Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Chief Operating Officer | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 115,922 |
Ending reported balance
After 2026-09-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-01 · Exercise / conversion · Acquired 37,500 · Balance 156,547 Row 2 · 2026-09-02 · Sale · Disposed 22,181 · Balance 134,366 F1: Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. F2: The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024, and modified on May 26, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through March 31, 2027. F3: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.485 to $3.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Row 3 · 2026-09-02 · Sale · Disposed 18,444 · Balance 115,922 F2: The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024, and modified on May 26, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through March 31, 2027. F3: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.485 to $3.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 75,000 |
Reported balance
After 2026-09-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-01 · Exercise / conversion · Disposed 37,500 · Balance 75,000 F4: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F5: The time-based Restricted Stock Units shall vest and become nonforfeitable over two years in quarterly equal installments starting on June 1, 2025 through March 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2: The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024, and modified on May 26, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through March 31, 2027.
F3: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.485 to $3.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F4: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
F5: The time-based Restricted Stock Units shall vest and become nonforfeitable over two years in quarterly equal installments starting on June 1, 2025 through March 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2024 Filed Sep 5, 2024 00:34 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039442 · wk-form4_1725494678.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2024 Filed Jul 3, 2024 20:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 1,729 | $6.13 | $10,598.77 |
DisclosureSEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · nonDerivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,110 F2 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 10, 2026. F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.07 to $6.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 3, 2024 20:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 4,521 | $6.13 | $27,713.73 |
DisclosureSEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,839 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023. F5 · derivative.expiration_date: Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031126 · wk-form4_1720038946.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2024 Filed Jun 22, 2024 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 1,622 | $6.20 | $10,056.40 |
DisclosureSEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · nonDerivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,860 F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information. Read SEC document |
| June 21, 2024 Filed Jun 22, 2024 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 898 | $6.20 | $5,567.60 |
DisclosureSEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,482 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| June 20, 2024 Filed Jun 22, 2024 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 2,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · derivative · entry 6 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F5 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| June 20, 2024 Filed Jun 22, 2024 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 2,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · derivative · entry 5 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,520 Underlying: Class A Common Stock · 2,520 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F5 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| June 20, 2024 Filed Jun 22, 2024 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 2,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2024 Filed Jun 22, 2024 00:46 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-029416 · wk-form4_1719017211.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. F4 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on March 1, 2025 and 2026. Read SEC document |
| May 21, 2024 Filed May 22, 2024 21:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 1,561 | $6.30 | $9,834.30 |
DisclosureSEC source: 0001628280-24-024780 · wk-form4_1716414303.xml · nonDerivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,860 F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information. Read SEC document |
| May 21, 2024 Filed May 22, 2024 21:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 884 | $6.30 | $5,569.20 |
DisclosureSEC source: 0001628280-24-024780 · wk-form4_1716414303.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,421 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024780 · wk-form4_1716414303.xml · derivative · entry 5 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024780 · wk-form4_1716414303.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,445 Underlying: Class A Common Stock · 2,445 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:45 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024780 · wk-form4_1716414303.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2024 Filed Apr 23, 2024 21:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 1,832 | $5.19 | $9,508.08 |
DisclosureSEC source: 0001628280-24-017467 · wk-form4_1713908571.xml · nonDerivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,860 F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information. Read SEC document |
| April 22, 2024 Filed Apr 23, 2024 21:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 1,073 | $5.19 | $5,568.87 |
DisclosureSEC source: 0001628280-24-017467 · wk-form4_1713908571.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,692 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 2,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-017467 · wk-form4_1713908571.xml · derivative · entry 5 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 2,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-017467 · wk-form4_1713908571.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,905 Underlying: Class A Common Stock · 2,905 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 21:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 2,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-017467 · wk-form4_1713908571.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 21:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 1,559 | $6.53 | $10,180.27 |
DisclosureSEC source: 0001628280-24-014725 · wk-form4_1712181557.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,860 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 3,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-014725 · wk-form4_1712181557.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2023 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 1, 2024. F3 · derivative.expiration_date: Represents a bonus for fiscal 2023 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 1, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 3,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-014725 · wk-form4_1712181557.xml · derivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,959 Underlying: Class A Common Stock · 3,959 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Represents a bonus for fiscal 2023 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 1, 2024. F3 · derivative.expiration_date: Represents a bonus for fiscal 2023 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 1, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 3,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-014725 · wk-form4_1712181557.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 21:41 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 1,580 | $6.92 | $10,933.60 |
DisclosureSEC source: 0001628280-24-012760 · wk-form4_1711143657.xml · nonDerivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,460 F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 21:41 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 805 | $6.92 | $5,570.60 |
DisclosureSEC source: 0001628280-24-012760 · wk-form4_1711143657.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,040 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 21:41 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 2,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-012760 · wk-form4_1711143657.xml · derivative · entry 5 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 21:41 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 2,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-012760 · wk-form4_1711143657.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,385 Underlying: Class A Common Stock · 2,385 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 21:41 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 2,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-012760 · wk-form4_1711143657.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 8,700 | $6.95 | $60,465.00 |
DisclosureSEC source: 0001628280-24-010697 · wk-form4_1710281402.xml · nonDerivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,460 F2 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on December 15, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through January 31, 2025. F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.78 to $7.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 7,860 | $6.88 | $54,076.80 |
DisclosureSEC source: 0001628280-24-010697 · wk-form4_1710281402.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,160 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 21,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-010697 · wk-form4_1710281402.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,750 Underlying: Class A Common Stock · 21,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Such restricted stock units will vest in installments of 21,750 on March 8, 2024 and 2025. F5 · derivative.expiration_date: Such restricted stock units will vest in installments of 21,750 on March 8, 2024 and 2025. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 22:10 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 21,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-010697 · wk-form4_1710281402.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2024 Filed Mar 9, 2024 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantPerformance-based Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-010096 · wk-form4_1709946252.xml · derivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represent a contingent right to receive one share of Class A Common Stock. Such performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share. F4 · derivative.exercise_date: The performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period beginning on the date of grant (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period. F4 · derivative.expiration_date: The performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price target set at $13 per share of Issuer's Class A common stock prior to the expiration of a three-year performance period beginning on the date of grant (the "Performance Period"). Upon achievement of the stock price target, 50% of the performance-based restricted stock units shall vest, and the remaining 50% shall vest on the earlier of a) one-year from date of achievement or b) the end of the Performance Period. Read SEC document |
| March 06, 2024 Filed Mar 9, 2024 01:04 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-010096 · wk-form4_1709946252.xml · derivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 02:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 1,211 | $7.05 | $8,537.55 |
DisclosureSEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · nonDerivative · entry 3 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,270 F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 02:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Tax withholdingClass A Common Stock | 675 | $7.05 | $4,758.75 |
DisclosureSEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · nonDerivative · entry 2 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,481 F1 · kind: Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 1,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · derivative · entry 5 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 1,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · derivative · entry 4 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,886 Underlying: Class A Common Stock · 1,886 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:30 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 1,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006491 · wk-form4_1708655414.xml · nonDerivative · entry 1 Wittmann Michael · CIK 0002009989 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.