person · Reporting owner
Breithaupt Chantelle Yvette
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMBARELLA INCAMBA · Entity 4248 | Director | September 08, 2026 | September 10, 2026 |
| Arista Networks, Inc.ANET · Entity 2421 | Senior Vice President, CFO | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMBARELLA INC
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 8,091 |
Reported balance
After 2026-09-08 transaction · row 1
1 source rowRow 1 · 2026-09-08 · Grant · Acquired 3,151 · Balance 8,091 F1: Effective as of September 8, 2026, the Board of Directors approved an annual restricted stock unit grant of 3,151 Ordinary Shares to each independent director. The RSU grant vests as to 1/4th of the Ordinary Shares each three months following the vesting start date of September 15, 2026, so as to be 100% vested on September 15, 2027, subject to continued service with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of September 8, 2026, the Board of Directors approved an annual restricted stock unit grant of 3,151 Ordinary Shares to each independent director. The RSU grant vests as to 1/4th of the Ordinary Shares each three months following the vesting start date of September 15, 2026, so as to be 100% vested on September 15, 2027, subject to continued service with the Company.
Arista Networks, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,697 |
Reported balance
After 2026-10-06 transaction · row 1
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 1,224 · Balance 68,697 F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 11, 2025 and modified on June 2, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 11, 2025 and modified on June 2, 2026.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASPENTECH Corp
Report date May 16, 2022 · Filed May 18, 2022
Section 16 reporting ended · disclosed 2022-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-05-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-16 · Disposition to issuer · Disposed 5,110 · Balance 21,789 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the AspenTech common stock (other than certain excluded shares) automatically converted into the right to receive $87.6] in cash (the "Cash Consideration"), plus 0.42 of a validly issued, fully paid and nonassessable share of New AspenTech. Row 2 · 2022-05-16 · Disposition to issuer · Disposed 21,789 · Balance 0 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F3: Reflects restricted stock units ("RSUs"). Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive an award of RSUs covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of AspenTech common stock underlying such AspenTech RSU award and (y) the sum of (i) 0.42 and (ii) the quotient obtained by dividing (xx) $87.50 by (yy) the volume-weighted average price per share of the New AspenTech common stock on Nasdaq during the five trading days after the Effective Time (the sum obtained under clause (y), the "Aspen Equity Award Exchange Ratio"). F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $148.82 · Expires 2031-03-21 | Direct | 0 |
Reported balance
After 2022-05-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-16 · Disposition to issuer · Disposed 21,257 · Balance 0 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F5: The option granted at the exercise price of $148.82 vests in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending June 30, 2021. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.50 · Expires 2031-08-31 | Direct | 0 |
Reported balance
After 2022-05-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-16 · Disposition to issuer · Disposed 21,901 · Balance 0 F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F7: The option granted at the exercise price of $129.50 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech.
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the AspenTech common stock (other than certain excluded shares) automatically converted into the right to receive $87.6] in cash (the "Cash Consideration"), plus 0.42 of a validly issued, fully paid and nonassessable share of New AspenTech.
F3: Reflects restricted stock units ("RSUs"). Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive an award of RSUs covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of AspenTech common stock underlying such AspenTech RSU award and (y) the sum of (i) 0.42 and (ii) the quotient obtained by dividing (xx) $87.50 by (yy) the volume-weighted average price per share of the New AspenTech common stock on Nasdaq during the five trading days after the Effective Time (the sum obtained under clause (y), the "Aspen Equity Award Exchange Ratio").
F4: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time.
F5: The option granted at the exercise price of $148.82 vests in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending June 30, 2021.
F6: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent.
F7: The option granted at the exercise price of $129.50 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2021.
Aspen Technology, Inc.
