3 · shares: The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability. Read SEC document
April 27, 2023 Filed May 11, 2023 20:11 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	250,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-23-000156 · wf-form4_168383589675379.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. Read SEC document
April 27, 2023 Filed Aug 4, 2023 22:20 UTC Amendment	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	250,000	$0.00	$0.00	Disclosure SEC source: 0001831631-23-000249 · wk-form4a_1691187618.xml · derivative · entry 4 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F5 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F5 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period),Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document
April 27, 2023 Filed Aug 4, 2023 22:20 UTC Amendment	loanDepot, Inc. LDI · Entity 723	Tax withholdingClass A Common Stock	115,428	$1.76	$203,153.28	Disclosure SEC source: 0001831631-23-000249 · wk-form4a_1691187618.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,572 F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F3 · shares: The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability. Read SEC document
April 27, 2023 Filed Aug 4, 2023 22:20 UTC Amendment	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	250,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-23-000249 · wk-form4a_1691187618.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction is being reported late by the Reporting Person due to an inadvertent administrative error. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. Read SEC document
March 03, 2023 Filed Mar 6, 2023 23:56 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	2,900	$0.00	$0.00	Disclosure SEC source: 0001563190-23-000050 · wf-form4_167814697116431.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,901 Underlying: Class A Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. Read SEC document
March 03, 2023 Filed Mar 6, 2023 23:56 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionClass A Common Stock	2,900	$0.00	$0.00	Disclosure SEC source: 0001563190-23-000050 · wf-form4_167814697116431.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	2,900	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000202 · wf-form4_167045548578799.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,801 Underlying: Class A Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionClass A Common Stock	2,900	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000202 · wf-form4_167045548578799.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:50 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	2,900	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000140 · wf-form4_166267018983149.xml · derivative · entry 3 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,701 Underlying: Class A Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:50 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionClass A Common Stock	2,900	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000140 · wf-form4_166267018983149.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document
June 03, 2022 Filed Jun 6, 2022 20:15 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	10,365	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000042 · wf-form4_165454653554986.xml · derivative · entry 7 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021. F7 · derivative.expiration_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021. Read SEC document
June 03, 2022 Filed Jun 6, 2022 20:15 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	1,420	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000042 · wf-form4_165454653554986.xml · derivative · entry 6 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. F6 · derivative.expiration_date: The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. Read SEC document
June 03, 2022 Filed Jun 6, 2022 20:15 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	608	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000042 · wf-form4_165454653554986.xml · derivative · entry 5 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022. F5 · derivative.expiration_date: The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022. Read SEC document
June 03, 2022 Filed Jun 6, 2022 20:15 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionClass A Common Stock	12,393	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000042 · wf-form4_165454653554986.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:15 UTC	Compass, Inc. COMP · Entity 3646	GrantRestricted Stock Unit (RSU) · Derivative	11,601	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000042 · wf-form4_165454653554986.xml · derivative · entry 4 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,601 Underlying: Class A Common Stock · 11,601 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022. F4 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022. Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:15 UTC	Compass, Inc. COMP · Entity 3646	GrantRestricted Stock Unit (RSU) · Derivative	40,394	$0.00	$0.00	Disclosure SEC source: 0001563190-22-000042 · wf-form4_165454653554986.xml · derivative · entry 3 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,394 Underlying: Class A Common Stock · 40,394 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022. F3 · derivative.expiration_date: The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022. Read SEC document
May 25, 2022 Filed May 27, 2022 20:24 UTC	loanDepot, Inc. LDI · Entity 723	GrantStock Option · Derivative	1,000,000	$0.00 Strike: $2.72	$0.00	Disclosure SEC source: 0001831631-22-000148 · wf-form4_165368302478976.xml · derivative · entry 3 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires 2032-05-25 F5 · derivative.exercise_date: The stock options are scheduled to vest as follows, 250,000 on each of 4/27/23, 4/27/24, 4/27/25 and 4/27/26 Read SEC document
