Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arlo Technologies, Inc.ARLO · Entity 603 | Director · CEO | March 10, 2026 | March 12, 2026 |
| Snap IncSNAP · Entity 3584 | Director | August 07, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arlo Technologies, Inc.
Report date March 10, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,168,866 |
Ending reported balance
After 2026-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-10 · Exercise / conversion · Acquired 288,824 · Balance 1,322,299 F1: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. Row 2 · 2026-03-12 · Sale · Disposed 153,433 · Balance 1,168,866 F2: Represents shares sold to satisfy estimated tax withholding obligations upon the settlement of the PSUs F3: The weighted average sale price for the transaction reported was $13.7752, and the range of prices were between $13.605 and $13.7759. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. |
| Performance Stock Units (PSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-10 · Exercise / conversion · Disposed 288,824 · Balance 0 F1: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers.
F2: Represents shares sold to satisfy estimated tax withholding obligations upon the settlement of the PSUs
F3: The weighted average sale price for the transaction reported was $13.7752, and the range of prices were between $13.605 and $13.7759. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Snap Inc
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 67,558 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Grant · Acquired 46,905 · Balance 67,558 F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 1, 2026. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 1, 2026. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2023 Filed Jul 31, 2023 20:34 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 28,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-043830 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,026,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| July 17, 2023 Filed Jul 18, 2023 20:43 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 66,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042579 · doc4.xml · derivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,730 Underlying: Common Stock · 66,290 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F3 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| July 17, 2023 Filed Jul 18, 2023 20:43 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 32,872 | $11.40 | $374,740.80 |
DisclosureSEC source: 0001209191-23-042579 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,998,320 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs. Read SEC document |
| July 17, 2023 Filed Jul 18, 2023 20:43 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 66,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-042579 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,031,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| July 07, 2023 Filed Jul 12, 2023 22:18 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 33,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042111 · doc4.xml · derivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,611 Underlying: Common Stock · 33,174 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F3 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| July 07, 2023 Filed Jul 12, 2023 22:18 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 16,450 | $10.98 | $180,621.00 |
DisclosureSEC source: 0001209191-23-042111 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,964,902 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs. Read SEC document |
| July 07, 2023 Filed Jul 12, 2023 22:18 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 33,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-042111 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,981,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| May 12, 2023 Filed May 16, 2023 22:27 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantPerformance Stock Units (PSUs) · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029937 · doc4.xml · derivative · entry 4 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F1 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F1 · derivative.expiration_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. Read SEC document |
| May 12, 2023 Filed May 16, 2023 22:27 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029937 · doc4.xml · derivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F1 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F1 · derivative.expiration_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. Read SEC document |
| May 12, 2023 Filed May 16, 2023 22:27 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 495,800 | $8.97 | $4,447,326.00 |
DisclosureSEC source: 0001209191-23-029937 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,948,178 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSU. F3 · balance_after: Includes 6,039 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2023. Read SEC document |
| May 12, 2023 Filed May 16, 2023 22:27 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029937 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,437,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. Read SEC document |
| May 01, 2023 Filed May 2, 2023 21:25 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 268,924 | $6.44 | $1,731,870.56 |
DisclosureSEC source: 0001209191-23-026606 · doc4.xml · nonDerivative · entry 6 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,437,939 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSU. F5 · price: This price reflects the fair market value at the end of the performance period which is the date used to calculate the Reporting Person's tax withholding. Read SEC document |
| May 01, 2023 Filed May 2, 2023 21:25 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 542,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026606 · doc4.xml · nonDerivative · entry 5 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,706,863 F4 · kind: On April 30, 2020, the Reporting Person was granted a PSU based upon based upon the achievement of certain financial milestones during certain established performance periods over a period of three years, which was voluntarily reported on a Form 4 filed May 5, 2020. On May 1, 2023, the Board approved the achievement of the performance criteria, resulting in the grant of an RSU. Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:25 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 89,644 | $6.44 | $577,307.36 |
DisclosureSEC source: 0001209191-23-026606 · doc4.xml · nonDerivative · entry 4 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,164,459 F3 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 30, 2023 Filed May 2, 2023 21:25 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 53,785 | $6.44 | $346,375.40 |
DisclosureSEC source: 0001209191-23-026606 · doc4.xml · nonDerivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,254,103 F3 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units ("RSUs"). Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:25 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026606 · doc4.xml · derivative · entry 7 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 625,020 Underlying: Common Stock · 18,940 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F6 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:25 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 9,392 | $6.44 | $60,484.48 |
DisclosureSEC source: 0001209191-23-026606 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,307,888 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSU. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:25 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-026606 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,317,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 00:56 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 94,580 | $3.57 | $337,650.60 |
DisclosureSEC source: 0001209191-23-017384 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,298,340 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 00:56 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 197,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017384 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,392,920 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 00:35 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 38,002 | $4.32 | $164,168.64 |
