Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| indie Semiconductor, Inc.INDI · Entity 2432 | Chief Financial Officer | September 18, 2026 | September 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
indie Semiconductor, Inc.
Report date September 18, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 156,933 |
Ending reported balance
After 2026-09-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-18 · Exercise / conversion · Acquired 7,500 · Balance 160,683 Row 2 · 2026-09-21 · Sale · Disposed 3,750 · Balance 156,933 F1: Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. F2: This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through December 15, 2027. F3: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.10 to $3.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,500 |
Reported balance
After 2026-09-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-18 · Exercise / conversion · Disposed 7,500 · Balance 7,500 F4: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock. F5: Such Restricted Stock Units vest at the rate of 25% annually beginning on September 18, 2024. |
| Class A Common StockSEC Table I · non-derivative | Indirectby spouse | 90 |
Reported balance
Holding disclosure · report date 2026-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 90 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2: This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through December 15, 2027.
F3: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.10 to $3.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F4: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
F5: Such Restricted Stock Units vest at the rate of 25% annually beginning on September 18, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2025 Filed Dec 23, 2025 22:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 3,183 | $3.86 | $12,273.65 |
DisclosureSEC source: 0001193125-25-331184 · ownership.xml · nonDerivative · entry 3 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,542 F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Ms. Wu was not in possession of material non-public information. Read SEC document |
| December 22, 2025 Filed Dec 23, 2025 22:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 3,171 | $3.86 | $12,227.38 |
DisclosureSEC source: 0001193125-25-331184 · ownership.xml · nonDerivative · entry 2 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,725 F1 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs"). Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 22:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 6,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-331184 · ownership.xml · derivative · entry 6 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A common stock. F4 · derivative.exercise_date: Represents RSUs that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents RSUs that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 22:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 6,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-331184 · ownership.xml · derivative · entry 5 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,354 Underlying: Class A Common Stock · 6,354 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A common stock. F4 · derivative.exercise_date: Represents RSUs that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents RSUs that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 22:59 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 6,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-331184 · ownership.xml · nonDerivative · entry 1 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 23:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 386 | $4.39 | $1,694.54 |
DisclosureSEC source: 0001193125-25-317841 · ownership.xml · nonDerivative · entry 4 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,542 F4 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 23:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 10,000 | $4.44 | $44,421.00 |
DisclosureSEC source: 0001193125-25-317841 · ownership.xml · nonDerivative · entry 3 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,928 F1 · kind: Represents shares of Class A common stock sold in the open market. F3 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.435 to $4.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 23:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-317841 · ownership.xml · derivative · entry 6 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,750 Underlying: Class A Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F6 · derivative.exercise_date: Such performance-based restricted stock units (PRSUs) shall be earned and become vested in increments of 12.5% upon the achievement of four independent operational performance goals, with the remaining PRSUs vesting in increments of 12.5% upon the anniversary of the achievement of each corresponding performance goal. F6 · derivative.expiration_date: Such performance-based restricted stock units (PRSUs) shall be earned and become vested in increments of 12.5% upon the achievement of four independent operational performance goals, with the remaining PRSUs vesting in increments of 12.5% upon the anniversary of the achievement of each corresponding performance goal. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 23:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 10,000 | $4.53 | $45,277.00 |
DisclosureSEC source: 0001193125-25-317841 · ownership.xml · nonDerivative · entry 2 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,928 F1 · kind: Represents shares of Class A common stock sold in the open market. F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.52 to $4.545, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 23:08 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-317841 · ownership.xml · nonDerivative · entry 1 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 00:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 3,483 | $3.30 | $11,499.12 |
DisclosureSEC source: 0001193125-25-293984 · ownership.xml · nonDerivative · entry 3 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,178 F2 · kind: Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Ms. Wu was not in possession of material non-public information. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 00:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 3,613 | $3.30 | $11,928.32 |
DisclosureSEC source: 0001193125-25-293984 · ownership.xml · nonDerivative · entry 2 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,661 F1 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| November 20, 2025 Filed Nov 25, 2025 00:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 7,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-293984 · ownership.xml · derivative · entry 6 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| November 20, 2025 Filed Nov 25, 2025 00:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 7,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-293984 · ownership.xml · derivative · entry 5 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,096 Underlying: Class A Common Stock · 7,096 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F4 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. F4 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. Read SEC document |
| November 20, 2025 Filed Nov 25, 2025 00:00 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 7,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-293984 · ownership.xml · nonDerivative · entry 1 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2025 Filed Nov 14, 2025 00:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | SaleClass A Common Stock | 5,261 | $4.18 | $21,990.98 |
DisclosureSEC source: 0001193125-25-280722 · ownership.xml · nonDerivative · entry 2 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,178 F1 · kind: Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| November 10, 2025 Filed Nov 14, 2025 00:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-280722 · ownership.xml · derivative · entry 4 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: Such restricted stock units vest at the rate of 25% annually beginning on November 10, 2022. F3 · derivative.expiration_date: Such restricted stock units vest at the rate of 25% annually beginning on November 10, 2022. Read SEC document |
| November 10, 2025 Filed Nov 14, 2025 00:43 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-280722 · ownership.xml · nonDerivative · entry 1 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2025 Filed Nov 11, 2025 01:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-274907 · ownership.xml · derivative · entry 1 Wu Naixi · CIK 0002095553 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to thirty-three and one third percent (33 1/3%) of the total number of restricted stock units on each of the first, second, and third anniversaries of the grant date. F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to thirty-three and one third percent (33 1/3%) of the total number of restricted stock units on each of the first, second, and third anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.