Report date December 29, 2023 · Filed January 03, 2024
Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,518 |
Reported balance
After 2023-12-29 transaction · row 1
1 source rowRow 1 · 2023-12-29 · Tax withholding · Disposed 1,088 · Balance 31,518 F1: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 4, 2023 16:03 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | Tax withholdingCommon Stock | 528 | $217.78 | $114,987.84 |
DisclosureSEC source: 0001127602-23-012145 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,704 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 16:08 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | Tax withholdingCommon Stock | 797 | $205.62 | $163,879.14 |
DisclosureSEC source: 0001127602-23-000460 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,232 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 16:21 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | Tax withholdingCommon Stock | 860 | $234.08 | $201,308.80 |
DisclosureSEC source: 0001127602-22-023454 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,029 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 16:29 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,108 | $210.60 Strike: $210.60 | $3,181,744.80 |
DisclosureSEC source: 0001127602-22-022103 · form4.xml · derivative · entry 2 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,108 Underlying: Common Stock · 15,108 shares Expires 2032-08-31 F3 · derivative.exercise_date: The option granted at the exercise price of $210.60 vests, subject to rounding, in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2022. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 16:29 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | GrantCommon Stock | 9,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022103 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,889 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. Subject to rounding to whole shares, the Restricted Stock Units vest in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending September 30, 2022. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 16:38 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | Tax withholdingCommon Stock | 425 | $194.03 | $82,462.75 |
DisclosureSEC source: 0001127602-22-018735 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,788 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| May 23, 2022 Filed May 25, 2022 19:04 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | GrantCommon Stock Option (Right to Buy) · Derivative | 19,513 | Not disclosed Strike: $145.35 | Not disclosed |
DisclosureSEC source: 0001127602-22-015691 · form4.xml · derivative · entry 4 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,513 Underlying: Common Stock · 19,513 shares Expires 2031-08-31 F1 · kind: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F1 · price: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F5 · derivative.exercise_date: The option granted at the exercise price of $145.35 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2021. Read SEC document |
| May 23, 2022 Filed May 25, 2022 19:04 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,939 | Not disclosed Strike: $167.03 | Not disclosed |
DisclosureSEC source: 0001127602-22-015691 · form4.xml · derivative · entry 3 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,939 Underlying: Common Stock · 18,939 shares Expires 2031-03-21 F1 · kind: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F1 · price: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F4 · derivative.exercise_date: The option granted at the exercise price of $167.03 vests in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending June 30, 2021. Read SEC document |
| May 23, 2022 Filed May 25, 2022 19:04 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | Tax withholdingCommon Stock | 347 | $186.03 | $64,552.41 |
DisclosureSEC source: 0001127602-22-015691 · form4.xml · nonDerivative · entry 2 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,213 F3 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| May 23, 2022 Filed May 25, 2022 19:04 UTC | Aspen Technology, Inc. AZPN · Entity 82028 | GrantCommon Stock | 19,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-015691 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,560 F1 · kind: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer common stock. F1 · price: Represents equity awards granted by Aspen Technology, Inc. (which subsequently changed its name to "AspenTech Corporation", "Former AspenTech") that have been converted into equity awards of Emersub CX, Inc. (which subsequently changed its name to "Aspen Technology Inc.", the "Issuer") pursuant to the terms of the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Former AspenTech, the Issuer and certain other parties thereto (the "Transaction Agreement"), pursuant to which Former AspenTech merged with a wholly owned subsidiary of the Issuer and became a wholly owned subsidiary of the Issuer (the "Transaction"). The Transaction closed on May 16, 2022. Pursuant to the terms of the Transaction Agreement, the number of equity awards reported herein were determined on May 23, 2022, based on the five-day volume weighted average price of the Issuer's common stock following the closing of the Transaction. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:34 UTC | ASPENTECH Corp AZPN · Entity 127212 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 21,901 | Not disclosed Strike: $129.50 | Not disclosed |
DisclosureSEC source: 0001127602-22-014965 · form4.xml · derivative · entry 4 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,901 shares Expires 2031-08-31 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4 · price: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6 · price: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F7 · derivative.exercise_date: The option granted at the exercise price of $129.50 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2021. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:34 UTC | ASPENTECH Corp AZPN · Entity 127212 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 21,257 | Not disclosed Strike: $148.82 | Not disclosed |