May 25, 2022 Filed May 27, 2022 20:24 UTC	loanDepot, Inc. LDI · Entity 723	GrantPerformance Share Units · Derivative	3,000,000	$0.00	$0.00	Disclosure SEC source: 0001831631-22-000148 · wf-form4_165368302478976.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Class A Common Stock · 3,000,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The PSUs vest on the 5th anniversary of the grant date in proportion to specified stock price hurdles being achieved by the Issuer's Class A Common stock. F4 · derivative.expiration_date: The PSUs vest on the 5th anniversary of the grant date in proportion to specified stock price hurdles being achieved by the Issuer's Class A Common stock. Read SEC document
May 25, 2022 Filed May 27, 2022 20:24 UTC	loanDepot, Inc. LDI · Entity 723	GrantRestricted Stock Units · Derivative	1,000,000	$0.00	$0.00	Disclosure SEC source: 0001831631-22-000148 · wf-form4_165368302478976.xml · derivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/23, 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/23, 4/27/24, 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested. Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	30,000	$2.71	$81,312.00	Disclosure SEC source: 0001831631-22-000146 · wf-form4_165342599708966.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Disclosed balance after: 283,285 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.67 to $2.75. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F2 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Read SEC document
May 18, 2022 Filed May 18, 2022 20:28 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	33,285	$2.50	$83,115.97	Disclosure SEC source: 0001831631-22-000139 · wf-form4_165290567282451.xml · nonDerivative · entry 3 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Disclosed balance after: 253,285 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.48 to $2.50. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F2 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Read SEC document
May 17, 2022 Filed May 18, 2022 20:28 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	100,000	$2.49	$249,420.00	Disclosure SEC source: 0001831631-22-000139 · wf-form4_165290567282451.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Disclosed balance after: 220,000 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.44 to $2.55. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. F2 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Read SEC document
May 16, 2022 Filed May 18, 2022 20:28 UTC	loanDepot, Inc. LDI · Entity 723	PurchaseClass A Common Stock	120,000	$2.38	$285,624.00	Disclosure SEC source: 0001831631-22-000139 · wf-form4_165290567282451.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Disclosed balance after: 120,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.54. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. F2 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Read SEC document
May 16, 2022 Filed May 18, 2022 20:59 UTC	Compass, Inc. COMP · Entity 3646	PurchaseClass A Common Stock	30,000	$5.39	$161,700.00	Disclosure SEC source: 0001563190-22-000022 · wf-form4_165290751567497.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 Disclosed balance after: 30,000 F1 · kind: Purchase pursuant to a 10(b)5-1 plan adopted by the reporting person on February 23, 2022. F2 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.30 to $5.57 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document
March 28, 2022 Filed Mar 29, 2022 23:20 UTC	Compass, Inc. COMP · Entity 3646	GrantRestricted Stock Unit (RSU) · Derivative	608	$0.00	$0.00	Disclosure SEC source: 0001209191-22-021528 · doc4.xml · derivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608 Underlying: Class A Common Stock · 608 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022. F2 · derivative.expiration_date: The RSUs vest as to 100% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on March 28, 2022. Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:14 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionRestricted Stock Unit (RSU) · Derivative	2,501	$0.00	$0.00	Disclosure SEC source: 0001209191-22-016731 · doc4.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Underlying: Class A Common Stock · 2,501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement F2 · derivative.exercise_date: The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. F2 · derivative.expiration_date: The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:14 UTC	Compass, Inc. COMP · Entity 3646	Exercise / conversionClass A Common Stock	2,501	$0.00	$0.00	Disclosure SEC source: 0001209191-22-016731 · doc4.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:52 UTC	Compass, Inc. COMP · Entity 3646	GrantRestricted Stock Unit (RSU) · Derivative	3,921	$0.00	$0.00	Disclosure SEC source: 0001209191-21-071607 · doc4.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,921 Underlying: Class A Common Stock · 3,921 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. F3 · derivative.expiration_date: The RSUs vest as to 63.78% of the total shares on February 1, 2022 and 36.22% of the total shares on May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date. The RSU award was granted on December 29, 2021. Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:52 UTC	Compass, Inc. COMP · Entity 3646	GrantRestricted Stock Unit (RSU) · Derivative	10,365	$0.00	$0.00	Disclosure SEC source: 0001209191-21-071607 · doc4.xml · derivative · entry 1 Martell Frank · CIK 0001387655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,365 Underlying: Class A Common Stock · 10,365 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021. F2 · derivative.expiration_date: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders following the grant date and (ii) May 3, 2022. The RSU award was granted on December 29, 2021. Read SEC document
