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person · Reporting owner

ALDRICH DAVID J

Disclosed activity across 6 companies

Tapewire entity
2433
SEC CIK
0001025092

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLEGRO MICROSYSTEMS, INC.ALGM · Entity 3746DirectorAugust 08, 2024August 09, 2024
BELDEN INC.BDC · Entity 4002DirectorMay 21, 2026May 26, 2026
MOBIX LABS, INCMOBX · Entity 7651DirectorSeptember 14, 2026September 22, 2026
SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526DirectorMay 06, 2021May 08, 2021
indie Semiconductor, Inc.INDI · Entity 2432DirectorSeptember 01, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLEGRO MICROSYSTEMS, INC.

Report date August 08, 2024 · Filed August 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,746 Reported balance After 2024-08-08 transaction · row 1
1 source row

Row 1 · 2024-08-08 · Grant · Acquired 6,873 · Balance 26,746

F1: Transaction reported relates solely to an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction reported relates solely to an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

BELDEN INC.

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,482 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 2,123 · Balance 57,482

F1: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $222,500 divided by the closing price on the grant date, May 21, 2026 ($104.79). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $222,500 divided by the closing price on the grant date, May 21, 2026 ($104.79). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

MOBIX LABS, INC

Report date September 14, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect97,709 Ending reported balance After 2026-09-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-14 · Grant · Acquired 12,255 · Balance 78,608

F1: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

Row 2 · 2026-09-14 · Grant · Acquired 19,101 · Balance 97,709

F2: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.80 · Expires 2030-08-10Direct2,000 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 2,000

F3: These options are fully vested and exercisable.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.40 · Expires 2032-04-04Direct13,341 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 13,341

F3: These options are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

F2: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

F3: These options are fully vested and exercisable.

SKYWORKS SOLUTIONS, INC.

Report date May 06, 2021 · Filed May 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect129,803 Reported balance After 2021-05-06 transaction · row 1
1 source row

Row 1 · 2021-05-06 · Exercise / conversion · Acquired 2,140 · Balance 129,803

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-05-06 · Exercise / conversion · Disposed 2,140 · Balance 0

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F3: The restricted stock units vested on May 6, 2021.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan20,634 Reported balance Holding disclosure · report date 2021-05-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,634

F2: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 4/30/2021.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 4/30/2021.

F3: The restricted stock units vested on May 6, 2021.

indie Semiconductor, Inc.

Report date September 01, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect263,392 Reported balance After 2026-09-01 transaction · row 1
1 source row

Row 1 · 2026-09-01 · Exercise / conversion · Acquired 9,860 · Balance 263,392

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,860 Reported balance After 2026-09-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-01 · Grant · Acquired 9,860 · Balance 9,860

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-01 · Exercise / conversion · Disposed 9,860 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

F2: Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Acacia Communications, Inc.

Report date March 01, 2021 · Filed March 03, 2021

Section 16 reporting ended · disclosed 2021-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-01 transaction · row 1
1 source row

Row 1 · 2021-03-01 · Disposition to issuer · Disposed 16,687 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time, each share of the Company's common stock automatically converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger Agreement, at the Effective Time, each share of the Company's common stock automatically converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2018 Filed Nov 14, 2018 23:56 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 4,119 $72.84 $300,027.96
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,990

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:56 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantCommon Stock 9,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058629 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,109

F1 · shares: Represents 9,225 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, in conjunction with the Reporting Person's cessation of employment, the number of shares issued to the Reporting Person on 11/12/2018 represents that number of shares that would have been issued under the award on 11/9/2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 00:30 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 4,546 $82.65 $375,726.90
Disclosure

SEC source: 0001209191-18-057842 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,884

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 00:30 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantCommon Stock 10,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057842 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,430

F1 · shares: Represents 10,178 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and the Issuer, the number of shares issued to the Reporting Person represents that number of shares that would have been issued under the award on 11/7/2018 and 11/7/2019, based on achievement by the Issuer of the applicable performance metrics, and then prorated for the number of days during which the Reporting Person performed services for the Issuer during fiscal year 2018 prior to his cessation of employment.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:19 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,001 $0.00 Strike: $60.97 $0.00
Disclosure

SEC source: 0001209191-18-057026 · doc4.xml · derivative · entry 7

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,999

Underlying: Common Stock · 1,001 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F6 · derivative.exercise_date: This stock option was originally scheduled to vest in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:19 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,999 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-057026 · doc4.xml · derivative · entry 6

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,999 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F5 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:19 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 900 $86.93 $78,237.00
Disclosure

SEC source: 0001209191-18-057026 · doc4.xml · nonDerivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.44 per share to $87.43 per share.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:19 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 2,100 $85.96 $180,516.00
Disclosure

SEC source: 0001209191-18-057026 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,152

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $85.47 per share to $86.36 per share.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:19 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 1,001 $60.97 $61,030.97
Disclosure

SEC source: 0001209191-18-057026 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:19 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 1,999 $25.25 $50,474.75
Disclosure

SEC source: 0001209191-18-057026 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 23:14 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-055792 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,999

Underlying: Common Stock · 3,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 23:14 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 3,000 $87.14 $261,420.00
Disclosure

SEC source: 0001209191-18-055792 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.37 per share to $87.25 per share.

Read SEC document
October 19, 2018 Filed Oct 19, 2018 23:14 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 3,000 $25.25 $75,750.00
Disclosure

SEC source: 0001209191-18-055792 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 22:56 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,500 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-054449 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999

Underlying: Common Stock · 5,500 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 22:56 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 5,500 $90.48 $497,640.00
Disclosure

SEC source: 0001209191-18-054449 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $90.01 per share to $90.82 per share.