DisclosureSEC source: 0001127602-22-014965 · form4.xml · derivative · entry 3 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,257 shares Expires 2031-03-21 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F4 · price: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. F6 · price: Each AspenTech stock option ("AspenTech Stock Option") outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive a New AspenTech stock option ("Converted Option") covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (i) the number of shares of AspenTech common stock underlying the corresponding AspenTech Stock Option as of immediately prior to the Effective Time multiplied by (ii) the Aspen Equity Award Exchange Ratio. The exercise price applicable to each Converted Option shall be equal to (i) the exercise price per share of AspenTech common stock applicable to the corresponding AspenTech Stock Option as of immediately prior to the Effective Time divided by (ii) the Aspen Equity Award Exchange Ratio, rounded up to the nearest whole cent. F5 · derivative.exercise_date: The option granted at the exercise price of $148.82 vests in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending June 30, 2021. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:34 UTC | ASPENTECH Corp AZPN · Entity 127212 | Disposition to issuerCommon Stock | 21,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-014965 · form4.xml · nonDerivative · entry 2 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F3 · price: Reflects restricted stock units ("RSUs"). Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by New AspenTech and converted into the right to receive an award of RSUs covering that number of shares of New AspenTech common stock, rounded down to the nearest whole share, equal to the product of (x) the number of shares of AspenTech common stock underlying such AspenTech RSU award and (y) the sum of (i) 0.42 and (ii) the quotient obtained by dividing (xx) $87.50 by (yy) the volume-weighted average price per share of the New AspenTech common stock on Nasdaq during the five trading days after the Effective Time (the sum obtained under clause (y), the "Aspen Equity Award Exchange Ratio"). F4 · price: Each converted equity award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding AspenTech equity award as of immediately prior to the Effective Time. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:34 UTC | ASPENTECH Corp AZPN · Entity 127212 | Disposition to issuerCommon Stock | 5,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-014965 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,789 F1 · kind: On May 16, 2022, the closing of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 10, 2021, as amended, among Aspen Technology, Inc. ("AspenTech"), Emerson Electric Co., Emersub CX, Inc., ("New AspenTech") and certain other parties, occurred, pursuant to which AspenTech merged with a wholly owned subsidiary of New AspenTech (the "Merger"). Pursuant to the Merger, AspenTech became a wholly owned subsidiary of New AspenTech. F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the AspenTech common stock (other than certain excluded shares) automatically converted into the right to receive $87.6] in cash (the "Cash Consideration"), plus 0.42 of a validly issued, fully paid and nonassessable share of New AspenTech. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:27 UTC | ASPENTECH Corp AZPN · Entity 127212 | Tax withholdingCommon Stock | 476 | $163.79 | $77,964.04 |
DisclosureSEC source: 0001127602-22-011173 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,899 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 13:07 UTC | ASPENTECH Corp AZPN · Entity 127212 | Tax withholdingCommon Stock | 630 | $151.11 | $95,199.30 |
DisclosureSEC source: 0001127602-22-000299 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,375 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| October 10, 2021 Filed Oct 13, 2021 16:17 UTC | ASPENTECH Corp AZPN · Entity 127212 | GrantCommon Stock | 4,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027022 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,005 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. Vesting of these Restricted Stock Units is subject to the Closing under the Transaction Agreement and Plan of Merger dated as of October 10, 2021 by and among the Company, Emerson Electric Co., a Missouri corporation ("Emerson"), EMR Worldwide Inc., a Delaware corporation, Emersub CX, Inc., a Delaware corporation and Emersub CXI, Inc., a Delaware corporation. Twenty-five percent of the Restricted Stock Units shall vest upon the Closing and seventy-five percent of the Restricted Stock Units shall vest on the first day of the 18th month following the month in which the Closing occurs. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 16:20 UTC | ASPENTECH Corp AZPN · Entity 127212 | Tax withholdingCommon Stock | 477 | $124.90 | $59,577.30 |
DisclosureSEC source: 0001127602-21-026442 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,501 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:33 UTC | ASPENTECH Corp AZPN · Entity 127212 | GrantCommon Stock Option (Right to Buy) · Derivative | 21,901 | $129.50 Strike: $129.95 | $2,836,179.50 |
DisclosureSEC source: 0001127602-21-024899 · form4.xml · derivative · entry 2 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,901 Underlying: Common Stock · 21,901 shares Expires 2031-08-31 F3 · derivative.exercise_date: The option granted at the exercise price of $129.50 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:33 UTC | ASPENTECH Corp AZPN · Entity 127212 | GrantCommon Stock | 11,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024899 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,978 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units vest in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending September 30, 2021. F2 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 16:18 UTC | ASPENTECH Corp AZPN · Entity 127212 | Tax withholdingCommon Stock | 222 | $140.52 | $31,195.44 |
DisclosureSEC source: 0001127602-21-021237 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,183 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:40 UTC | ASPENTECH Corp AZPN · Entity 127212 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,257 | $148.82 Strike: $148.82 | $3,163,466.74 |
DisclosureSEC source: 0001127602-21-011923 · form4.xml · derivative · entry 4 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,257 Underlying: Common Stock · 21,257 shares Expires 2031-03-21 F5 · derivative.exercise_date: The option granted at the exercise price of $148.82 vests in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending June 30, 2021. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:40 UTC | ASPENTECH Corp AZPN · Entity 127212 | Tax withholdingCommon Stock | 1,220 | $148.82 | $181,560.40 |
DisclosureSEC source: 0001127602-21-011923 · form4.xml · nonDerivative · entry 3 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,405 F4 · shares: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of Restricted Stock Units and distribution of stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:40 UTC | ASPENTECH Corp AZPN · Entity 127212 | GrantCommon Stock | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011923 · form4.xml · nonDerivative · entry 2 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,625 F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant. F3 · price: The Restricted Stock Units were received as a grant for no consideration. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:40 UTC | ASPENTECH Corp AZPN · Entity 127212 | GrantCommon Stock | 10,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011923 · form4.xml · nonDerivative · entry 1 Breithaupt Chantelle Yvette · CIK 0001850596 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,265 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units vest in 16 equal consecutive installments on the last business of the quarter beginning with the quarter ending June 30, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.