June 04, 2021 Filed Jun 8, 2021 19:22 UTC	CORELOGIC, INC. CLGX · Entity 138562	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	20,313	$47.51 Strike: $32.49	$965,070.63	Disclosure SEC source: 0000899243-21-022614 · doc4.xml · derivative · entry 3 Martell Frank · CIK 0001387655 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,313 shares Expires 2024-03-02 F2 · price: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"): (i) each option that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, F3 · price: (continued from footnote 2) equal to the product of (A) the excess, if any, of (x) the Merger Consideration over (y) the per-share exercise price for such option multiplied by (B) the total number of shares of CoreLogic common stock underlying such option; (ii) each RSU that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) (or, for RSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger) multiplied by (B) the Merger Consideration; and (iii) each PSU that was outstanding immediately prior to the effective time of the Merger automatically vested F4 · price: (continued from footnote 3) (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of CoreLogic common stock underlying such PSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) with performance measured in accordance with the terms of the applicable governing documents, as determined by the board of directors of CoreLogic or a committee thereof after consultation with Parent prior to the effective time of the Merger (or, for PSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger and measured at the target level of performance) multiplied by (B) the Merger Consideration. F6 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning March 3, 2015. Read SEC document
June 04, 2021 Filed Jun 8, 2021 19:22 UTC	CORELOGIC, INC. CLGX · Entity 138562	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	33,318	$54.05 Strike: $25.95	$1,800,837.90	Disclosure SEC source: 0000899243-21-022614 · doc4.xml · derivative · entry 2 Martell Frank · CIK 0001387655 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,318 shares Expires 2023-02-26 F2 · price: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"): (i) each option that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, F3 · price: (continued from footnote 2) equal to the product of (A) the excess, if any, of (x) the Merger Consideration over (y) the per-share exercise price for such option multiplied by (B) the total number of shares of CoreLogic common stock underlying such option; (ii) each RSU that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) (or, for RSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger) multiplied by (B) the Merger Consideration; and (iii) each PSU that was outstanding immediately prior to the effective time of the Merger automatically vested F4 · price: (continued from footnote 3) (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of CoreLogic common stock underlying such PSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) with performance measured in accordance with the terms of the applicable governing documents, as determined by the board of directors of CoreLogic or a committee thereof after consultation with Parent prior to the effective time of the Merger (or, for PSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger and measured at the target level of performance) multiplied by (B) the Merger Consideration. F5 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning February 27, 2014. Read SEC document
June 04, 2021 Filed Jun 8, 2021 19:22 UTC	CORELOGIC, INC. CLGX · Entity 138562	Disposition to issuerCommon Stock	578,766.982	$80.00	$46,301,358.56	Disclosure SEC source: 0000899243-21-022614 · doc4.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (i) 325.182 shares acquired under the CoreLogic, ("CoreLogic") employee stock purchase plan on March 31, 2021, (ii) 49,501.038 restricted stock units of CoreLogic subject to time-based vesting ("RSUs"), and (iii) 202,590.105 performance-based restricted stock units of CoreLogic subject to both time-based and performance-based vesting ("PSUs"). Each RSU and PSU is settled by the delivery of the underlying shares of CoreLogic common stock. F2 · price: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"): (i) each option that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, F3 · price: (continued from footnote 2) equal to the product of (A) the excess, if any, of (x) the Merger Consideration over (y) the per-share exercise price for such option multiplied by (B) the total number of shares of CoreLogic common stock underlying such option; (ii) each RSU that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) (or, for RSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger) multiplied by (B) the Merger Consideration; and (iii) each PSU that was outstanding immediately prior to the effective time of the Merger automatically vested F4 · price: (continued from footnote 3) (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of CoreLogic common stock underlying such PSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) with performance measured in accordance with the terms of the applicable governing documents, as determined by the board of directors of CoreLogic or a committee thereof after consultation with Parent prior to the effective time of the Merger (or, for PSUs granted in 2021, a prorated number of shares of CoreLogic common stock based on the period elapsed prior to the effective time of the Merger and measured at the target level of performance) multiplied by (B) the Merger Consideration. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.