DisclosureSEC source: 0001209191-23-007379 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,194,926 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · derivative · entry 8 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,960 Underlying: Common Stock · 18,940 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F6 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 15,942 | $3.72 | $59,304.24 |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · nonDerivative · entry 6 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232,928 F4 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of RSUs. Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 6,474 | $3.72 | $24,083.28 |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · nonDerivative · entry 5 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,248,870 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs. Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · nonDerivative · entry 4 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,255,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 7,085 | $3.72 | $26,356.20 |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · nonDerivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,236,404 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantPerformance Restricted Stock Units (PSUs) · Derivative | 437,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · derivative · entry 7 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,500 Underlying: Common Stock · 437,500 shares Expires not disclosed F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 81,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243,489 F1 · kind: On January 28, 2022, the Reporting Person was granted a performance-based RSU, which was voluntarily reported on a Form 4 filed February 1, 2022. On January 27, 2023, the Board approved the achievement of the performance criteria, resulting in the grant of an RSU which vests in four equal annual installments. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:29 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 437,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005812 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,161,539 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 17:32 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | PurchaseCommon Stock | 20,400 | $2.97 | $60,575.76 |
DisclosureSEC source: 0001209191-22-056334 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724,039 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.935 to $2.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 18:50 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055010 · doc4.xml · derivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,900 Underlying: Common Stock · 18,940 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F3 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 18:50 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 9,392 | $5.20 | $48,838.40 |
DisclosureSEC source: 0001209191-22-055010 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703,639 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 18:50 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055010 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:32 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantPerformance Restricted Stock Units (PSUs) · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052254 · doc4.xml · derivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 22:42 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 35,411 | $7.44 | $263,457.84 |
DisclosureSEC source: 0001209191-22-045304 · doc4.xml · nonDerivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694,091 F4 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of RSUs. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 22:42 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 106,231 | $7.42 | $788,234.02 |
DisclosureSEC source: 0001209191-22-045304 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,502 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSU. F3 · price: This price reflects the fair market value at the end of the performance period which is the date used to calculate the Reporting Person's tax withholding. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 22:42 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 214,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045304 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,835,733 F1 · kind: On August 8, 2019, the Reporting Person was granted a performance stock unit ("PSU") based upon total relative shareholder return during certain established performance periods over a period of three years, which was voluntarily reported on a Form 4 filed August 12, 2019. On August 8, 2022, the Board approved the achievement of the performance criteria, resulting in the grant of an RSU. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 22:36 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043559 · doc4.xml · derivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,840 Underlying: Common Stock · 18,940 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F4 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 22:36 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 9,392 | $6.72 | $63,114.24 |
DisclosureSEC source: 0001209191-22-043559 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621,473 F3 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 22:36 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-043559 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F2 · balance_after: Includes 3,049 shares acquired under the Issuer's Employee Stock Purchase Plan on May 13, 2022. Read SEC document |
| April 30, 2022 Filed May 2, 2022 21:01 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 143,426 | $7.74 | $1,110,117.24 |
DisclosureSEC source: 0001209191-22-026426 · doc4.xml · nonDerivative · entry 3 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,876 F3 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:01 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionPerformance Stock Units (PSUs) · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026426 · doc4.xml · derivative · entry 4 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,780 Underlying: Common Stock · 18,940 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F1 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F4 · balance_after: Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:01 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 9,392 | $7.78 | $73,069.76 |
DisclosureSEC source: 0001209191-22-026426 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,752,302 F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:01 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026426 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:47 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 43,088 | $8.68 | $374,003.84 |
DisclosureSEC source: 0001209191-22-015251 · doc4.xml · nonDerivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742,754 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:47 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantCommon Stock | 86,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015251 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785,842 Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 21:40 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | Tax withholdingCommon Stock | 40,013 | $8.71 | $348,513.23 |
DisclosureSEC source: 0001209191-22-007470 · doc4.xml · nonDerivative · entry 1 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698,936 F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:40 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantPerformance Stock Units (PSUs) · Derivative | 530,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007470 · doc4.xml · derivative · entry 2 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,785 Underlying: Common Stock · 530,785 shares Expires 2026-02-03 F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. F3 · shares: Represents the maximum number of shares that may be issued pursuant to the PSUs. F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantPerformance Stock Units (PSUs) · Derivative | 92,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · derivative · entry 7 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,202 Underlying: Common Stock · 92,202 shares Expires not disclosed F5 · derivative.exercise_price: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. F5 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. F5 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of four years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:32 UTC | Arlo Technologies, Inc. ARLO · Entity 603 | GrantPerformance Stock Units (PSUs) · Derivative | 92,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006120 · doc4.xml · derivative · entry 6 MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,203 Underlying: Common Stock · 92,203 shares Expires not disclosed F4 · derivative.exercise_price: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. F4 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. F4 · derivative.expiration_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Subject to achievement of such milestones, each PSU will vest in four equal annual installments. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 120% of the number of target shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.