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Cohn Andrew M.

Disclosed activity across 1 company

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244
SEC CIK
0001696663

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Global Water Resources, Inc.GWRS · Entity 234DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Global Water Resources, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,751 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 6 · Balance 1,751

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2024 Filed Jun 4, 2024 00:54 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000212 · wk-form4_1717462448.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,627

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:52 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 572 $12.47 $7,132.84
Disclosure

SEC source: 0001434728-24-000187 · wk-form4_1717030350.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,126,100

F1 · shares: Shares represent restricted stock awarded which are fully vested when granted.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:52 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000138 · wk-form4_1714701164.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 00:29 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000105 · wk-form4_1712017746.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:55 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000077 · wk-form4_1709596489.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,618

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 17:17 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000043 · wk-form4_1706894247.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,614

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 22:39 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000002 · wk-form4_1704321491.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:04 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000375 · wk-form4_1701734681.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 18:33 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000348 · wk-form4_1698950019.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,605

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:28 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000310 · wk-form4_1696368498.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:14 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000296 · wk-form4_1693952038.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,597

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:02 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 11,843 $11.47 $135,839.21
Disclosure

SEC source: 0001434728-23-000271 · wk-form4_1692316941.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125,528

Read SEC document
July 31, 2023 Filed Aug 3, 2023 00:55 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000252 · wk-form4_1691024126.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 00:01 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000229 · wk-form4_1688601662.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 19:16 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 30,000 $12.07 $362,100.00
Disclosure

SEC source: 0001434728-23-000209 · wk-form4_1686338197.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,113,685

Read SEC document
May 31, 2023 Filed Jun 2, 2023 16:58 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000180 · wk-form4_1685725111.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 17, 2023 Filed May 19, 2023 17:53 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 2,243 $10.95 $24,560.85
Disclosure

SEC source: 0001434728-23-000178 · wk-form4_1684518801.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083,685

Read SEC document
May 08, 2023 Filed May 11, 2023 01:34 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 1,230 $10.95 $13,468.25
Disclosure

SEC source: 0001434728-23-000160 · wf-form4_168376884230207.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,081,442

Read SEC document
April 28, 2023 Filed May 3, 2023 01:45 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000138 · wf-form4_168307830375025.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,584

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:05 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000107 · wf-form4_168064229057154.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 17:36 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 706 $12.15 $8,577.90
Disclosure

SEC source: 0001434728-23-000094 · wf-form4_167890179542748.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,212

Read SEC document
March 13, 2023 Filed Mar 15, 2023 17:36 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 1,656 $12.12 $20,071.55
Disclosure

SEC source: 0001434728-23-000094 · wf-form4_167890179542748.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,506

Read SEC document
February 28, 2023 Filed Mar 3, 2023 18:31 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000082 · wf-form4_167786829769075.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 00:39 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000045 · wf-form4_167538474774013.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:06 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000004 · wf-form4_167288079131947.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:25 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000388 · wf-form4_167001628554839.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 20:16 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 563 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000371 · wf-form4_166854334921690.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 563 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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October 31, 2022 Filed Nov 3, 2022 01:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000353 · wf-form4_166743781288284.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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September 30, 2022 Filed Oct 5, 2022 01:42 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000327 · wf-form4_166493378056340.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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September 29, 2022 Filed Sep 29, 2022 20:57 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 4,000 $12.00 $48,000.00
Disclosure

SEC source: 0001434728-22-000313 · wf-form4_166448500053801.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077,850

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September 27, 2022 Filed Sep 28, 2022 01:11 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 500 $12.20 $6,100.00
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 4

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072,359

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September 27, 2022 Filed Sep 29, 2022 20:57 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 1,491 $12.23 $18,234.93
Disclosure

SEC source: 0001434728-22-000313 · wf-form4_166448500053801.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073,850

Read SEC document
September 26, 2022 Filed Sep 28, 2022 01:11 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 1,200 $12.60 $15,120.00
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,050

Read SEC document
September 26, 2022 Filed Sep 28, 2022 01:11 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 2,000 $12.25 $24,500.00
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069,850

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September 23, 2022 Filed Sep 28, 2022 01:11 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 809 $12.65 $10,233.85
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 3

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,859

Read SEC document
August 31, 2022 Filed Sep 1, 2022 17:45 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 663 $13.87 $9,193.62
Disclosure

SEC source: 0001434728-22-000283 · wf-form4_166205432649101.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067,850

Read SEC document
August 31, 2022 Filed Sep 1, 2022 17:45 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 947 $13.80 $13,067.18
Disclosure

SEC source: 0001434728-22-000283 · wf-form4_166205432649101.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067,187

Read SEC document
August 31, 2022 Filed Sep 2, 2022 21:23 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 480 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000299 · wf-form4_166215377321141.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998

Underlying: Common Stock · 480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 00:32 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 111,000 $13.50 $1,498,500.00
Disclosure

SEC source: 0001434728-22-000263 · wf-form4_165948675387657.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066,240

F1 · price: The purchase of common stock pursuant to public offering on 08/01/2022, offered at the public offering price of $13.50 per share.

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July 29, 2022 Filed Aug 3, 2022 00:34 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000268 · wf-form4_165948686031295.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:36 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000233 · wf-form4_165706420548681.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 27, 2022 Filed Jun 28, 2022 19:38 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 485 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000210 · wf-form4_165644511251687.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock · 485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:00 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000124 · wf-form4_165117954430919.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 21:12 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 3,408 $15.95 $54,365.44
Disclosure

SEC source: 0001434728-22-000095 · wf-form4_164858833546770.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955,240

Read SEC document
March 24, 2022 Filed Mar 24, 2022 19:46 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 36,667 $16.00 $586,672.00
Disclosure

SEC source: 0001434728-22-000089 · wf-form4_164815119607975.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950,832

Read SEC document
March 23, 2022 Filed Mar 23, 2022 22:09 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 2,671 $15.90 $42,467.30
Disclosure

SEC source: 0001434728-22-000085 · wf-form4_164807337261833.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914,165

Read SEC document
March 21, 2022 Filed Mar 22, 2022 22:47 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 7,283 $16.00 $116,499.60
Disclosure

SEC source: 0001434728-22-000083 · wf-form4_164798920405663.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911,494

Read SEC document
March 15, 2022 Filed Mar 29, 2022 21:14 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 1,000 $16.00 $16,000.00
Disclosure

SEC source: 0001434728-22-000097 · wf-form4_164858846939381.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951,832

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:49 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 2,993 $16.00 $47,882.91
Disclosure

SEC source: 0001434728-22-000079 · wf-form4_164744935382406.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,904,211

Read SEC document
February 21, 2022 Filed Feb 23, 2022 00:20 UTC Global Water Resources, Inc. GWRS · Entity 234 PurchaseCommon Stock 27,500 $16.00 $440,000.00
Disclosure

SEC source: 0001434728-22-000047 · wf-form4_164557560432369.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901,218

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.