Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CELESTICA INCCLS · Entity 3096 | Director | August 11, 2026 | August 12, 2026 |
| Rackspace Technology, Inc.RXT · Entity 1237 | Director · Former Chief Executive Officer | September 15, 2025 | September 17, 2025 |
| VIAVI SOLUTIONS INC.VIAV · Entity 3595 | CFO | October 01, 2020 | October 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CELESTICA INC
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 781 |
Reported balance
After 2026-08-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 142 · Balance 781 F1: Each director restricted share unit ("D-RSU") represents a contingent right to receive one common share upon settlement, subject to the reporting person's deferral election, or, at the Issuer's election, an equivalent value in cash. F2: On August 11, 2026, the reporting person was granted 142 D-RSUs, which vest on May 20, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each director restricted share unit ("D-RSU") represents a contingent right to receive one common share upon settlement, subject to the reporting person's deferral election, or, at the Issuer's election, an equivalent value in cash.
F2: On August 11, 2026, the reporting person was granted 142 D-RSUs, which vest on May 20, 2027.
Rackspace Technology, Inc.
Report date September 15, 2025 · Filed September 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,608,619 |
Reported balance
After 2025-09-15 transaction · row 1
1 source rowRow 1 · 2025-09-15 · Sale · Disposed 1,780,619 · Balance 4,608,619 F1: This transaction was executed in multiple trades at prices ranging from $1.33 to $1.44 from September 15 -17, 2025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Issuer or a security holder of the Issuer. F2: Reflects the number of shares of common stock that were sold in a "sell to cover" transaction for the sole purpose of satisfying tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person. F3: This transaction was made pursuant to a Rule 10b5-1 trading plan in the form of a durable sell-to-cover instruction adopted by the reporting person on September 14, 2023. The trading plan provides for the automatic sale of shares of common stock necessary to satisfy the reporting person's tax withholding obligations incurred in connection with the vesting or settlement of restricted stock units and performance stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $1.33 to $1.44 from September 15 -17, 2025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Issuer or a security holder of the Issuer.
F2: Reflects the number of shares of common stock that were sold in a "sell to cover" transaction for the sole purpose of satisfying tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.
F3: This transaction was made pursuant to a Rule 10b5-1 trading plan in the form of a durable sell-to-cover instruction adopted by the reporting person on September 14, 2023. The trading plan provides for the automatic sale of shares of common stock necessary to satisfy the reporting person's tax withholding obligations incurred in connection with the vesting or settlement of restricted stock units and performance stock units.
VIAVI SOLUTIONS INC.
Report date October 01, 2020 · Filed October 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 274,449 |
Ending reported balance
After 2020-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-01 · Exercise / conversion · Acquired 11,250 · Balance 280,027 F1: Each unit converts upon vesting into one share of common stock. Row 2 · 2020-10-01 · Tax withholding · Disposed 5,578 · Balance 274,449 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-01 · Exercise / conversion · Disposed 11,250 · Balance 0 F1: Each unit converts upon vesting into one share of common stock. F3: Shares reflect the time-based vesting of the 3rd tranche of Performance Stock Units granted on August 28, 2017 on the 36 month anniversary of the first day of the measurement period at 100% of target based on the prior achievement of the target Network and Service Enablement ("NSE") operating income margin rate during two consecutive quarters of the performance period as stated in the grant agreement. F4: There are no expiration dates on PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: Shares reflect the time-based vesting of the 3rd tranche of Performance Stock Units granted on August 28, 2017 on the 36 month anniversary of the first day of the measurement period at 100% of target based on the prior achievement of the target Network and Service Enablement ("NSE") operating income margin rate during two consecutive quarters of the performance period as stated in the grant agreement.
