ALDRICH DAVID J

SEC source: 0001628280-24-009750 · wk-form4_1709854947.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

SEC source: 0001628280-24-009750 · wk-form4_1709854947.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,280

Underlying: Class A Common Stock · 3,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

SEC source: 0001628280-24-009750 · wk-form4_1709854947.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-129357 · tm2333669-8_4seq1.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,011

F1 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

F1 · price: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

SEC source: 0001493152-25-008569 · ownership.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,416

Underlying: Class A Common Stock · 133,416 shares

Expires 2032-04-04

F3 · derivative.exercise_date: These options are fully vested and exercisable.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

SEC source: 0001493152-25-008569 · ownership.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2030-08-10

F3 · derivative.exercise_date: These options are fully vested and exercisable.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

SEC source: 0001493152-25-008569 · ownership.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,212

F1 · shares: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

F2 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

F1 · price: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

F2 · balance_after: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

SEC source: 0001628280-23-040814 · wk-form4_1701826466.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

SEC source: 0001628280-23-040814 · wk-form4_1701826466.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,009

Underlying: Class A Common Stock · 3,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

SEC source: 0001628280-23-040814 · wk-form4_1701826466.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-031625 · wk-form4_1694046875.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

SEC source: 0001628280-23-031625 · wk-form4_1694046875.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,257

Underlying: Class A Common Stock · 3,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

SEC source: 0001628280-23-031625 · wk-form4_1694046875.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-027546 · wk-form4_1691180197.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,873

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

SEC source: 0001628280-23-023364 · wk-form4_1687561603.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting.

SEC source: 0001628280-23-023364 · wk-form4_1687561603.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date.

SEC source: 0001628280-23-023364 · wk-form4_1687561603.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

SEC source: 0001628280-23-022004 · wf-form4_168669792183358.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

SEC source: 0001628280-23-022004 · wf-form4_168669792183358.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-23-032746 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,894

F1 · shares: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $200,000 divided by the closing price on the grant date, May 25, 2023 ($88.77). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

SEC source: 0001628280-22-021611 · wf-form4_165999205186733.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,035

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

SEC source: 0001628280-22-017994 · wf-form4_165610952459329.xml · derivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,965

Underlying: Class A Common Stock · 26,965 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001628280-22-017159 · wf-form4_165524808342369.xml · derivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

SEC source: 0001628280-22-017159 · wf-form4_165524808342369.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

SEC source: 0001209191-22-032440 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,641

F1 · shares: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $195,000 divided by the closing price on the grant date, May 25, 2022 ($54.61). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

SEC source: 0001628280-21-017455 · wf-form4_162949951528981.xml · derivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

SEC source: 0001025092-21-000006 · wf-form4_162828452519904.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,672

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on the date of the next annual meeting following the grant date.

SEC source: 0001209191-21-036499 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,070

F1 · shares: Grant of Restricted Stock under the Company's 2021 Long Term Incentive Plan. Based on value of $194,500 divided by the closing price on the grant date, May 26, 2021 ($51.43). The restrictions associated with the shares are generally removed one year after the date of award, but are subject to accelerated removal under certain circumstances, including death, disability and retirement.

SEC source: 0001025092-21-000004 · wf-form4_162214630271234.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on August 5, 2021.

SEC source: 0001209191-21-031079 · doc4.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vested on May 6, 2021.

F3 · derivative.expiration_date: The restricted stock units vested on May 6, 2021.

SEC source: 0001209191-21-031079 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

SEC source: 0001651235-21-000059 · wf-form4_161480925506023.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Merger Agreement, at the Effective Time, each share of the Company's common stock automatically converted into the right to receive the Merger Consideration.

SEC source: 0001209191-20-045757 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,226

F1 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $144.33 per share to $144.70 per share.

SEC source: 0001209191-20-041085 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,288

F1 · shares: Represents a grant of RSUs approved by the Belden Board of Directors equal to the amount of cash compensation foregone by the director from May to December 2020, divided by the average price of Belden stock for the 90-day period ending on the grant date ($33.2119). The RSUs are scheduled to vest equally over the first three anniversaries of the grant date, but may vest earlier in the cases of retirement, death or disability.

SEC source: 0001209191-20-057357 · doc5.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,663

SEC source: 0001209191-20-057357 · doc5.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,496

SEC source: 0001209191-20-031982 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,176

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Company's 2011 Long Term Incentive Plan. Based on value of $170,500 divided by the closing price on the grant date, May 21, 2020 ($30.43). RSUs generally vest one year after the date of award, but are subject to accelerated vesting under certain circumstances, including death, disability and retirement.

SEC source: 0001209191-20-028047 · doc4.xml · derivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units vested on May 8, 2020.

F5 · derivative.expiration_date: The restricted stock units vested on May 8, 2020.

SEC source: 0001209191-20-028047 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

SEC source: 0001209191-20-028047 · doc4.xml · derivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 2,140 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The restricted stock units vest on May 6, 2021.

F4 · derivative.expiration_date: The restricted stock units vest on May 6, 2021.

SEC source: 0001209191-20-001410 · doc4.xml · derivative · entry 6

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,560 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F6 · derivative.exercise_date: This stock option was originally scheduled to vest in (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.

SEC source: 0001209191-20-001410 · doc4.xml · nonDerivative · entry 4

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,032

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F4 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $119.88 per share to $120.81 per share.

SEC source: 0001209191-20-001410 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,692

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $119.20 per share to $119.79 per share.

SEC source: 0001209191-20-001410 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,192

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $117.97 per share to $118.15 per share.

SEC source: 0001209191-20-001410 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

SEC source: 0001209191-19-062025 · doc4.xml · derivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,560

Underlying: Common Stock · 30,000 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F5 · derivative.exercise_date: This stock option was originally scheduled to vest in (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.

SEC source: 0001209191-19-062025 · doc4.xml · nonDerivative · entry 3

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,032

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $121.72 per share to $122.71 per share.

SEC source: 0001209191-19-062025 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,525

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $120.81 per share to $121.68 per share.

SEC source: 0001209191-19-062025 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

SEC source: 0001209191-19-061651 · doc4.xml · derivative · entry 5

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,560

Underlying: Common Stock · 30,000 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.

F5 · derivative.exercise_date: This stock option was originally scheduled to vest in (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.