Read SEC document
October 05, 2018 Filed Oct 5, 2018 22:56 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 5,500 $25.25 $138,875.00
Disclosure

SEC source: 0001209191-18-054449 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 23:02 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-051983 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,499

Underlying: Common Stock · 10,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 23:02 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 10,000 $91.30 $913,000.00
Disclosure

SEC source: 0001209191-18-051983 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $90.80 per share to $91.52 per share.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 23:02 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 10,000 $25.25 $252,500.00
Disclosure

SEC source: 0001209191-18-051983 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:50 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-050140 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,499

Underlying: Common Stock · 3,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:50 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 3,000 $88.78 $266,340.00
Disclosure

SEC source: 0001209191-18-050140 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $88.23 per share to $89.21 per share.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:50 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 3,000 $25.25 $75,750.00
Disclosure

SEC source: 0001209191-18-050140 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
August 24, 2018 Filed Aug 24, 2018 22:38 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-048430 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,499

Underlying: Common Stock · 10,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
August 24, 2018 Filed Aug 24, 2018 22:38 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 10,000 $92.89 $928,900.00
Disclosure

SEC source: 0001209191-18-048430 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $92.38 per share to $93.29 per share.

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August 24, 2018 Filed Aug 24, 2018 22:38 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 10,000 $25.25 $252,500.00
Disclosure

SEC source: 0001209191-18-048430 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 22:57 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-046320 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,499

Underlying: Common Stock · 10,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

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August 10, 2018 Filed Aug 10, 2018 22:57 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 10,000 $93.03 $930,300.00
Disclosure

SEC source: 0001209191-18-046320 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $92.72 per share to $93.68 per share.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 22:57 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 10,000 $25.25 $252,500.00
Disclosure

SEC source: 0001209191-18-046320 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 23:14 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-044273 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,499

Underlying: Common Stock · 10,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

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July 27, 2018 Filed Jul 27, 2018 23:14 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 10,000 $95.92 $959,200.00
Disclosure

SEC source: 0001209191-18-044273 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $95.40 per share to $96.38 per share.

Read SEC document
July 27, 2018 Filed Jul 27, 2018 23:14 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 10,000 $25.25 $252,500.00
Disclosure

SEC source: 0001209191-18-044273 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.

Read SEC document
May 25, 2018 Filed May 29, 2018 19:08 UTC BELDEN INC. BDC · Entity 4002 GrantCommon Stock 3,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033744 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,410

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Company's 2011 Long Term Incentive Plan. Based on value of $170,500 divided by the closing price on the grant date, May 25, 2018 ($55.48). RSUs generally vest one year after the date of award, but are subject to accelerated vesting under certain circumstances, including death, disability and retirement.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:12 UTC Acacia Communications, Inc. ACIA · Entity 141855 GrantCommon Stock 6,144 $0.00 $0.00
Disclosure

SEC source: 0001651235-18-000129 · wf-form4_152693708378390.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677

F1 · shares: Consists of 6,144 restricted stock units ("RSUs") awarded to the Reporting Person as compensation for services rendered as a director. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 100% of the original number of shares on May 17, 2019.

F2 · balance_after: Includes 12,677 RSUs (including the 6,144 RSUs described in footnote 1). Each RSU represents the right to receive one share of common stock upon vesting.

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May 09, 2018 Filed May 11, 2018 23:08 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 2,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029681 · doc4.xml · derivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,110

Underlying: Common Stock · 2,110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2019.

F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2019.

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March 09, 2018 Filed Mar 10, 2018 00:03 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-018623 · doc4.xml · derivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,499

Underlying: Common Stock · 25,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:03 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 10,000 $113.02 $1,130,200.00
Disclosure

SEC source: 0001209191-18-018623 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,252

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $113.00 per share to $113.35 per share.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:03 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 25,000 $113.04 $2,826,000.00
Disclosure

SEC source: 0001209191-18-018623 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,252

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $113.00 per share to $113.35 per share.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 00:03 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 25,000 $25.25 $631,250.00
Disclosure

SEC source: 0001209191-18-018623 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:00 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-18-012712 · doc4.xml · derivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,499

Underlying: Common Stock · 20,000 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:00 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 10,000 $106.00 $1,060,000.00
Disclosure

SEC source: 0001209191-18-012712 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,252

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:00 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 20,000 $106.00 $2,120,000.00
Disclosure

SEC source: 0001209191-18-012712 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,252

Read SEC document
February 20, 2018 Filed Feb 23, 2018 00:00 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 20,000 $25.25 $505,000.00
Disclosure

SEC source: 0001209191-18-012712 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 194 shares purchased on 1/31/2018 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,216 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · derivative · entry 8

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,499

Underlying: Common Stock · 22,216 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,784 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · derivative · entry 7

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,784 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 15,000 $110.08 $1,651,200.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,058

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.29 per share.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 22,216 $110.08 $2,445,537.28
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,058

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.30 per share.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 22,216 $25.25 $560,954.00
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 7,784 $110.08 $856,862.72
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,058

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.00 per share to $110.30 per share.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:11 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 7,784 $20.02 $155,835.68
Disclosure

SEC source: 0001209191-17-061641 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 00:12 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 29,295 $110.41 $3,234,460.95
Disclosure

SEC source: 0001209191-17-060740 · doc4.xml · nonDerivative · entry 8

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,058

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.