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Rubenstein Andrew H.

Disclosed activity across 1 company

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24477
SEC CIK
0001794156

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Accel Entertainment, Inc.ACEL · Entity 4999Director · 10% owner · ChairmanSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Accel Entertainment, Inc.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A-1 Common StockSEC Table I · non-derivativeDirect4,052,325 Ending reported balance After 2026-09-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-15 · Gift · Disposed 230 · Balance 4,053,325

Row 2 · 2026-09-17 · Gift · Disposed 1,000 · Balance 4,052,325

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2020 Filed Aug 19, 2020 00:35 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-1 Common Stock 63,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047370 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,286,146

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 00:35 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-1 Common Stock 56,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047370 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,329,823

F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:24 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantEmployee Stock Option (Right to Buy) · Derivative 104,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001209191-20-042517 · doc4.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Class A-1 Common Stock · 104,000 shares

Expires 2030-07-13

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:24 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantRestricted Stock Units (RSU) · Derivative 119,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042517 · doc4.xml · derivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,800

Underlying: Class A-1 Common Stock · 119,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 08, 2020 Filed Jul 14, 2020 00:00 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,770

Underlying: Class A-1 Common Stock · 50,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/2 of the total award on May 9, 2020, and the remainder will vest as to 1/2 of the total award on May 9, 2021, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
July 08, 2020 Filed Jul 14, 2020 00:00 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 50,000 $2.33 $116,500.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,273,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed Jul 14, 2020 00:00 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GiftClass A-1 Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · nonDerivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,222,916

F1 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:10 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001209191-20-030154 · doc4.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,770

Underlying: Class A-1 Common Stock · 100,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1/2 of the total award on May 9, 2020, and the remainder will vest as to 1/2 of the total award on May 9, 2021, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:10 UTC Accel Entertainment, Inc. ACEL · Entity 4999 Exercise / conversionClass A-1 Common Stock 100,000 $2.33 $233,000.00
Disclosure

SEC source: 0001209191-20-030154 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed Jul 14, 2020 00:00 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GiftGift 2,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042329 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223,807

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:24 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantEmployee Stock Option (Right to Buy) · Derivative 165,000 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001209191-20-014632 · doc4.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Class A-1 Common Stock · 165,000 shares

Expires 2030-02-27

F3 · derivative.exercise_date: 1/3 of the total shares underlying the option will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total shares annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:24 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantRestricted Stock Units (RSU) · Derivative 110,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014632 · doc4.xml · derivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class A-1 Common Stock · 110,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:52 UTC Accel Entertainment, Inc. ACEL · Entity 4999 ConversionClass A-2 Common Stock · Derivative 103,466 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003714 · doc4.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 206,932

Underlying: Class A-1 Common Stock · 103,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:52 UTC Accel Entertainment, Inc. ACEL · Entity 4999 ConversionClass A-2 Common Stock · Derivative 91,661 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003714 · doc4.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,324

Underlying: Class A-1 Common Stock · 91,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:52 UTC Accel Entertainment, Inc. ACEL · Entity 4999 ConversionClass A-1 Common Stock 103,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-003714 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,224,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:52 UTC Accel Entertainment, Inc. ACEL · Entity 4999 ConversionClass A-1 Common Stock 91,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-003714 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 01:08 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantWarrants · Derivative 252,922 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000899243-19-028021 · doc4.xml · derivative · entry 6

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 252,922

Underlying: Class A-1 Common Stock · 252,922 shares

Expires 2024-11-20

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 01:08 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantWarrants · Derivative 224,066 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0000899243-19-028021 · doc4.xml · derivative · entry 5

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,066

Underlying: Class A-1 Common Stock · 224,066 shares

Expires 2024-11-20

F4 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 01:08 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-2 Common Stock · Derivative 310,398 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028021 · doc4.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 310,398

Underlying: Class A-1 Common Stock · 310,398 shares

Expires not disclosed

F3 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

F3 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

F3 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 01:08 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-2 Common Stock · Derivative 274,985 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028021 · doc4.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,985

Underlying: Class A-1 Common Stock · 274,985 shares

Expires not disclosed

F3 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

F3 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

F3 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 01:08 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-1 Common Stock 4,120,950 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028021 · doc4.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,120,950

F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 526,503 shares of the Common Stock of Accel held directly and indirectly by the Reporting Person were exchanged for (i) cash payments in the aggregate amount of $9,212,684.21, (ii) 8,155,166 shares of the Issuer's Class A-1 Common Stock, (iii) 585,383 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase an aggregate of 476,988 shares of the Issuer's Class A-1 Common Stock.

F2 · ownership.nature: Securities are held by Harry R, LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 20, 2019 Filed Nov 23, 2019 01:08 UTC Accel Entertainment, Inc. ACEL · Entity 4999 GrantClass A-1 Common Stock 4,034,216 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028021 · doc4.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034,216

F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 526,503 shares of the Common Stock of Accel held directly and indirectly by the Reporting Person were exchanged for (i) cash payments in the aggregate amount of $9,212,684.21, (ii) 8,155,166 shares of the Issuer's Class A-1 Common Stock, (iii) 585,383 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase an aggregate of 476,988 shares of the Issuer's Class A-1 Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.