Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Snap IncSNAP · Entity 3584 | Director | August 07, 2026 | August 11, 2026 |
| Sonos IncSONO · Entity 1773 | Director · Chief Executive Officer | November 15, 2024 | November 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Snap Inc
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 118,671 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Grant · Acquired 46,905 · Balance 118,671 F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 1, 2026. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 1, 2026. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control.
Sonos Inc
Report date November 15, 2024 · Filed November 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,080,643 |
Ending reported balance
After 2024-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-15 · Exercise / conversion · Acquired 42,360 · Balance 1,102,887 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2024-11-15 · Tax withholding · Disposed 22,244 · Balance 1,080,643 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 244,643 |
Reported balance
After 2024-11-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-11-15 · Exercise / conversion · Disposed 5,052 · Balance 244,643 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 239,959 |
Reported balance
After 2024-11-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-11-15 · Exercise / conversion · Disposed 4,684 · Balance 239,959 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 207,335 |
Reported balance
After 2024-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-11-15 · Exercise / conversion · Disposed 32,624 · Balance 207,335 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 396,293 |
Reported balance
After 2024-11-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-11-15 · Grant · Acquired 188,958 · Balance 396,293 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F7: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F6: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F7: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 17, 2023 22:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 9,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004218 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,633 Underlying: Common Stock · 9,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:42 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 21,957 | $15.53 | $340,992.21 |
DisclosureSEC source: 0001562180-23-004218 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 948,544 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 44,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-004218 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 970,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:41 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 21,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001522 · primarydocument.xml · derivative · entry 5 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,000 Underlying: Common Stock · 21,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:41 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 9,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001522 · primarydocument.xml · derivative · entry 4 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,500 Underlying: Common Stock · 9,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:41 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 13,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001522 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,867 Underlying: Common Stock · 13,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:41 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 22,158 | $21.45 | $475,289.10 |
DisclosureSEC source: 0001562180-23-001522 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,221 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:41 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 44,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-001522 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 4,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007743 · primarydocument.xml · derivative · entry 6 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,282 Underlying: Common Stock · 4,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F7 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F7 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 45,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007743 · primarydocument.xml · derivative · entry 5 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,966 Underlying: Common Stock · 45,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 160,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007743 · primarydocument.xml · derivative · entry 4 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,093 Underlying: Common Stock · 160,979 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 124,081 | $17.80 | $2,208,641.80 |
DisclosureSEC source: 0001562180-22-007743 · primarydocument.xml · nonDerivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,097 F4 · kind: Reflects shares withheld to cover tax liability with respect to the vesting of Performance Share Units ("PSUs") reported on a Form 4 filed November 9, 2022. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and subsequent settlement of PSUs. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 24,698 | $17.80 | $439,624.40 |
DisclosureSEC source: 0001562180-22-007743 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,178 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 49,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-007743 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 23:26 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionPerformance Share Units · Derivative | 250,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007598 · primarydocument.xml · derivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of performance stock units ("PSUs") previously granted to the Reporting Person and earned in November 2021. F3 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The Committee determined achievement of such goals for fiscal 2021 at a level of 190.2%. Such PSUs vested on November 7, 2022. F3 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The Committee determined achievement of such goals for fiscal 2021 at a level of 190.2%. Such PSUs vested on November 7, 2022. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 23:26 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 250,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-007598 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of performance stock units ("PSUs") previously granted to the Reporting Person and earned in November 2021. F2 · price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 4,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006172 · primarydocument.xml · derivative · entry 4 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,114 Underlying: Common Stock · 4,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 45,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006172 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,798 Underlying: Common Stock · 45,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 24,698 | $17.11 | $422,582.78 |
DisclosureSEC source: 0001562180-22-006172 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,802 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 49,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-006172 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 21:51 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 98,844 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001562180-22-005722 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 98,844 shares Expires 2022-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 21:51 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 65,237 | $18.96 | $1,236,743.47 |
DisclosureSEC source: 0001562180-22-005722 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,690 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.68 to $19.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 21:51 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 98,844 | $4.38 | $432,442.50 |
DisclosureSEC source: 0001562180-22-005722 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:54 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 45,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004147 · primarydocument.xml · derivative · entry 4 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,924 Underlying: Common Stock · 45,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:54 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 4,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004147 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,052 Underlying: Common Stock · 4,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:54 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 24,697 | $22.64 | $559,140.08 |
DisclosureSEC source: 0001562180-22-004147 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,083 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:54 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 49,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-004147 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 20:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 98,844 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001562180-22-003490 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,844 Underlying: Common Stock · 98,844 shares Expires 2022-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 20:30 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 65,237 | $25.67 | $1,674,946.93 |
DisclosureSEC source: 0001562180-22-003490 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,969 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.33 to $26.02 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 20:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 98,844 | $4.38 | $432,442.50 |
DisclosureSEC source: 0001562180-22-003490 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:20 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 45,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001583 · primarydocument.xml · derivative · entry 4 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,735 Underlying: Common Stock · 45,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:20 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 4,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001583 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,861 Underlying: Common Stock · 4,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:20 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 24,697 | $28.44 | $702,382.68 |
DisclosureSEC source: 0001562180-22-001583 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,362 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:20 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 49,809 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-001583 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:11 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 98,844 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001562180-22-000551 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,688 Underlying: Common Stock · 98,844 shares Expires 2022-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:11 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 65,237 | $27.14 | $1,770,662.65 |
DisclosureSEC source: 0001562180-22-000551 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,250 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.05 to $27.45 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:11 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 98,844 | $4.38 | $432,442.50 |
DisclosureSEC source: 0001562180-22-000551 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,414 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · derivative · entry 12 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,414 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,868 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · derivative · entry 11 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,868 shares Expires 2024-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,382 | $0.00 Strike: $13.56 | $0.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · derivative · entry 10 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Common Stock · 2,382 shares Expires 2026-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,538 | $0.00 Strike: $13.56 | $0.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · derivative · entry 9 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,538 shares Expires 2026-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,330 | $0.00 Strike: $13.56 | $0.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · derivative · entry 8 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,330 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,104 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · derivative · entry 7 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,736 Underlying: Common Stock · 7,104 shares Expires 2027-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · derivative · entry 6 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,499 Underlying: Common Stock · 1 shares Expires 2028-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The stock option vested as to 1/2 of the total number of shares subject to the stock option on November 15, 2021 and will vest as to the remaining 1/2 of the total number of shares subject to the stock option on November 15, 2022, subject to the continuing employment of the Reporting Person on such vesting date. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 14,250 | $13.56 | $193,230.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · nonDerivative · entry 5 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 8,868 | $11.28 | $99,986.70 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · nonDerivative · entry 4 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 5,414 | $5.00 | $27,070.00 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · nonDerivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 7,104 | $15.03 | $106,737.60 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:30 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 1 | $15.44 | $15.44 |
DisclosureSEC source: 0001562180-22-000372 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:27 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 115,980 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000238 · primarydocument.xml · derivative · entry 14 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,414 Underlying: Common Stock · 115,980 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.