F4: There are no expiration dates on PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2020 Filed Sep 30, 2020 00:45 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · derivative · entry 4 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,334 Underlying: Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 00:45 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 25,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 00:45 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 40,971 | $11.56 | $473,624.76 |
DisclosureSEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,777 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 25, 2020 Filed Sep 30, 2020 00:45 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 82,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantMarket Stock Units · Derivative | 112,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · derivative · entry 8 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,952 Underlying: Common Stock · 112,952 shares Expires not disclosed F6 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit F7 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 112,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · derivative · entry 7 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,952 Underlying: Common Stock · 112,952 shares Expires not disclosed F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 31,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · derivative · entry 6 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,650 Underlying: Common Stock · 31,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · derivative · entry 5 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · derivative · entry 4 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,450 Underlying: Common Stock · 5,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 24,745 | $13.21 | $326,881.45 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,114 F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:57 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 49,906 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000060 · wf-form4_159900104729426.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F2 · balance_after: Total includes 1,734 shares purchased pursuant to the ESPP plan. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000039 · wf-form4_159104578285507.xml · derivative · entry 6 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,313 Underlying: Common Stock · 5,862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000039 · wf-form4_159104578285507.xml · derivative · entry 5 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,193 Underlying: Common Stock · 5,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 2,907 | $11.52 | $33,488.64 |
DisclosureSEC source: 0000912093-20-000039 · wf-form4_159104578285507.xml · nonDerivative · entry 4 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,219 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 5,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000039 · wf-form4_159104578285507.xml · nonDerivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 2,575 | $11.52 | $29,664.00 |
DisclosureSEC source: 0000912093-20-000039 · wf-form4_159104578285507.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,264 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 5,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000039 · wf-form4_159104578285507.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000013 · wf-form4_158327014671277.xml · derivative · entry 4 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,175 Underlying: Common Stock · 5,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000013 · wf-form4_158327014671277.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,385 Underlying: Common Stock · 5,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 5,722 | $13.19 | $75,473.18 |
DisclosureSEC source: 0000912093-20-000013 · wf-form4_158327014671277.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,647 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 11,056 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000013 · wf-form4_158327014671277.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 21:18 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000078 · wf-form4_157532146922615.xml · derivative · entry 4 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,038 Underlying: Common Stock · 5,862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 21:18 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 5,192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000078 · wf-form4_157532146922615.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,578 Underlying: Common Stock · 5,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 21:18 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 5,482 | $15.21 | $83,381.22 |
DisclosureSEC source: 0000912093-19-000078 · wf-form4_157532146922615.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,313 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 21:18 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 11,054 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000078 · wf-form4_157532146922615.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 60,465 | $15.82 | $956,689.32 |
DisclosureSEC source: 0000912093-19-000062 · wf-form4_157325298222882.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,741 F2 · price: This transaction was executed in multiple trades at prices ranging from $15.80 to $15.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2019 Filed Nov 8, 2019 22:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 84,685 | $15.89 | $1,345,873.30 |
DisclosureSEC source: 0000912093-19-000062 · wf-form4_157325298222882.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,206 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.885 to $15.905. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 01:12 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 20,000 | $15.83 | $316,686.00 |
DisclosureSEC source: 0000912093-19-000061 · wf-form4_157300270032649.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,891 F2 · price: This transaction was executed in multiple trades at prices ranging from $15.805 to $15.8475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 01:12 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 37,700 | $16.10 | $607,015.24 |
DisclosureSEC source: 0000912093-19-000061 · wf-form4_157300270032649.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,891 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.07 to $16.185. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:29 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionPerformance Stock Units · Derivative | 11,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000057 · wf-form4_157014173503215.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · shares: Shares reflect the time-based vesting of the 2nd tranche of Performance Stock Units granted on August 28, 2017 on the 24 month anniversary of the first day of the measurement period at 100% of target based on the prior achievement of the target Network and Service Enablement ("NSE") operating income margin rate during two consecutive quarters of the performance period as stated in the grant agreement. F4 · derivative.expiration_date: There are no expiration dates on PSUs. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:29 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 5,578 | $13.56 | $75,637.68 |
DisclosureSEC source: 0000912093-19-000057 · wf-form4_157014173503215.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,591 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:29 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000057 · wf-form4_157014173503215.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000040 · wf-form4_156987619707165.xml · derivative · entry 6 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,667 Underlying: Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F7 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 29,449 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000040 · wf-form4_156987619707165.xml · derivative · entry 5 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,668 Underlying: Common Stock · 29,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F6 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2017 at 142.5% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 25,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000040 · wf-form4_156987619707165.xml · derivative · entry 4 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F5 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 17, 2016 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 71,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000040 · wf-form4_156987619707165.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · shares: Shares reflect the vesting of the 4th tranche of market-leveraged stock units granted on September 15, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F4 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 79,846 | $14.24 | $1,137,007.04 |
DisclosureSEC source: 0000912093-19-000040 · wf-form4_156987619707165.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,919 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 161,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000040 · wf-form4_156987619707165.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 20:52 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 47,728 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000038 · wf-form4_156875355661456.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 20:52 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 23,664 | $14.82 | $350,700.48 |
DisclosureSEC source: 0000912093-19-000038 · wf-form4_156875355661456.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,723 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 20:52 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 47,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000038 · wf-form4_156875355661456.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantMarket Stock Units · Derivative | 95,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 7 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires not disclosed F5 · derivative.exercise_date: See Exhibit 99 - FY2020 MSU Exhibit F6 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 95,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 6 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires not disclosed F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 5 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 23,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 4 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,900 Underlying: Common Stock · 23,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 5,193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770 Underlying: Common Stock · 5,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 21,465 | $13.64 | $292,782.60 |
DisclosureSEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · nonDerivative · entry 2 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,659 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 43,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · nonDerivative · entry 1 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 21:05 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 4,188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000017 · wf-form4_156633513342162.xml · derivative · entry 3 Maletira Amar · CIK 0001652379 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on PSUs or RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.